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Richard J
Series 66
Pasadena, CA
Wedbush Securities Inc.
Richard Johnson is a financial advisor at Wedbush Securities Inc. with 20 years of industry experience. He holds the Series 66 designation and previously worked at First Trust Portfolios L.P. for 18 years before joining Wedbush Securities in 2023. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients. The firm offers a range of brokerage and SEC-registered investment advisory services, combining broker-dealer functions with custody, clearing, and prime services across multiple asset classes.
Richard G
Series 63, Series 65
Issaquah, WA
Wedbush Securities Inc.
Richard Graham is a financial advisor with Wedbush Securities Inc. in Issaquah, WA, holding Series 63 and Series 65 licenses and 37 years of industry experience. He has been with Wedbush Securities since 2006. Outside of his advisory role, he serves as managing member of CR 194 LLC, an entity related to inherited real estate. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients, offering brokerage and SEC-registered investment advisory services across wealth management, fixed income, commodities, and capital markets. The firm operates multiple managed account and wrap fee programs alongside commission-based brokerage arrangements and provides clearing, custodial, and prime services tied to commodities and derivatives.
Norman P
Series 63, Series 65
Anchorage, AK
Wedbush Securities Inc.
Norman Parrott III is a financial advisor with Wedbush Securities Inc. in Anchorage, AK, holding Series 63 and Series 65 licenses and bringing 28 years of industry experience. He has been with Wedbush Morgan Securities since 2004. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients. The firm offers brokerage and SEC-registered investment advisory services across multiple asset classes and operates managed account and wrap fee programs alongside commission-based brokerage arrangements.
Douglas P
Series 63, Series 65
Pasadena, CA
Wedbush Securities Inc.
Douglas Pryor II is a financial advisor with Wedbush Securities Inc. in Pasadena, CA, holding Series 63 and Series 65 credentials and bringing 32 years of industry experience. He has been with Wedbush Securities since 2015. Pryor operates under team names including The McNairy Group and The Parks Pryor Wealth Management Group, which are used for client communications and business conducted through Wedbush. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients, offering a range of brokerage and SEC-registered investment advisory services. The firm combines broker-dealer and capital markets functions with clearing, custodial, and prime services across multiple asset classes.
Robert T
Series 63, Series 65
New York, NY
Wedbush Securities Inc.
Robert Tansey is a financial advisor with Wedbush Securities Inc. in New York, NY, holding Series 63 and Series 65 licenses and bringing 42 years of industry experience. He previously worked at RBC Capital Markets Corporation for 12 years before joining Wedbush in 2020. Wedbush Securities serves a diverse client base including individuals, high-net-worth investors, foundations, and institutional clients, offering both brokerage and SEC-registered investment advisory services. The firm combines broker-dealer, capital markets, custody, clearing, and prime services, with approximately $5.68 billion in regulatory assets under management.
Brennan T
Series 66
New York, NY
Wedbush Securities Inc.
Brennan Tobin is a financial advisor at Wedbush Securities Inc. in New York, NY, holding a Series 66 designation with 10 years of industry experience. He has been with Wedbush Securities since 2014. Wedbush Securities serves a broad range of clients including individuals, high-net-worth investors, foundations, and institutional clients, offering both brokerage and SEC-registered investment advisory services across multiple asset classes and market functions. The firm manages approximately $5.68 billion in regulatory assets and combines broker-dealer, clearing, custody, and capital markets services, including commodities and derivatives.
Matthew P
Series 66
Pasadena, CA
Wedbush Securities Inc.
Matthew Parker is a financial advisor at Wedbush Securities Inc. with 13 years of industry experience. He holds a Series 66 designation and has previously worked at LPL Financial, Bank of the West, Bancwest Investment Services, Bank of America, and Merrill. Wedbush Securities serves a diverse client base including individual investors, high-net-worth clients, foundations, and institutions. The firm offers a range of brokerage and SEC-registered investment advisory services, including managed accounts, capital markets, commodities, and prime services.
Camee L
Series 63
Pasadena, CA
Wedbush Securities Inc.
Camee Lewis is a financial advisor with Wedbush Securities Inc. in Westlake Village, CA, holding a Series 63 designation and 30 years of industry experience. Her prior roles include positions at BOK Financial Securities, Inc. and a brief period of unemployment. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients, offering brokerage and SEC-registered investment advisory services across wealth management, fixed income, commodities, securities lending, capital markets, and prime services. The firm manages approximately $5.68 billion in regulatory assets and provides a range of managed account and commission-based brokerage solutions.
Matthew W
Series 63, Series 65
Pasadena, CA
Wedbush Securities Inc.
Matthew Wollmann is a financial advisor at Wedbush Securities Inc. with 17 years of industry experience. He holds Series 63 and Series 65 licenses and has worked previously at Southwest Securities, Morgan Stanley Private Bank, and Morgan Stanley Smith Barney. He is based in Pasadena, CA. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients. The firm offers brokerage and SEC-registered investment advisory services across wealth management, fixed income, commodities, securities lending, capital markets, and related functions.
Todd B
Series 66
Pasadena, CA
Wedbush Securities Inc.
Todd Brooks is a financial advisor at Wedbush Securities Inc. in Pasadena, CA, holding a Series 66 designation with 22 years of industry experience. He has been with Wedbush Securities since 2007. Wedbush Securities serves a diverse client base including individual investors, high-net-worth clients, foundations, and institutions. The firm offers brokerage and SEC-registered investment advisory services, managing approximately $5.68 billion in regulatory assets, and provides a range of managed account solutions alongside commission-based brokerage and capital markets services.
Dustin Z
Series 66
Pasadena, CA
Wedbush Securities Inc.
Dustin Zahn is a financial advisor with Wedbush Securities Inc. in Pasadena, CA, holding a Series 66 designation and 11 years of industry experience. His prior roles include positions at E*TRADE Capital Management LLC and Massachusetts Mutual Life Insurance Company. Wedbush Securities serves a diverse client base, including individual and high-net-worth investors, foundations, and institutional clients, offering brokerage and SEC-registered investment advisory services across multiple asset classes and account types. The firm provides services ranging from managed accounts to custody and prime services, combining broker-dealer and capital markets functions.
Douglas G
Series 63, Series 65
Palm Desert, CA
Wedbush Securities Inc.
Douglas Galloway is a financial advisor at Wedbush Securities Inc. with 28 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Wedbush since 2016. Outside of his advisory role, he is a piano player in a rock and roll band called Whitney and The Hat, performing several shows monthly. Wedbush Securities serves a diverse client base including individuals, high-net-worth investors, foundations, and institutional clients, offering brokerage and SEC-registered advisory services across wealth management, fixed income, commodities, and capital markets. The firm provides a range of managed account solutions alongside clearing, custodial, and prime services.
Samuel G
Series 63, Series 65
Lake Oswego, OR
Wedbush Securities Inc.
Samuel Garlock is a financial advisor with Wedbush Securities Inc. in Lake Oswego, Oregon, holding Series 63 and Series 65 licenses and bringing 36 years of industry experience. He has worked at Wedbush Morgan Securities since 2004 and at Ragen Mackenzie Incorporated since 1994. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients, offering both brokerage and SEC-registered investment advisory services. The firm manages approximately $5.68 billion in regulatory assets and provides a range of services such as wealth management, fixed income, commodities, securities lending, capital markets, and prime services.
Christopher G
Series 66
Anchorage, AK
Wedbush Securities Inc.
Christopher Granger is a financial advisor at Wedbush Securities Inc. with three years of industry experience. He holds the Series 66 designation and has previously worked at UBS, BDSI LLC, and the State of Alaska. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients, offering brokerage and SEC-registered investment advisory services across multiple asset classes and account types. The firm combines broker-dealer and capital markets functions with custody, clearing, and prime services, supporting a range of managed account and commission-based brokerage arrangements.
Robert S
Series 66
Seattle, WA
Wedbush Securities Inc.
Robert Senseney is a financial advisor at Wedbush Securities Inc. in Seattle, WA, holding a Series 66 designation with one year of industry experience. Prior to joining Wedbush Securities, he held various roles including positions at Alta Ski Area and Frito-Lay. Outside of his advisory work, he is involved with KSP LLC as owner and operator of a residential real estate management business. Wedbush Securities serves a diverse client base including individual, high-net-worth, foundation, and institutional investors, offering brokerage and SEC-registered investment advisory services across multiple asset classes and account structures. The firm integrates broker-dealer, capital markets, custody, clearing, and prime services functions, supporting both commission-based and managed account approaches.
Michael G
Series 66
Cleveland, OH
Wedbush Securities Inc.
Michael Garcar is a financial advisor with Wedbush Securities Inc. in Cleveland, OH, holding a Series 66 credential. He has less than one year of industry experience and previously worked at Equitable Advisors, Ameriprise Financial, and several other firms and organizations. Wedbush Securities serves individual and high-net-worth investors, foundations, and institutional clients, offering brokerage and registered investment advisory services across wealth management, fixed income, commodities, securities lending, capital markets, and related areas. The firm combines broker-dealer and capital markets functions with custody, clearing, and prime services, including commodities and derivatives activities.
Nathan G
Series 66
Pasadena, CA
Wedbush Securities Inc.
Nathan Gierke is a financial advisor at Wedbush Securities Inc. with 20 years of industry experience. He holds the Series 66 designation and has worked at firms including Purshe Kaplan Sterling Investments, Equitable Advisors, and KOBO Retirement Strategies. From 2020 to 2022, he was involved with multiple entities including Sootchy, Inc. and Sootchy Securities, LLC. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients, offering brokerage and SEC-registered investment advisory services across wealth management, fixed income, commodities, capital markets, and prime services. The firm manages approximately $5.68 billion in regulatory assets and provides a range of managed account solutions alongside commission-based brokerage arrangements.
Mitchell L
CFP®, Series 63, Series 66
Pasadena, CA
Wedbush Securities Inc.
Mitchell Loewenberg is a financial advisor at Wedbush Securities Inc. with seven years of industry experience. He holds Series 63 and Series 66 licenses and has previously worked at Edward Jones, TD Ameritrade, and National Funding. Outside of his advisory role, he serves as treasurer for a local networking group, Business Network International, in Carlsbad, CA. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients, offering brokerage and SEC-registered investment advisory services across multiple asset classes and account structures. The firm combines broker-dealer and capital markets functions with custody, clearing, and prime services, supporting commodities and derivatives activities.
John L
CFA®, Series 66
Denver, CO
Wedbush Securities Inc.
John Lindsey is a CFA® charterholder and holds a Series 66 license, with two years of industry experience. He is currently a financial advisor at Wedbush Securities Inc., where he has worked since 2023. His prior experience includes roles at Rand Advisors and various positions in the hospitality industry. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutions. The firm offers a range of brokerage and registered investment advisory services, combining capital markets, clearing, and prime services with wealth management and commodities trading.
Raymond C
Series 63, Series 65
Elk Grove, CA
Wedbush Securities Inc.
Raymond Chow is a financial advisor at Wedbush Securities Inc. with 29 years of industry experience. He holds Series 63 and Series 65 credentials and has been with Wedbush Securities since 2008. Outside of his advisory role, he serves as an assistant basketball coach focusing on player development and tournament planning. Wedbush Securities serves individual, high-net-worth, foundation, and institutional clients, offering brokerage and SEC-registered investment advisory services across multiple asset classes. The firm provides a range of managed account solutions alongside commission-based brokerage, clearing, custodial, and prime services.
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