Steven Quinn is a CFP®-designated financial advisor with UBS Financial Services in New York, NY, with 22 years of industry experience. He has been with UBS since 2016. Outside of his advisory role, he serves as a trustee for multiple family trusts and is involved with the board of Brooklyn Jesuit Prep, a Catholic middle school serving low-income families in Brooklyn, NY. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, incorporating proprietary capital market research and model-based asset allocations to tailor financial plans. The firm combines institutional trading capabilities with wealth management, offering a broad range of financial products and services.

Jonathan M Mitchell is a financial advisor with UBS Financial Services in Tucson, AZ, holding Series 63 and Series 65 licenses and bringing 30 years of industry experience. He has been with UBS since 2011. Outside of his advisory work, Jonathan volunteers as a private investigator and is a silent partner in a fast-casual restaurant serving Poke. He also serves as secretary and treasurer of a family foundation. UBS Financial Services serves individual, corporate, and institutional clients through a blend of brokerage and investment advisory services, utilizing model-based asset allocations and proprietary research to tailor client plans. The firm combines institutional trading capabilities with wealth management offerings, including fiduciary financial planning and capital markets services.

Harold Toney Jr. is a financial advisor at UBS Financial Services with 30 years of industry experience. He previously worked at Merrill and Bank of America N.A., serving clients across various financial services. He holds a Series 63 designation. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and utilizes proprietary research and model-based asset allocations to tailor client plans.

Clifton Carragher is a financial advisor at UBS Financial Services with a Series 66 designation and one year of industry experience. Prior to joining UBS, he held roles at SailGP and was affiliated with Connecticut College and the Shelter Island Yacht Club. UBS Financial Services serves individual, corporate, and institutional clients with brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services and utilizing proprietary research and asset allocation models to tailor client plans.

Carla Chen is a financial advisor with UBS Financial Services in San Francisco, holding Series 63 and Series 66 licenses. She has 24 years of industry experience, including over 16 years with UBS Financial Services and more than 21 years with UBS International Inc. UBS Financial Services Inc. serves individual, corporate, and institutional clients with a range of brokerage and advisory solutions, leveraging proprietary research and model-based asset allocations to tailor investment plans. The firm combines institutional trading capabilities with wealth management services, offering a broad platform that includes brokerage, advisory, custody, underwriting, and capital markets services.

Craig Pontlitz is a financial advisor at UBS Financial Services with 33 years of industry experience. He has been with UBS since 2008 and holds the Series 63 designation. UBS Financial Services Inc. serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services, operating as a broker-dealer, investment adviser, and futures commission merchant.

Thomas Bray is a financial advisor at UBS Financial Services with 23 years of industry experience. He holds the CFP® and Series 66 designations. Prior to joining UBS in 2025, he worked at Morgan Stanley and its affiliated private banking entities from 2009 through 2025. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, utilizing proprietary capital market assumptions and research to tailor plans to clients’ goals and risk tolerances. The firm combines institutional trading capabilities with wealth management services and provides a broad range of capital markets and advisory products.

Maura Maness is a financial advisor with UBS Financial Services in Greenville, SC, holding a Series 66 designation and 12 years of industry experience. She has been with UBS Financial Services since 2014. UBS Financial Services Inc. serves individual, corporate, and institutional clients through brokerage and investment advisory services, offering financial planning, portfolio management, and a range of investment products. The firm integrates institutional trading capabilities with wealth management services and utilizes proprietary research to tailor client strategies.

Andrea Sieben is a financial advisor at UBS Financial Services with seven years of industry experience. She has been with UBS since 2011 and holds the Series 66 designation. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, including fee-based planning and portfolio management. The firm integrates institutional trading capabilities with wealth management and offers a broad range of capital markets and research resources.

Jake Sodeman is a financial advisor at UBS Financial Services with 12 years of industry experience. He holds the Series 66 designation and has been with UBS since 2012. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and provides a broad range of capital markets and research resources.

Flint Schuller is a financial advisor with UBS Financial Services in Charlotte, NC, holding Series 63, Series 65, and Series 66 licenses and possessing 18 years of industry experience. His prior roles include positions at Wells Fargo Clearing Services and TIAA-Individual & Institutional Services, LLC. UBS Financial Services serves individual, corporate, and institutional clients through a broad range of brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services to tailor plans based on proprietary research and model-based asset allocations.

Susan Brown is a Series 66-registered financial advisor with UBS Financial Services in Albany, NY, bringing 19 years of industry experience. She has been with UBS Financial Services Inc. since 2009. UBS Financial Services Inc. serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and utilizes proprietary research and model-based asset allocations to tailor client solutions.

Alexander Boswell is a financial advisor at UBS Financial Services with 32 years of industry experience. He holds Series 63 and Series 65 licenses and has been with UBS since 2012. UBS Financial Services serves individual, corporate, and institutional clients through a combination of brokerage and investment advisory services, leveraging proprietary capital market assumptions and research to tailor plans to clients' goals and risk tolerances. The firm integrates institutional trading capabilities with wealth management and offers a broad range of financial products and services.

Stanley Viner is a CFP® and holds a Series 66 license, currently serving as a financial advisor at UBS Financial Services in Memphis, TN. He has five years of industry experience, including six years with UBS and prior work at Coaching for Literacy. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services. The firm provides a range of solutions including financial planning, portfolio management, and capital markets services supported by proprietary research and model-based asset allocation.

G Michael Sarlanis is a financial advisor with UBS Financial Services in Manhasset, NY, holding a Series 66 designation and 19 years of industry experience. He has been with UBS since 2014. Outside of his advisory role, he is a limited partner involved in a family business, Sarlanis Enterprises LLC, which focuses on real estate. UBS Financial Services serves individual, corporate, and institutional clients with brokerage and investment advisory services, offering financial planning, portfolio management, and access to mutual funds and alternative products. The firm combines institutional trading capabilities with wealth management and delivers advisory services through a network of Financial Advisors using proprietary research and model-based asset allocations.

Raymond Valdivia is a financial advisor at UBS Financial Services in Chicago, IL, with 11 years of industry experience. He has been with UBS since 2017. Outside of his advisory role, he works as an independent contractor providing transportation services for Uber and also drives for HopSkipDrive, a student transportation service focused on safely transporting children. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services to tailor plans based on proprietary research and client goals.

Alexia Cusano is a financial advisor at UBS Financial Services with two years of industry experience. She holds the Series 66 designation and previously worked at Commonwealth Financial Services. UBS Financial Services serves individual, corporate, and institutional clients through a combination of brokerage and investment advisory offerings, utilizing proprietary capital market assumptions and model-based asset allocations to tailor plans according to clients’ goals and risk tolerances. The firm also combines institutional trading capabilities with wealth management services, including principal trading, underwriting, and securities-backed lending programs.

Ronald Motta is a financial advisor with UBS Financial Services in Danville, CA, holding a Series 66 designation and eight years of industry experience. He previously worked at Bank of America and Merrill and has served on the board of The One Hundred Club of Contra Costa County, a nonprofit supporting families of fallen law enforcement officers and firefighters. UBS Financial Services serves individual, corporate, and institutional clients through a combination of brokerage and advisory services, offering portfolio management, financial planning, and access to alternative products. The firm integrates institutional trading capabilities with wealth management services and provides research-driven investment solutions tailored to client goals.

Analia Gallagher is a financial advisor at UBS Financial Services with a Series 66 designation and one year of industry experience. Prior to joining UBS, she held roles in various sectors including retail and maintenance. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining proprietary market research and model-based asset allocations to tailor client plans. The firm integrates institutional trading capabilities with wealth management services and provides additional capital markets solutions through its platform.

James Speyerer is a financial advisor at UBS Financial Services with 35 years of industry experience. He has held his position at UBS since 2005 and holds Series 63 and Series 65 designations. UBS Financial Services Inc. serves individual, corporate, and institutional clients through a range of brokerage and investment advisory services, including fee-based financial planning and discretionary portfolio management. The firm combines institutional trading capabilities with wealth management services, offering access to proprietary research, capital markets services, and securities-backed lending programs.