William Carroll is a financial advisor with UBS Financial Services, holding a Series 63 designation and bringing 41 years of industry experience. He has been with UBS since 2003. UBS Financial Services Inc. serves individual, corporate, and institutional clients through a range of brokerage and investment advisory services, combining institutional trading capabilities with wealth management solutions and leveraging proprietary research and model-based asset allocations.

Rachel Marker is a financial advisor at UBS Financial Services with 12 years of industry experience. She has been with UBS since 2015 and holds a Series 66 designation. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining proprietary capital market research with model-based asset allocations to tailor financial plans. The firm also provides institutional trading capabilities alongside wealth management services.

Anthony Rundella is a financial advisor with UBS Financial Services in New York, NY, holding Series 63 and Series 66 designations and 26 years of industry experience. He has been with UBS Financial Services since 2000. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services, providing a broad range of capital markets and advisory solutions.

Kenneth Kavanaugh is a financial advisor with UBS Financial Services in Cincinnati, OH, holding a Series 66 designation and 27 years of industry experience. He has worked at UBS since 2016, following prior tenures at Bank of America and Merrill. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and utilizes proprietary research and model-based asset allocations to tailor client strategies.

Matthew Morris is a CFA® charterholder and holds a Series 66 license with 18 years of industry experience. He has worked at UBS Financial Services since 2018 and previously spent four years at UBS Asset Management. He is a member of the Board of Directors for CFA Society Chicago and will begin teaching investment courses at the University of Illinois Urbana-Champaign’s Gies College of Business in 2025. UBS Financial Services serves individual, corporate, and institutional clients, offering a range of brokerage and investment advisory services, including fee-based financial planning and portfolio management. The firm integrates institutional trading capabilities with wealth management to deliver tailored investment solutions.

Michael Blevins is a financial advisor at UBS Financial Services with 19 years of industry experience. He holds the Series 66 designation and previously worked at Merrill from 2004 to 2021 before joining UBS in 2021. UBS Financial Services Inc. serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and provides a broad range of financial products and capital markets services.

Shelley Waters is a financial advisor at UBS Financial Services with 32 years of industry experience. She has been with UBS since 2008. Outside of her advisory work, she serves as a non-compensated vice president and mentor at IAS Performance LLC, an automotive purchase, sale, and repair business led by her son. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services, offering a broad range of capital markets and advisory solutions.

Ronald Fleischman is a financial advisor with UBS Financial Services in Charlotte, NC, holding Series 63, 65, and 66 designations and having 32 years of industry experience. He has been with UBS since 2002. Outside of his advisory role, he is the owner of Carolina Firearm Consulting, LLC, which provides firearms training. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including financial planning, portfolio management, and distribution of mutual funds and alternative products. The firm combines institutional trading capabilities with wealth management services and delivers advisory work using proprietary capital market assumptions and research.

Thomas Clarkson is a financial advisor at UBS Financial Services with eight years of industry experience. He holds a Series 66 designation and has been with UBS in various capacities since 2017. Prior to entering financial services, he worked in student affairs and at Boston College. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including portfolio management, financial planning, and distribution of mutual funds and alternative products. The firm combines institutional trading capabilities with wealth management services, supported by proprietary research and a broad service platform.

Dilshad Chowdhury is a financial advisor at UBS Financial Services in New York, NY, with 15 years of industry experience and a Series 66 designation. He has been with UBS since 2010. Outside of his advisory role, he is involved with Essential Home Care, an agency providing personal care services for patients. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services. The firm uses proprietary research and model-based asset allocations to tailor financial plans aligned with clients' goals and risk tolerances.

Maglyn Scott is a financial advisor at UBS Financial Services with Series 66 credentials and one year of industry experience. Prior to joining UBS, Scott held roles at Certified Financial Group, PNC Bank, Morgan Stanley, and other organizations. Outside of finance, Scott has experience working in education and retail, including at Treasure Village Montessori and Key Largo Chocolates. UBS Financial Services serves individual, corporate, and institutional clients with a range of brokerage and advisory offerings, combining proprietary research and model-based asset allocations to tailor financial plans. The firm provides both wealth management and institutional trading capabilities through its broad platform.

Linda Barr is a financial advisor at UBS Financial Services with seven years of industry experience. She holds the Series 66 designation and is based in Johnson City, TN. Barr has been with UBS Financial Services since 1999. UBS Financial Services Inc. serves individual, corporate, and institutional clients through brokerage and advisory offerings, including financial planning, portfolio management, wrap fee programs, and distribution of mutual funds and alternative products. The firm combines institutional trading capabilities with wealth management services and uses proprietary research and model-based asset allocations to tailor client plans.

Jacqueline Erhart is a financial advisor at UBS Financial Services with four years of industry experience. She holds a Series 66 designation and has previously worked at Fidelity Investments, Raymond James Financial Services Advisors, Inc., and Bank of America. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining proprietary research and model-based asset allocations to tailor plans according to clients’ goals and risk tolerances. The firm integrates institutional trading capabilities with wealth management services, offering a broad range of financial products and capital markets solutions.

Djibril Diallo is a financial advisor at UBS Financial Services in New York, NY, holding Series 63 and Series 65 licenses with three years of industry experience. He has been with UBS Financial Services since 2022 following his education at Colgate University. UBS Financial Services serves individual, corporate, and institutional clients through a combination of brokerage and investment advisory offerings, utilizing proprietary research and asset allocation models to tailor financial plans. The firm integrates institutional trading capabilities with wealth management services and offers a broad range of capital markets and advisory solutions.

Brian Taveras is a financial advisor at UBS Financial Services with a Series 66 designation and one year of industry experience. Prior to joining UBS, he held roles at Goldman Sachs, TriStruX, LLC, Marcum LLP, Mizuho, and Withum. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, offering financial planning, portfolio management, and distribution of mutual funds and alternative products. The firm combines institutional trading capabilities with wealth management services and utilizes proprietary research and model-based asset allocations to tailor investment strategies.

Abraham Dispennette is a financial advisor at UBS Financial Services with 11 years of industry experience. He holds Series 63 and Series 66 licenses and previously worked at Morgan Stanley Private Bank and American Family Insurance. Outside of advising, he is a 33% owner of a franchise holding company and serves in the Wisconsin Army National Guard. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and advisory services, using proprietary research and model-based asset allocations to tailor investment strategies. The firm combines wealth management with institutional trading capabilities and offers a broad range of capital markets services.

Steven Hughes is a financial advisor with UBS Financial Services in Kansas City, MO, holding Series 63 and Series 65 designations and over 32 years of industry experience. He has been with UBS since 1993. Outside of his advisory role, he serves as a successor trustee for family estates. UBS Financial Services serves individual, corporate, and institutional clients with brokerage and investment advisory offerings, including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and utilizes proprietary research and model-based asset allocations to tailor client plans.

James Carrington is a financial advisor with UBS Financial Services in Littleton, CO, holding a Series 66 designation and 25 years of industry experience. He previously worked at Bank of America, Merrill, and Wells Fargo in various advisory roles. Outside of his advisory work, he has passive ownership interests in family oil and gas investments. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services to deliver tailored financial plans and portfolio management.

Ryan Long is a financial advisor with UBS Financial Services in Dallas, TX, holding a Series 66 designation and 24 years of industry experience. He has been with UBS since 2002. Outside of his advisory role, he serves on the board of directors for the Cotton Bowl Athletic Association and the TCA Foundation, contributing to leadership and fund management for these organizations. UBS Financial Services serves individual, corporate, and institutional clients through a range of brokerage and investment advisory offerings. The firm combines institutional trading capabilities with wealth management services, using proprietary research and asset allocation models to tailor financial plans to clients’ goals and risk tolerances.

Donald Trabert is a financial advisor with UBS Financial Services in San Francisco, holding the Series 63 and Series 66 designations and bringing 43 years of industry experience. He has been with UBS since 2009. In addition to his advisory work, he serves on the finance committee of St. Mary’s Star of The Sea Church, advising the Pastor on financial matters related to church maintenance. UBS Financial Services serves individual, corporate, and institutional clients through a range of brokerage and investment advisory products, combining institutional trading capabilities with wealth management services and utilizing proprietary research and model-based asset allocations.