Thomas Ruiz is a Series 66 licensed financial advisor with UBS Financial Services in Stamford, CT, holding 18 years of industry experience. He has been with UBS and its affiliates since 2005. Outside of his advisory role, Ruiz is a partner and owner of VERO MOREAU LLC, a business focused on image consulting, fashion styling, and merchandising. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, utilizing proprietary research and model-based strategies to tailor plans to clients’ goals. The firm combines institutional trading capabilities with wealth management services and provides a broad range of capital markets and advisory solutions.

Janice Wright is a financial advisor at UBS Financial Services in Plano, TX, holding the ChFC® designation along with Series 63 and Series 65 licenses. She has 46 years of industry experience, including 32 years with UBS. UBS Financial Services serves individual, corporate, and institutional clients by offering brokerage and investment advisory services, including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management and provides research-driven, model-based asset allocations tailored to client goals.

Drew Kinney is a financial advisor with UBS Financial Services in Medford, OR. He holds Series 63 and Series 65 designations and has nine years of industry experience. Prior to UBS, he worked at Raymond James Financial Services Advisors Inc. and L. Johnson & Associates Ltd. UBS Financial Services serves individual, corporate, and institutional clients with a range of brokerage and advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and uses proprietary research and asset allocation models to tailor client plans.

Philip Carpenter is a financial advisor at UBS Financial Services with 40 years of industry experience. He has been with UBS since 1985 and holds the Series 63 designation. Outside his advisory role, he serves as an arbitrator for the National Futures Association. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services, utilizing proprietary research and asset allocation models to tailor client plans.

Joseph Molloy is a financial advisor at UBS Financial Services with 34 years of industry experience. He has been with UBS since 2009 and holds Series 63 and Series 65 registrations. UBS Financial Services serves individual, corporate, and institutional clients with brokerage and investment advisory offerings, including financial planning, portfolio management, and distribution of mutual funds and alternative products. The firm combines institutional trading capabilities with wealth management services and operates as a broker-dealer, investment adviser, and futures commission merchant.

Noah Levine is a financial advisor with UBS Financial Services in Ketchum, Idaho, holding Series 63 and Series 65 licenses and bringing 25 years of industry experience. He has been with UBS since 2013. Outside of his advisory role, Mr. Levine serves on the board of the Sahm Family Foundation and is chair of the finance committee for the Park City Historical Society and Museum. UBS Financial Services serves individual, corporate, and institutional clients through a range of brokerage and investment advisory services. The firm combines institutional trading capabilities with wealth management, offering tailored financial planning and portfolio management supported by proprietary research and asset allocation models.

Heather Meade is a financial advisor at UBS Financial Services with 31 years of industry experience. She has been with UBS since 2006 and holds Series 63 and Series 66 licenses. Outside of her advisory work, she serves on the board of Big Brothers Big Sisters of Monmouth & Middlesex Counties, where she supports mentorship programs and assists with fundraising efforts. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, using proprietary research and model-based asset allocations to tailor client plans. The firm combines institutional trading capabilities with wealth management, offering a broad range of services including financial planning, portfolio management, and capital markets solutions.

Ali Hakim is a financial advisor with UBS Financial Services in Pepper Pike, OH, holding a Series 66 designation. He has one year of industry experience, having joined UBS in 2026. Prior to entering the financial industry, Hakim held positions at Penske Logistics, PNC Bank, and Telemus Capital, and has a background that includes work in education and logistics. UBS Financial Services Inc. serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including financial planning and portfolio management. The firm integrates institutional trading capabilities with wealth management services, leveraging proprietary research and model-based asset allocations to tailor plans aligned with clients’ goals and risk tolerances.

M Scott Harries is a financial advisor with UBS Financial Services in Salt Lake City, UT, holding Series 63 and Series 65 credentials and bringing 37 years of industry experience. He has been with UBS since 2013. Outside of his advisory role, Harries operates a music production company called 241 Productions. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and employs proprietary research and model-based asset allocations to tailor client plans.

William Clifford is a Series 66 registered financial advisor at UBS Financial Services with seven years of industry experience. He previously worked at Farient Advisors and spent ten years in full-time education before beginning his financial advisory career. Clifford is based in San Francisco, CA. UBS Financial Services serves individual, corporate, and institutional clients through a combination of brokerage and advisory offerings, including financial planning and portfolio management. The firm integrates proprietary research and model-based asset allocations to tailor investment solutions and combines institutional trading capabilities with wealth management services.

Tyler Trainor is a financial advisor with UBS Financial Services in New York, NY, holding a Series 66 designation and one year of industry experience. Prior to joining UBS, he served ten years in the United States Navy. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, utilizing proprietary capital market assumptions and research to tailor plans based on clients’ goals and risk tolerances. The firm offers a broad range of services including fee-based financial planning, portfolio management, underwriting, and capital markets operations.

Steven Wagner is a financial advisor at UBS Financial Services in New York, NY, with 24 years of industry experience. He has been with UBS AG and UBS International Inc. since 2002. Wagner serves on the board of directors for the Hispanic Brotherhood Inc., a nonprofit organization that supports the Hispanic community in Nassau County, NY, and he reviews and comments on financial matters for Cure of Ars, a local Catholic church. UBS Financial Services Inc. provides brokerage and investment advisory services to individual, corporate, and institutional clients, using model-based asset allocations and research from its Chief Investment Office and UBS Global Research. The firm combines institutional trading capabilities with wealth management services, offering a broad range of financial planning and portfolio management solutions.

Michael Soberman is a Series 66-licensed financial advisor with UBS Financial Services, where he has worked since 2013. He has 14 years of industry experience. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and delivers advisory work using proprietary research and model-based asset allocations tailored to client goals and risk tolerances.

Benjamin Wheaton II is a financial advisor at UBS Financial Services with four years of industry experience. He holds a Series 66 designation and previously worked at Merrill and Bank of America, N.A. He has also been employed by Procaccianti Companies and Wolf & Company, P.C. Outside of his advisory role, no additional activities are noted. UBS Financial Services serves individual, corporate, and institutional clients by offering brokerage and investment advisory services, including fee-based financial planning and discretionary portfolio management. The firm integrates institutional trading capabilities with wealth management and utilizes proprietary research and model-based asset allocations to tailor financial plans to clients’ goals.

Warren Mcpeters is a financial advisor at UBS Financial Services with 42 years of industry experience. He has previously worked at NBC Securities, City National Bank, and RBC Capital Markets. He holds Series 63 and Series 66 designations. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and leverages proprietary research and model-based asset allocations to tailor financial plans.

Connor Cole is a financial advisor at UBS Financial Services with one year of industry experience. He holds a Series 66 designation and has worked at UBS since 2021. Prior to his advisory role, he was employed at Property Prep and has a background that includes roles at California Lutheran University, Handel's Ice Cream, and Bishop Montgomery High School. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and utilizes proprietary research and model-based asset allocations to tailor investment plans.

Jacqueline King is a financial advisor with UBS Financial Services. She holds the Series 66 designation and has three years of industry experience. Her prior work includes roles at Merrill and Grodsky Family. Outside of advising, she is a waitress at The Wellfleet Beachcomber, a restaurant where she has worked since 2013, and she is a 50% owner of Royal Transportation Services, a family livery business. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings. The firm integrates institutional trading capabilities with wealth management services and utilizes proprietary research and model-based asset allocations to tailor client plans.

Andrew Moore is a financial advisor at UBS Financial Services in Greenville, SC, holding a Series 66 designation with one year of industry experience. Prior to joining UBS, he worked at Grace Community Church for five years and Booster Enterprises for eight years. UBS Financial Services serves individual, corporate, and institutional clients with brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services, leveraging proprietary research and model-based asset allocations to tailor client strategies.

Austin Byers King is a financial advisor at UBS Financial Services in Atlanta, GA, holding a Series 66 designation with three years of industry experience. His prior roles include positions at Dwaan Black, Northwestern Mutual Investment Services LLC, and under Michael Watson. UBS Financial Services serves individual, corporate, and institutional clients through a combination of brokerage and investment advisory offerings, utilizing proprietary capital market assumptions, model-based asset allocations, and research from its Chief Investment Office and UBS Global Research to tailor plans to clients’ goals and risk tolerances.

Jared Ibelli is a financial advisor with UBS Financial Services in Weehawken, NJ, holding a Series 66 designation and six years of industry experience. Prior to joining UBS in 2022, he worked at Raymond James & Associates and Equitable Advisors, among other roles. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, utilizing proprietary capital market assumptions and research to tailor investment plans. The firm combines institutional trading capabilities with wealth management services, operating as a broker-dealer, investment adviser, and futures commission merchant.