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Wendy O

Series 63, Series 65

Gleneden Beach, OR

Wedbush Securities Inc.

Wendy Olson is a financial advisor with Wedbush Securities Inc. She holds Series 63 and Series 65 licenses and has 23 years of industry experience. Her prior roles include positions at StanCorp Equities, NYSE Chicago, Cetera, and Lincoln Financial Distributors. Wedbush Securities offers investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients. The firm’s offerings include wealth management, fixed income, commodities, securities lending, capital markets, and advanced clearing services, with portfolio management tailored to client objectives and risk tolerances.

Wealth management Founder/Business Owner Executive
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Donald S

Series 63, Series 65

Scottsdale, AZ

Wedbush Securities Inc.

Donald Scott is a financial advisor with Wedbush Securities Inc. in Scottsdale, AZ. He holds Series 63 and Series 65 licenses and has 33 years of industry experience, including prior roles at UBS Financial Services. Scott has been with Wedbush Securities since 2009. Wedbush Securities offers investment advisory and broker-dealer services to a range of clients, including individuals, high-net-worth clients, and institutions. The firm provides wealth management, fixed income, commodities, securities lending, and capital markets services, along with discretionary and non-discretionary portfolio management and third-party manager due diligence.

Wealth management Founder/Business Owner Executive
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April Y

Series 63, Series 66

Pasadena, CA

Wedbush Securities Inc.

April Young is a financial advisor with Wedbush Securities Inc. in Pasadena, CA, holding Series 63 and Series 66 licenses and 18 years of industry experience. She has been with Wedbush since 2011 and previously worked at Wells Fargo Clearing. April is a partner at Delzio Young Financial Group, a wealth management business affiliated with Wedbush Securities. Wedbush Securities serves individual, high-net-worth, and institutional clients with a range of services including wealth management, fixed income, and capital markets. The firm offers both advisory and broker-dealer services, with portfolio management tailored to client objectives and risk tolerances.

Wealth management Founder/Business Owner Executive
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Eleanor P

Series 63, Series 65

Pasadena, CA

Wedbush Securities Inc.

Eleanor Pascalide is a financial advisor with Wedbush Securities Inc. in Pasadena, CA. She holds Series 63 and Series 65 licenses and has 29 years of industry experience, including 26 years with Wedbush Morgan Securities. Wedbush Securities provides investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients. The firm offers a broad range of services including wealth management, fixed income, commodities, securities lending, and capital markets, serving clients through discretionary and non-discretionary portfolio management as well as institutional research.

Wealth management Founder/Business Owner Executive
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Jerry Y

Series 63, Series 65, Series 66

Seattle, WA

Wedbush Securities Inc.

Jerry Yoon is a financial advisor with Wedbush Securities Inc. in Seattle, WA. He holds Series 63, Series 65, and Series 66 licenses and has five years of industry experience. Prior to Wedbush, he worked at BNP Paribas, Deutsche Bank, and Citigroup. Wedbush Securities provides investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients. The firm offers a range of wealth management and capital markets services, including discretionary and non-discretionary portfolio management and institutional research.

Wealth management Founder/Business Owner Executive
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Bradley S

Series 63, Series 65

San Diego, CA

Wedbush Securities Inc.

Bradley Swain is a financial advisor with Wedbush Securities Inc. in San Diego, CA, holding Series 63 and Series 65 licenses and bringing 31 years of industry experience. He has worked at Wedbush Securities since 2009 and previously spent eight years with UBS Financial Services. Wedbush Securities serves individual, high-net-worth, and institutional clients through a range of investment advisory and broker-dealer services, including discretionary portfolio management, institutional research, and commodities and securities lending. The firm offers multiple wealth management and capital markets solutions while providing custodial, clearing, and prime services.

Wealth management Founder/Business Owner Executive
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Tami B

Series 66

Denver, CO

Wedbush Securities Inc.

Tami Babylon is a financial advisor with Wedbush Securities Inc. in Denver, CO, holding a Series 66 designation and 14 years of industry experience. She previously worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated for 12 years before joining Wedbush Securities in 2023. Outside of her advisory role, she serves as Vice President on the Board of Directors for the East Maloney Home Owner's Association in North Platte, NE, and is a 1% member of T&T Baker Enterprises, LLC, an excavation business. Wedbush Securities provides investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients, offering wealth management, fixed income, commodities, and capital markets services among others. The firm acts as both portfolio manager and broker-dealer, supporting a range of portfolio management options and institutional research.

Wealth management Founder/Business Owner Executive
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Richard L

Series 66

New York, NY

Wedbush Securities Inc.

Richard Lovett is a financial advisor at Wedbush Securities Inc. with 21 years of industry experience. He holds a Series 66 designation and has worked previously at RBC Capital Markets Corporation and Morgan Stanley DW Inc. Wedbush Securities provides investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients. The firm offers a range of services including wealth management, fixed income, commodities, and institutional research, combining discretionary and non-discretionary portfolio management with clearing and prime services.

Wealth management Founder/Business Owner Executive
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Paul A

CFP®, Series 63

Los Osos, CA

Wedbush Securities Inc.

Paul Arthur is a CFP® with 39 years of industry experience currently serving at Wedbush Securities Inc. since 2011. Prior to Wedbush, he worked for Maxwell Noll Investment Advisors from 1999 to 2011. He holds the Series 63 registration and is based in Los Osos, CA. Wedbush Securities provides investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients. The firm offers a range of services including wealth management, fixed income, commodities, securities lending, and capital markets, and delivers both discretionary and non-discretionary portfolio management along with institutional research.

Wealth management Founder/Business Owner Executive
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Anthony L

Series 63, Series 65

Pasadena, CA

Wedbush Securities Inc.

Anthony Lee is a financial advisor with Wedbush Securities Inc. in Pasadena, CA, holding Series 63 and Series 65 licenses and bringing 30 years of industry experience. He has worked at Wedbush Securities since 2010 and previously spent nine years at UBS Financial Services. Wedbush Securities provides investment advisory and broker-dealer services to a diverse client base that includes individuals, high-net-worth clients, and institutional investors. The firm offers a broad range of services such as wealth management, fixed income, commodities, securities lending, and capital markets, with both discretionary and non-discretionary portfolio management options.

Wealth management Founder/Business Owner Executive
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William M

Series 66

Pasadena, CA

Wedbush Securities Inc.

William Mcintosh is a financial advisor at Wedbush Securities Inc. with 19 years of industry experience. He holds a Series 66 designation and has worked at several firms including TD Ameritrade and Morgan Stanley. He also spent time at the Securities and Exchange Commission. Wedbush Securities provides investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients, offering wealth management, fixed income, commodities, securities lending, capital markets, and advanced clearing and prime services.

Wealth management Founder/Business Owner Executive
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Case W

Series 66

Pasadena, CA

Wedbush Securities Inc.

Case Wagstaff is a financial advisor at Wedbush Securities Inc. with a Series 66 credential and one year of industry experience. His prior work includes positions at Charles Schwab Bank, Charles Schwab, and various roles in real estate and education. Wedbush Securities provides investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients, offering wealth management, fixed income, commodities, securities lending, and capital markets solutions tailored to client objectives and risk tolerances.

Wealth management Founder/Business Owner Executive
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Michael C

Series 63, Series 66

Pasadena, CA

Wedbush Securities Inc.

Michael Cuddihy is a financial advisor with Wedbush Securities Inc. in Pasadena, CA, holding Series 63 and Series 66 licenses and bringing 31 years of industry experience. His prior work includes 12 years at Citigroup Global Markets and four years at Citicorp Investment Services. Wedbush Securities provides investment advisory and broker-dealer services to a diverse client base, including individual, high-net-worth, and institutional clients, offering a range of wealth management, fixed income, commodities, and capital markets services. The firm’s dual registration enables it to deliver both advisory and brokerage services, including discretionary portfolio management and institutional research.

Wealth management Founder/Business Owner Executive
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Jean K

Series 63

Pasadena, CA

Wedbush Securities Inc.

Jean Kent is a financial advisor with Wedbush Securities Inc. in Pasadena, CA, holding a Series 63 designation and over 32 years of industry experience. She has worked at Wedbush Securities since 2005 and previously at Citigroup Global Markets from 2003 to 2005. Wedbush Securities offers investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients, providing a range of wealth management, fixed income, commodities, and capital markets services. The firm supports discretionary and non-discretionary portfolio management and offers custodial, clearing, and prime services.

Wealth management Founder/Business Owner Executive
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Quinton B

Series 63, Series 65

Lake Oswego, OR

Wedbush Securities Inc.

Quinton Bowers is a financial consultant at Wedbush Securities Inc. He holds Series 63 and Series 65 licenses and has been in the industry since 2023. His prior work experience includes roles at IFCO, TriMet, and BioLife Plasma Services. Wedbush Securities provides investment advisory and broker-dealer services to a diverse client base, including individuals, high-net-worth clients, and institutional investors, offering a range of wealth management, fixed income, commodities, and capital markets services.

Wealth management Founder/Business Owner Executive
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Hugo S

Series 63, Series 66

Pasadena, CA

Wedbush Securities Inc.

Hugo Silva is a financial advisor at Wedbush Securities Inc. with 12 years of industry experience. He holds Series 63 and Series 66 credentials and has previously worked at firms including Ally Invest Securities, Cetera Adviser Networks, TD Ameritrade, and JP Morgan Chase Bank. Wedbush Securities provides investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients. The firm offers a range of services including wealth management, fixed income, commodities, and institutional research, with portfolio management tailored to client objectives and risk tolerances.

Wealth management Founder/Business Owner Executive
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James W

Series 63, Series 65

Federal Way, WA

Wedbush Securities Inc.

James Ward is a financial advisor with Wedbush Securities Inc. in Federal Way, WA, holding Series 63 and Series 65 credentials and 28 years of industry experience. Prior to joining Wedbush in 2006, he worked at UBS Financial Services and Piper Sandler & Co. Outside of his advisory role, Ward is involved in small business consulting through his ownership of WARDDEN LLC and operates an automotive repair business, Northtown Auto Clinic. He also serves as a director for a nonprofit homeowners association in Federal Way. Wedbush Securities provides investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients. The firm offers a range of wealth management and capital market services including discretionary portfolio management and institutional research, operating with dual registration as both an adviser and a broker-dealer.

Wealth management Founder/Business Owner Executive
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Tuan T

Series 66

Newport Beach, CA

Wedbush Securities Inc.

Tuan Tran is a financial advisor at Wedbush Securities Inc. with 26 years of industry experience. He holds a Series 66 designation and has worked at firms including Wells Fargo Clearing, Wells Fargo Advisors, and Morgan Stanley. He is based in Newport Beach, CA. Wedbush Securities serves individual, high-net-worth, and institutional clients, offering a range of services such as wealth management, fixed income, commodities, and securities lending. The firm provides both investment advisory and broker-dealer services with tailored portfolio management and offers operational capabilities including custodial, clearing, and prime services.

Wealth management Founder/Business Owner Executive
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Stefano S

Series 63, Series 66

Armonk, NY

Wedbush Securities Inc.

Stefano Safaei is a financial advisor with Wedbush Securities Inc., holding Series 63 and Series 66 designations and bringing 26 years of industry experience. He has been with Wedbush Securities since 2007. Safaei is involved in tax planning services through his role as a partner at SkyArch Capital Advisors, a firm assisting small and mid-size businesses and high-income individuals with tax strategies. Wedbush Securities provides investment advisory and broker-dealer services to a diversified client base, including individual, high-net-worth, and institutional clients. The firm offers a range of services spanning wealth management, fixed income, commodities, and capital markets, with portfolio management tailored to client objectives and risk tolerances.

Wealth management Founder/Business Owner Executive
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John G

Series 63

Pasadena, CA

Wedbush Securities Inc.

John Goodman is a financial advisor at Wedbush Securities Inc. with 41 years of industry experience. He previously worked at McDonald Partners LLC and Wells Fargo Clearing. Goodman is involved in multiple business activities, including serving on the boards of the Playhouse Square theater district and the Greater Cleveland Film Commission as a volunteer. Wedbush Securities provides investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients, offering a range of wealth management, fixed income, commodities, and capital markets services. The firm supports both discretionary and non-discretionary portfolio management and provides custodial, clearing, and prime services.

Wealth management Founder/Business Owner Executive
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