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Xing S

Series 63, Series 65

Springfield, NJ

TJ Capital Holdings LLC

Xing Su is a financial advisor at TJ Capital Holdings LLC with 26 years of industry experience. He holds the Series 63 and Series 65 designations and has worked at TJ Capital Holdings LLC since 2002 and at TJCM Asset Management LLC since 2017. TJ Capital Holdings LLC is a small registered investment adviser serving primarily individual clients, including both high-net-worth and non-high-net-worth individuals. The firm focuses on individualized portfolio management with a majority of assets managed on a non-discretionary basis, and it employs strategies such as the use of derivatives within separately managed accounts.

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Yafu G

Series 63, Series 65

Springfield, NJ

TJ Capital Holdings LLC

Yafu Guo is a financial advisor at TJ Capital Holdings LLC with 30 years of industry experience. He holds Series 63 and Series 65 designations and has worked at several firms, including Craft Capital Management LLC and Univest Securities, Inc. dba Universal Financial Group. Guo has been with TJ Capital Holdings LLC since 2018 and has a lengthy history with affiliated entities dating back to 2000. TJ Capital Holdings LLC serves primarily individual clients, including both high-net-worth and non-high-net-worth individuals, offering portfolio management and advisory services with approximately $27.7 million in assets under management. The firm’s approach emphasizes non-discretionary management, allowing clients final trade approval, and includes strategies using derivatives and performance-based fees, which is uncommon for a firm of its size.

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