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John L

CFA®, Series 66

Denver, CO

Wedbush Securities Inc.

John Lindsey is a CFA® charterholder and holds a Series 66 license with three years of industry experience. He is currently a financial consultant at Wedbush Securities Inc., where he has worked since 2023. Prior to this, he was with Rand Advisors for three years and has experience in the hospitality sector. Wedbush Securities provides investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients, offering a range of wealth management, fixed income, commodities, and capital markets services. The firm manages discretionary and non-discretionary portfolios and provides research and clearing services as both an adviser and broker-dealer.

Wealth management Founder/Business Owner Executive
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Raymond C

Series 63, Series 65

Elk Grove, CA

Wedbush Securities Inc.

Raymond Chow is a financial advisor with Wedbush Securities Inc. in Elk Grove, CA, holding Series 63 and Series 65 licenses and having 29 years of industry experience. He has been with Wedbush since 2008 and previously worked at M.L. Stern & Co., LLC. Outside of his advisory role, he serves as an assistant coach for a basketball team focusing on player development and AAU tournament planning. Wedbush Securities provides investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients across various sectors, including wealth management, fixed income, and capital markets, offering both discretionary and non-discretionary portfolio management tailored to client objectives.

Wealth management Founder/Business Owner Executive
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Pamela S

Series 63, Series 66

Newport Beach, CA

Wedbush Securities Inc.

Pamela Sowers is a financial advisor with Wedbush Securities Inc. in Newport Beach, CA, holding Series 63 and Series 66 licenses and possessing 26 years of industry experience. She has worked at Wedbush Morgan Securities since 2007, with prior roles at RBC Capital Markets and UBS Financial Services. Wedbush Securities provides investment advisory and broker-dealer services to a diverse client base, including individuals, high-net-worth clients, and institutions. The firm offers a range of wealth management services, fixed income, commodities, securities lending, and capital markets solutions, delivering tailored portfolio management through both discretionary and non-discretionary strategies.

Wealth management Founder/Business Owner Executive
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Gentiane S

Series 63

Auburn, CA

Wedbush Securities Inc.

Gentiane Szonnhenderson is a financial advisor with Wedbush Securities Inc. holding a Series 63 designation and 15 years of industry experience. She has worked at H.D. Vest Investment Securities, Inc. since 1997 and has been self-employed since 1991. Outside of financial advising, she is involved in tax preparation, consulting, and representation. Wedbush Securities serves individual, high-net-worth, and institutional clients through a range of investment advisory and broker-dealer services, including wealth management, fixed income, commodities, and institutional research. The firm offers tailored portfolio management strategies and provides custodial, clearing, and prime services.

Wealth management Founder/Business Owner Executive
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Nobue W

Series 63, Series 66

Pasadena, CA

Wedbush Securities Inc.

Nobue Weber is a financial advisor with Wedbush Securities Inc. in Pasadena, CA, holding Series 63 and Series 66 licenses and having 13 years of industry experience. Prior to joining Wedbush Securities, Weber worked at U.S. Bank, U.S. Bancorp Investments, Inc., Unionbanc Investment Services, and Union Bank. Wedbush Securities provides investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients, offering a range of services including wealth management, fixed income, commodities, securities lending, and capital markets. The firm acts as both an adviser and broker-dealer, supporting discretionary and non-discretionary portfolio management with operational capabilities in clearing, custodial, and prime services.

Wealth management Founder/Business Owner Executive
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Grant G

Series 66

Lake Oswego, OR

Wedbush Securities Inc.

Grant Galligan is a financial advisor at Wedbush Securities Inc. in Lake Oswego, OR, holding a Series 66 designation with five years of industry experience. Prior to joining Wedbush in 2022, he worked at Raymond James and Associates from 2020 to 2022. Outside of advising, he is involved with a retail merchant business, Shirts and Skins, and produces Star Wars–related video content on Instagram, earning revenue from advertisements. Wedbush Securities provides investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients. The firm offers a range of wealth management and capital markets services, including discretionary and non-discretionary portfolio management and institutional research, operating as both an adviser and broker-dealer.

Wealth management Founder/Business Owner Executive
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Alec M

Series 66

Seattle, WA

Wedbush Securities Inc.

Alec Mc Keefry is a financial advisor at Wedbush Securities Inc. with four years of industry experience. He holds a Series 66 designation and has held prior roles at Massmutual Northwest, Suncadia Resort, and Gonzaga University. Alec operates Nautics Wealth Management as a DBA for his securities business through Wedbush Securities. Wedbush Securities provides investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients, offering a range of wealth management solutions including discretionary portfolio management, institutional research, and securities lending.

Wealth management Founder/Business Owner Executive
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Michael M

Series 63, Series 65

Radnor, PA

Wedbush Securities Inc.

Michael Mccall is a financial advisor with Wedbush Securities Inc. He holds Series 63 and Series 65 designations and has 33 years of industry experience. His prior work includes roles at B. Riley Wealth Advisors, B. Riley Wealth Management, Raymond James & Associates, and RBC Capital Markets. Wedbush Securities provides investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients. The firm offers a wide range of services including wealth management, fixed income, commodities, securities lending, and institutional research, with a focus on tailored portfolio management and operational capabilities such as custodial and clearing services.

Wealth management Founder/Business Owner Executive
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Robert M

ChFC®, Series 63, Series 66

Cordova, TN

Wedbush Securities Inc.

Robert Mccommon is a financial advisor with Wedbush Securities Inc. and holds the ChFC® designation along with Series 63 and Series 66 licenses. He has 29 years of industry experience, including prior roles at B. Riley Wealth Advisors, B. Riley Wealth Management, and Morgan Keegan & Company, LLC. Outside of his advisory work, he serves as Treasurer and board member for the Oaks at Appling Condominium Association in Cordova, Tennessee. Wedbush Securities provides investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients. The firm offers a broad range of services including wealth management, fixed income, commodities, and institutional research, with portfolio management tailored to client objectives and risk tolerances.

Wealth management Founder/Business Owner Executive
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Brian K

Series 66

San Diego, CA

Wedbush Securities Inc.

Brian Kurlan is a financial advisor with Wedbush Securities Inc. in San Diego, California. He holds a Series 66 designation and has 20 years of industry experience, including 14 years with Wedbush. Outside of his advisory role, he operates a ticket resale business primarily using StubHub. Wedbush Securities provides investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients. The firm offers a range of services including wealth management, fixed income, securities lending, and capital markets, with both discretionary and non-discretionary portfolio management options.

Wealth management Founder/Business Owner Executive
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Kurt M

Series 63, Series 66

Scottsdale, AZ

Wedbush Securities Inc.

Kurt Markgraf is a financial advisor with Wedbush Securities Inc. in Scottsdale, AZ, holding Series 63 and Series 66 licenses and bringing 41 years of industry experience. He has been with Wedbush Morgan Securities since 2009. Wedbush Securities serves individual, high-net-worth, and institutional clients by offering investment advisory and broker-dealer services across wealth management, fixed income, commodities, securities lending, capital markets, and prime services.

Wealth management Founder/Business Owner Executive
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Deborah S

Series 63, Series 66

Bonsall, CA

Wedbush Securities Inc.

Deborah Stokes is a financial advisor with Wedbush Securities Inc., holding Series 63 and Series 66 designations and bringing 41 years of industry experience. She has been with Wedbush Morgan Securities since 2009, totaling 17 years at the firm. Wedbush Securities offers investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients. The firm’s services include wealth management, fixed income, commodities, securities lending, and capital markets, with both discretionary and non-discretionary portfolio management options.

Wealth management Founder/Business Owner Executive
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Mark B

Series 63, Series 65

Anchorage, AK

Wedbush Securities Inc.

Mark Browning is a financial advisor with Wedbush Securities Inc. in Anchorage, Alaska, holding Series 63 and Series 65 licenses and bringing 34 years of industry experience. He previously worked at Citigroup Global Markets from 1997 to 2009 before joining Wedbush Morgan Securities, where he has been since 2009. Outside of his advisory role, Browning serves as a director on the Skyhills Homeowners Association in Anchorage. Wedbush Securities provides investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients, offering wealth management, fixed income, commodities, securities lending, and capital markets services. The firm supports discretionary and non-discretionary portfolio management and administers a variety of managed account solutions.

Wealth management Founder/Business Owner Executive
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Scott S

Series 63, Series 65

Seattle, WA

Wedbush Securities Inc.

Scott Smallman is a financial advisor at Wedbush Securities Inc. in Seattle, WA, holding Series 63 and Series 65 designations with 44 years of industry experience. His prior experience includes positions at Wedbush Morgan Securities, UBS Financial Services, and Piper Sandler & Co. Outside of finance, he is active as a soccer referee with the East King County Soccer Referees Association and Arbiter Sports. Wedbush Securities provides investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients, offering a range of services including portfolio management, wealth management, fixed income, commodities, and capital markets solutions.

Wealth management Founder/Business Owner Executive
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Barry S

Series 63

Pasadena, CA

Wedbush Securities Inc.

Barry Simon is a financial advisor with Wedbush Securities Inc. in Pasadena, CA, holding a Series 63 designation and over 42 years of industry experience. He has been with Wedbush Securities since 2001 and has pursued acting since 1989. Wedbush Securities serves individual, high-net-worth, and institutional clients, offering a range of services including portfolio management, wealth management, fixed income, commodities, and institutional research through its dual role as both an investment adviser and broker-dealer.

Wealth management Founder/Business Owner Executive
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Lynn S

Series 63, Series 65

New York, NY

Wedbush Securities Inc.

Lynn Sperandeo is a financial advisor at Wedbush Securities Inc. based in New York, NY, with 49 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at firms including B. Riley Wealth Advisors, Dominick & Dickerman LLC, and Credit Suisse Securities. Outside of his financial career, he serves as a notary public and is a member of the Council of Greenburgh Civic Associations. Wedbush Securities offers investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients, providing a range of wealth management, fixed income, commodities, and securities lending services. The firm combines portfolio management tailored to client objectives with operational capabilities including custodial, clearing, and prime services.

Wealth management Founder/Business Owner Executive
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Michael O

Series 63, Series 65

Pasadena, CA

Wedbush Securities Inc.

Michael Ohlson is a financial advisor with Wedbush Securities Inc. in Pasadena, CA, holding Series 63 and Series 65 licenses and bringing 38 years of industry experience. He has worked at Wedbush Morgan Securities Inc. since 1994. Wedbush Securities provides investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients, offering a range of wealth management, fixed income, commodities, and capital markets services with tailored portfolio management strategies.

Wealth management Founder/Business Owner Executive
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Lisa H

Series 63, Series 65

San Diego, CA

Wedbush Securities Inc.

Lisa Hohl is a financial consultant at Wedbush Securities Inc. with six years of industry experience. She has worked previously at Northwestern Mutual Investment Services LLC and Morgan Stanley. She operates under The Kelly-Pitchkolan Wealth Management Group as a DBA for Wedbush Securities. Wedbush Securities provides both investment advisory and broker-dealer services to a range of individual, high-net-worth, and institutional clients. The firm offers wealth management, fixed income, commodities, securities lending, and capital markets services, combining discretionary and non-discretionary portfolio management with institutional research and advanced clearing capabilities.

Wealth management Founder/Business Owner Executive
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Harold P

Series 63

Pasadena, CA

Wedbush Securities Inc.

Harold Pearson is a financial advisor with Wedbush Securities Inc. based in Pasadena, CA, holding a Series 63 designation and 41 years of industry experience. He has worked at Wedbush Morgan Securities since 2008 and previously at M.L. Stern & Co., LLC from 2004 to 2008. Wedbush Securities provides investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients, offering a range of wealth management, fixed income, commodities, and capital markets services. The firm also delivers discretionary and non-discretionary portfolio management and institutional research, supported by custodial, clearing, and prime services.

Wealth management Founder/Business Owner Executive
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Meaghan M

Series 63, Series 65

Seattle, WA

Wedbush Securities Inc.

Meaghan Mckenzie is a financial advisor at Wedbush Securities Inc. in Seattle, WA, with 34 years of industry experience. She has worked at Wedbush Morgan Securities since 2003 and previously at RBC Capital Markets from 1997 to 2003. Wedbush Securities provides investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients, offering a range of wealth management, fixed income, commodities, and capital markets services.

Wealth management Founder/Business Owner Executive
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