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Matthew M
Series 63, Series 65
Lakeside, CA
WBB Securities, LLC
Matthew Miller is a financial advisor with WBB Securities, LLC, holding Series 63 and Series 65 licenses and with 31 years of industry experience. He has worked at Vanderbilt Securities, LLC and other related firms since 2020, and has been with WBB Securities, LLC since 2011. Miller also engages in occasional consulting and trade review for various firms outside of regular market hours. WBB Securities, LLC provides investment advisory and broker-dealer services through managed account programs that serve individual clients, pension plans, charitable organizations, corporations, and other advisers. The firm combines asset allocation and custom portfolio construction using fundamental, technical, and charting analysis and operates both as a registered investment adviser and a FINRA-member broker/dealer with in-house investment banking and equity research capabilities.
Michelle T
Series 63, Series 66
Lakeside, CA
WBB Securities, LLC
Michelle Thomas is a financial advisor at WBB Securities, LLC with 20 years of industry experience. She holds Series 63 and Series 66 licenses and has worked at multiple firms including Vanderbilt Securities and ImpactU.Investments. WBB Securities, LLC provides investment advisory and broker-dealer services through managed account programs for individual clients, pension plans, charitable organizations, and other investment advisers. The firm offers customized portfolio construction using a combination of fundamental, technical, and charting analysis and operates both as a registered investment adviser and a FINRA-member broker/dealer with an in-house investment banking and equity research division.
Stephen B
Series 63, Series 65
Cranford, NJ
WBB Securities, LLC
Stephen Brozak III is a financial advisor with WBB Securities, LLC, holding Series 63 and Series 65 designations and bringing 40 years of industry experience. He has been with WBB Securities since 2002 and also associated with Westfield Bakerink Brozak, LLC since 2001. Outside of his advisory roles, he is the sole owner of Brozak, DeJean & Associates, LLC, a non-investment related entity used solely for tax purposes. WBB Securities, LLC provides investment advisory and broker-dealer services through managed account programs serving individual clients, pension plans, charitable organizations, corporations, and other advisors. The firm utilizes asset allocation and custom portfolio construction involving fundamental, technical, and charting analysis, offering both discretionary and non-discretionary strategies.
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