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Christin H
Series 66
Radnor, PA
Wedbush Securities Inc.
Christin Hinckle is a financial advisor at Wedbush Securities Inc. with 10 years of industry experience. She holds a Series 66 designation and has worked at several firms including Merrill and B. Riley Wealth Advisors. Outside of finance, she works part-time as a sales associate at Urban Outfitters in Philadelphia. Wedbush Securities serves a diverse client base including individual, high-net-worth, foundation, and institutional investors, offering brokerage and SEC-registered investment advisory services. The firm combines broker-dealer and capital markets functions with custody, clearing, and prime services, supporting a broad range of managed account programs and commission-based brokerage arrangements.
Thomas B
Series 63, Series 65
Camano Island, WA
Wedbush Securities Inc.
Thomas Buckingham Jr. is a financial advisor at Wedbush Securities Inc. with 56 years of industry experience. He has been with Wedbush Morgan Securities since 2009 and holds Series 63 and Series 65 designations. Outside of his advisory role, he publishes a quarterly investment newsletter through 401K Planning Group, LLC dba Mulberry Communications. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients. The firm offers brokerage and SEC-registered investment advisory services across multiple asset classes and operates managed account and wrap fee programs alongside commission-based brokerage arrangements.
Graham J
Series 66
Seattle, WA
Wedbush Securities Inc.
Graham Johnson is a financial advisor with Wedbush Securities Inc. holding a Series 66 designation. He has one year of industry experience, previously working at Equitable Advisors LLC and several other firms. His background includes roles outside finance, and he studied at the University of Arizona from 2021 to 2025. Wedbush Securities serves a diverse client base including individuals, high-net-worth investors, foundations, and institutions, offering brokerage and SEC-registered advisory services. The firm operates multiple managed account programs and provides a combination of brokerage, clearing, custodial, and capital markets services.
Franklin F
Series 63
Anchorage, AK
Wedbush Securities Inc.
Franklin Farr is a financial advisor with Wedbush Securities Inc. in Anchorage, AK, holding a Series 63 designation and possessing 56 years of industry experience. He has been with Wedbush Morgan Securities Inc. since 1971. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients, offering brokerage and SEC-registered investment advisory services across multiple asset classes and account types. The firm operates with approximately $5.68 billion in regulatory assets under management and provides a combination of managed accounts, commission-based brokerage, and capital markets services.
Vincent B
Series 66
Pinehurst, NC
Wedbush Securities Inc.
Vincent Burke is a financial advisor at Wedbush Securities Inc. with 24 years of industry experience. He holds a Series 66 designation and has been with Wedbush Securities in various capacities since 2016. Wedbush Securities serves a diverse client base including individual investors, high-net-worth clients, foundations, and institutions, offering a range of brokerage and SEC-registered advisory services. The firm manages approximately $5.68 billion in assets and provides multiple managed account programs alongside commission-based brokerage and capital markets services.
Douglas V
Series 63, Series 65
Pasadena, CA
Wedbush Securities Inc.
Douglas Van Deren is a financial advisor with Wedbush Securities Inc. in Pasadena, CA, holding Series 63 and Series 65 designations and bringing 37 years of industry experience. He has been with Wedbush Morgan Securities since 2006. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients. The firm offers a range of brokerage and SEC-registered investment advisory services, including wealth management, fixed income, commodities, securities lending, capital markets, and prime services, managing approximately $5.68 billion in regulatory assets.
Kevin S
Series 66
New York, NY
Wedbush Securities Inc.
Kevin Sesny is a financial advisor with Wedbush Securities Inc. He holds a Series 66 designation and has 22 years of industry experience. Prior to joining Wedbush in 2019, he worked at UBS Financial Services Inc. from 2013 to 2018. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients, offering brokerage and SEC-registered investment advisory services. The firm combines broker-dealer and capital markets functions with custody, clearing, and prime services, managing approximately $5.68 billion in regulatory assets.
John A
Series 63, Series 65
San Diego, CA
Wedbush Securities Inc.
John Alling is a financial advisor at Wedbush Securities Inc. in San Diego, CA, holding Series 63 and Series 65 licenses with 44 years of industry experience. He has been with Wedbush Morgan Securities since 2009. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients, offering brokerage and SEC-registered investment advisory services across wealth management, fixed income, commodities, securities lending, capital markets, and prime services. The firm manages approximately $5.68 billion in regulatory assets and provides a range of managed account solutions alongside commission-based brokerage arrangements.
Michael S
Series 63, Series 65
Bermuda Dunes, CA
Wedbush Securities Inc.
Michael Stewart is a financial advisor with Wedbush Securities Inc., holding Series 63 and Series 65 licenses and bringing 26 years of industry experience. He has been with Wedbush Securities since 2006. Wedbush Securities serves a diverse client base including individual investors, high-net-worth clients, foundations, and institutions, offering a range of brokerage and SEC-registered advisory services across wealth management, fixed income, commodities, and capital markets. The firm provides both discretionary and non-discretionary managed accounts, along with clearing, custodial, and prime services, and manages approximately $5.68 billion in regulatory assets.
Jodi L
Series 63, Series 65
Dallas, TX
Wedbush Securities Inc.
Jodi Lutz is a financial advisor at Wedbush Securities Inc. with 33 years of industry experience. She holds Series 63 and Series 65 credentials and has worked at Wedbush Securities since 2018, following roles at Wells Fargo Clearing and Wells Fargo Advisors LLC. Outside of her advisory role, she owns and oversees operations for Pine Dunes Lodge, a lodging facility for golfers in Frankston, TX, and is involved with a golf course business, Pine Dunes Resorts & Golf Club. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients. The firm offers brokerage and SEC-registered investment advisory services across wealth management, fixed income, commodities, and capital markets, operating multiple managed account and wrap fee programs alongside commission-based brokerage arrangements.
Chadwick C
Series 63, Series 65
Pasadena, CA
Wedbush Securities Inc.
Chadwick Collins is a financial advisor with Wedbush Securities Inc. in Pasadena, CA, holding Series 63 and Series 65 licenses and with 29 years of industry experience. Prior to joining Wedbush in 2022, he worked at Kestra Private Wealth Service and Kestra Investment Services from 2017 to 2022, as well as Wells Fargo Clearing and Wells Fargo Advisors. Collins is also CEO and Investment Adviser Representative of Stone Beacon Capital, operating through Wedbush Securities under a DBA. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutions, offering a range of brokerage and SEC-registered advisory services. The firm combines broker-dealer and capital markets capabilities with custody, clearing, and prime services, managing approximately $5.68 billion in regulatory assets.
James B
Series 65, Series 63
Jupiter, FL
Wedbush Securities Inc.
James Bailey is a financial advisor at Wedbush Securities Inc. with 34 years of industry experience. He holds Series 65 and Series 63 licenses and has previously worked at Wells Fargo Clearing and Wells Fargo Advisors LLC. Outside of his advisory role, he serves on the Sportsmanship Committee of the Loveladies Tennis Club in New Jersey. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients, offering both brokerage and SEC-registered advisory services. The firm combines broker-dealer and capital markets functions with clearing, custody, and prime services, managing approximately $5.68 billion in regulatory assets.
Robert S
Series 63
Pasadena, CA
Wedbush Securities Inc.
Robert Sperling is a financial advisor with Wedbush Securities Inc. in Pasadena, CA, holding a Series 63 designation and over 42 years of industry experience. He has been with Wedbush Securities since 2001. Wedbush Securities serves a diverse client base that includes individual and high-net-worth investors, foundations, and institutional clients. The firm offers brokerage and SEC-registered investment advisory services across various areas such as wealth management, fixed income, commodities, and capital markets, managing approximately $5.68 billion in regulatory assets.
Arthur K
Series 63
La Mesa, CA
Wedbush Securities Inc.
Arthur Knori is a financial advisor at Wedbush Securities Inc. with 38 years of industry experience. He holds the Series 63 designation and has been with Wedbush Securities since 2009. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients, offering both brokerage and SEC-registered investment advisory services across multiple asset classes. The firm operates managed account and wrap fee programs alongside commission-based brokerage arrangements, and combines broker-dealer, capital markets, custody, clearing, and prime services with a focus on commodities and derivatives.
Eddie F
Series 63, Series 66
Pasadena, CA
Wedbush Securities Inc.
Eddie Fung is a financial advisor at Wedbush Securities Inc. with 30 years of industry experience. He holds Series 63 and Series 66 licenses and has been with Wedbush Securities since 2015. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients, offering brokerage and SEC-registered investment advisory services across wealth management, fixed income, commodities, securities lending, capital markets, and prime services. The firm manages approximately $5.68 billion in regulatory assets and provides a range of managed account solutions alongside commission-based brokerage arrangements.
Ronald L
Series 66
Newport Beach, CA
Wedbush Securities Inc.
Ronald Lefton is a financial advisor at Wedbush Securities Inc. with 22 years of industry experience. He holds the Series 66 designation and has worked at Wedbush Securities in multiple periods since 2014, as well as at Buttonwood Tree Management, Inc. and Standard Investment Chartered, Inc. Prior to his current tenure, his experience includes roles at these firms spanning from 2016 to the present. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients. The firm offers a range of brokerage and SEC-registered investment advisory services, including wealth management, fixed income, commodities, and capital markets, alongside clearing and prime services.
Ryan A
Series 63, Series 66
San Diego, CA
Wedbush Securities Inc.
Ryan Alling is a financial advisor with Wedbush Securities Inc. in San Diego, CA, holding Series 63 and Series 66 licenses and having nine years of industry experience. He has worked at Wedbush Securities since 2016, with a brief tenure at Edward Jones in 2018-2019. Outside of finance, he is involved in health and fitness as a coach and owner of Event Body Transformation Specialists, serves as a fitness model and brand ambassador, acts as CEO of a medical services referral business focused on stem cell and regenerative medicine, and works as a fashion model. Wedbush Securities serves a diverse client base including individual, high-net-worth, foundation, and institutional investors, offering brokerage and registered investment advisory services across multiple asset classes. The firm provides managed accounts, commission-based brokerage, custody, clearing, and prime services, with approximately $5.68 billion in regulatory assets under management.
Robert L
Series 65, Series 63
Salt Lake City, UT
Wedbush Securities Inc.
Robert Lemon is a financial advisor with Wedbush Securities Inc. in Salt Lake City, UT, holding Series 65 and Series 63 licenses and bringing 37 years of industry experience. He has worked with Wedbush Securities since 2007 and Brookstreet Securities Corporation since 2004. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutions, offering brokerage and SEC-registered advisory services across wealth management, fixed income, commodities, and capital markets. The firm operates multiple managed account programs alongside commission-based brokerage arrangements and provides custody, clearing, and prime services tied to commodities and derivatives activities.
Jonathan U
Series 66
Denver, CO
Wedbush Securities Inc.
Jonathan Underkofler is a financial advisor at Wedbush Securities Inc. with 17 years of industry experience. He holds the Series 66 designation and previously worked at Sanford C. Bernstein & Co., LLC and BNY Mellon Wealth Management. Wedbush Securities serves a diverse client base including individual investors, high-net-worth clients, foundations, and institutions, offering brokerage and SEC-registered investment advisory services across multiple asset classes and managed account solutions. The firm combines broker-dealer and capital markets operations with custody, clearing, and prime services, including commodities and derivatives activities.
David S
Series 63, Series 65
Portland, OR
Wedbush Securities Inc.
David Seymour is a financial advisor with Wedbush Securities Inc. in Portland, OR, holding Series 63 and Series 65 licenses and bringing 50 years of industry experience. He has been with Wedbush Morgan Securities since 2004. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients, offering brokerage and SEC-registered investment advisory services across multiple asset classes. The firm provides a range of managed account solutions and combines broker-dealer, capital markets, custody, clearing, and prime services.
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