Stephen Ross is a financial advisor at TradeWinds, LLC in Raleigh, NC, holding Series 63 and Series 65 designations with 43 years of industry experience. His prior roles include positions at Wells Fargo Clearing Services, LLC and Wells Fargo Advisors LLC. TradeWinds primarily serves individual investors, including high net worth clients, as well as small businesses and corporations, offering discretionary wealth management, financial planning, and portfolio management services. The firm employs a multi-advisor team and constructs custom strategies using a blend of equities, mutual funds, ETFs, and various analytical approaches, managing accounts mostly on a discretionary basis.

Tracey Nobles is a financial advisor at TradeWinds, LLC with 27 years of industry experience. She holds the Series 63 and Series 65 designations and has previously worked at Wells Fargo Advisors LLC and Wells Fargo Clearing. Nobles has been with TradeWinds since 2022. TradeWinds serves individual investors—including high-net-worth clients—retirement plans, small businesses, and corporations by providing discretionary wealth management and comprehensive financial planning. The firm employs custom, proprietary strategies combining equities, mutual funds, and ETFs, using multiple analytical methods to guide investment decisions.

Todd Shand is a financial advisor at TradeWinds, LLC in Raleigh, NC, holding a Series 66 designation with 25 years of industry experience. His prior roles include positions at Wells Fargo Advisors LLC and Wells Fargo Clearing Services, LLC. He is also the owner of Shand Wealth Management LLC, an investment-related registered investment adviser. TradeWinds primarily serves individual investors, including high net worth clients, as well as small businesses and corporations, offering discretionary wealth management, financial planning, and portfolio management services. The firm employs a multi-advisor team approach and constructs custom strategies using a combination of equities, mutual funds, ETFs, and various analytical methods.

Miller Hoffman is a CFP® with seven years of industry experience, currently serving as a financial advisor at TradeWinds, LLC. His prior roles include positions at The Vanguard Group, the Federal Deposit Insurance Corporation, and Wells Fargo Advisors. He also has experience associated with Clemson University from 2016 to 2019. TradeWinds, LLC serves individual investors, retirement plans, small businesses, and corporations, offering discretionary wealth management and comprehensive financial planning. The firm employs custom strategies combining equities, mutual funds, and ETFs, utilizing various analytical approaches and documenting client suitability factors before making allocation decisions.

Emma Schneider is a financial advisor at TradeWinds, LLC in Raleigh, NC, holding a Series 66 designation with one year of industry experience. Prior to joining TradeWinds, she worked at Morgan Stanley and has a background that includes roles in education and other sectors. TradeWinds serves individual investors, retirement plans, small businesses, and corporations, offering discretionary wealth management and financial planning. The firm employs custom strategies combining equities, mutual funds, and ETFs, utilizing various analytical approaches to tailor investment decisions to client suitability factors.

Timothy Whitney is a CFP® with 23 years of industry experience, currently serving as a financial advisor at TradeWinds, LLC since 2022. He previously worked at Wells Fargo Clearing Services, LLC and Wells Fargo Advisors LLC. Outside of advising, Whitney is a finance committee chair for the WakeMed Foundation and lectures on financial fraud and manipulation. He is also the author of a book titled *To End All Series - I, Lucifer*. TradeWinds primarily serves individual investors, including high net worth clients, as well as small businesses and corporations, offering discretionary wealth management, financial planning, and portfolio management services. The firm employs custom strategies combining equities, mutual funds, and ETFs, using a mix of fundamental, technical, cyclical, and modern portfolio theory analyses.

Stephanie Williams is a CFP® with 19 years of industry experience. She is currently with TradeWinds, LLC, where she has worked since 2021. Prior to that, she held positions at Wells Fargo Clearing and Wells Fargo Advisors LLC. TradeWinds primarily serves individual investors, including high net worth clients, as well as small businesses and corporations, offering discretionary wealth management, financial planning, and portfolio management services. The firm uses custom strategies combining equities, mutual funds, and ETFs, and applies various analytical approaches while generally managing accounts on a discretionary basis.

James Bowie is a financial advisor at TradeWinds, LLC in Raleigh, NC, holding Series 63 and Series 66 licenses with three years of industry experience. His prior roles include positions at Fidelity Investments, CAPTrust, and Beacon Wealthcare. Outside of his advisory career, he has been involved with Raleigh YoungLife and Wake County YoungLife. TradeWinds serves individual investors—including high-net-worth clients—retirement plans, small businesses, and corporations by providing discretionary wealth management and comprehensive financial planning. The firm employs proprietary investment strategies combining equities, mutual funds, and ETFs, using various analytical methods to tailor allocations based on client suitability factors.

Martin Boney is a financial advisor at TradeWinds, LLC with 34 years of industry experience. He holds Series 63 and Series 65 designations and has previously worked at Wells Fargo Advisors and Wells Fargo Clearing. Outside of his advisory role, he is involved with the Mary Lynn Richardson Fund, a private family foundation, and serves as a director for the Richardson Corporation family trust company. TradeWinds primarily serves individual investors, including high net worth clients, as well as small businesses and corporations, offering discretionary wealth management, financial planning, and portfolio management services. The firm employs a multi-advisor team approach and constructs custom strategies that combine various investment analyses while generally managing accounts on a discretionary basis.

Austin Moore is a CFP® professional with one year of experience, currently advising at TradeWinds, LLC. He previously worked at CapFinancial Partners LLC (CAPTRUST) for five years. TradeWinds serves individual investors, including high-net-worth clients, as well as retirement plans, small businesses, and corporations by providing discretionary wealth management and comprehensive financial planning. The firm employs custom, proprietary portfolio strategies combining equities, mutual funds, and ETFs, and uses various analytical approaches to guide its investment decisions.

Ralston Turner is a financial advisor at TradeWinds, LLC in Raleigh, NC, with eight years of industry experience. He holds the Series 66 designation and previously worked at Morgan Stanley Private Bank and Morgan Stanley Smith Barney LLC for six years, as well as at Bank of America and Merrill Lynch. TradeWinds serves individual investors, including high-net-worth clients, retirement plans, small businesses, and corporations by providing discretionary wealth management and comprehensive financial planning. The firm implements portfolios using custom strategies that combine equities, mutual funds, and ETFs, applying various analytical methods and documenting client suitability factors before allocation decisions.