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Pamela S

Series 63, Series 66

Newport Beach, CA

Wedbush Securities Inc.

Pamela Sowers is a financial advisor with Wedbush Securities Inc. in Roseville, CA, holding Series 63 and Series 66 designations and bringing 26 years of industry experience. She has been with Wedbush Morgan Securities since 2007. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients. The firm offers a range of brokerage and SEC-registered investment advisory services, including wealth management, fixed income, commodities, securities lending, capital markets, and prime services, with approximately $5.68 billion in regulatory assets under management.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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Gentiane S

Series 63

Auburn, CA

Wedbush Securities Inc.

Gentiane Szonnhenderson is a financial advisor with Wedbush Securities Inc. She holds a Series 63 designation and has 14 years of industry experience. Prior to joining Wedbush Securities, she worked at H.D. Vest Investment Securities, Inc. She is also involved in tax preparation and accounting consulting outside of her advisory role. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients, providing brokerage and SEC-registered advisory services across wealth management, fixed income, commodities, and capital markets. The firm offers a range of managed account solutions and performs clearing, custodial, and execution functions, combining broker-dealer and capital markets activities with prime services related to commodities and derivatives.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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Nobue W

Series 63, Series 66

Pasadena, CA

Wedbush Securities Inc.

Nobue Weber is a financial advisor with Wedbush Securities Inc. in Pasadena, CA, holding Series 63 and Series 66 licenses and bringing 12 years of industry experience. Prior to joining Wedbush in 2024, Weber worked at U.S. Bank, U.S. Bancorp Investments, Inc., Unionbanc Investment Services, and Union Bank. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients, offering brokerage and SEC-registered investment advisory services across multiple asset classes and account types. The firm combines broker-dealer and capital markets functions with clearing, custodial, and prime services, supporting a range of managed account and commission-based brokerage arrangements.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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Grant G

Series 66

Lake Oswego, OR

Wedbush Securities Inc.

Grant Galligan is a financial advisor at Wedbush Securities Inc. with five years of industry experience. He holds a Series 66 designation and previously worked at Raymond James and Associates, Inc. Outside of his advisory role, he is involved in retail through Shirts and Skins, a Portland-based merchant business, and produces Star Wars-related video content on Instagram that generates advertising revenue. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients, offering brokerage and registered investment advisory services across multiple asset classes. The firm provides various managed account solutions alongside commission-based brokerage and operates clearing, custodial, and prime services with an emphasis on commodities and derivatives.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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Alec M

Series 66

Seattle, WA

Wedbush Securities Inc.

Alec Mc Keefry is a financial advisor with Wedbush Securities Inc. based in Seattle, WA. He holds a Series 66 designation and has four years of industry experience. Prior to joining Wedbush in 2021, he held positions at Massmutual Northwest, Tumble Creek Golf Club, and Suncadia Resort, and worked at Gonzaga University. Alec operates Nautics Wealth Management as a junior financial advisor, which is a DBA for his securities business through Wedbush. Wedbush Securities serves a diverse client base including individual, high-net-worth, institutional, and foundation clients, offering a wide range of brokerage and investment advisory services. The firm manages approximately $5.68 billion in assets and provides both discretionary and non-discretionary managed account solutions alongside commission-based brokerage arrangements.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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Michael M

Series 63, Series 65

Radnor, PA

Wedbush Securities Inc.

Michael Mccall is a financial advisor at Wedbush Securities Inc. with 32 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at B. Riley Wealth Advisors, B. Riley Wealth Management, and Raymond James & Associates. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutions, offering brokerage and SEC-registered investment advisory services. The firm provides a range of managed account solutions and combines broker-dealer, capital markets, custody, and prime services, including commodities and derivatives activities.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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Robert M

ChFC®, Series 63, Series 66

Cordova, TN

Wedbush Securities Inc.

Robert Mccommon is a financial advisor at Wedbush Securities Inc. with 29 years of industry experience. He holds the ChFC® designation as well as Series 63 and Series 66 licenses. Prior to joining Wedbush in 2025, he worked at B. Riley Wealth Advisors and B. Riley Wealth Management for a total of 13 years. Outside of his advisory role, he serves as Treasurer on the board of the Oaks at Appling Condominium Association in Cordova, TN. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients, offering brokerage and SEC-registered advisory services across multiple asset classes. The firm combines broker-dealer and capital markets functions with custody, clearing, and prime services, supporting a range of managed account programs and commission-based brokerage arrangements.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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Brian K

Series 66

San Diego, CA

Wedbush Securities Inc.

Brian Kurlan is a financial advisor with Wedbush Securities Inc. in San Diego, CA, holding a Series 66 designation and 20 years of industry experience. He has been with Wedbush Securities since 2012. Outside of his advisory role, he is involved in a ticket resale business primarily using StubHub. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients, offering brokerage and SEC-registered investment advisory services across multiple asset classes and account structures. The firm combines broker-dealer, capital markets, custody, clearing, and prime services, with approximately $5.68 billion in regulatory assets under management.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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Kurt M

Series 63, Series 66

Scottsdale, AZ

Wedbush Securities Inc.

Kurt Markgraf is a financial advisor with Wedbush Securities Inc. in Scottsdale, AZ, holding Series 63 and Series 66 licenses and bringing 41 years of industry experience. He has worked with Wedbush Morgan Securities since 2009. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients, offering brokerage and SEC-registered investment advisory services. The firm combines broker-dealer and capital markets functions with custody, clearing, and prime services, managing approximately $5.68 billion in regulatory assets.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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Deborah S

Series 63, Series 66

Bonsall, CA

Wedbush Securities Inc.

Deborah Stokes is a financial advisor at Wedbush Securities Inc. with 40 years of industry experience. She has been with Wedbush Morgan Securities since 2009 and holds Series 63 and Series 66 designations. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients. The firm offers a range of brokerage and SEC-registered investment advisory services and is notable for its integration of broker-dealer, capital markets, custody, clearing, and prime services across multiple asset classes.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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Mark B

Series 63, Series 65

Anchorage, AK

Wedbush Securities Inc.

Mark Browning is a financial advisor with Wedbush Securities Inc. in Anchorage, Alaska, holding Series 63 and Series 65 licenses and bringing 34 years of industry experience. He has been with Wedbush Morgan Securities since 2009. Outside of his advisory work, Browning serves as a director on the Skyhills Homeowners Association. Wedbush Securities serves a diverse client base including individual investors, high-net-worth clients, foundations, and institutions, offering brokerage and SEC-registered advisory services across wealth management, fixed income, commodities, and capital markets. The firm provides various managed account solutions alongside commission-based brokerage and supports clearing, custodial, and prime services functions.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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Scott S

Series 63, Series 65

Seattle, WA

Wedbush Securities Inc.

Scott Smallman is a financial advisor with Wedbush Securities Inc. in Seattle, WA, holding Series 63 and Series 65 licenses and bringing 44 years of industry experience. He has been with Wedbush Morgan Securities since 2006. Outside of his advisory role, Smallman serves as a soccer referee for local organizations in the Bellevue and Seattle areas. Wedbush Securities serves a diverse client base including individual, high-net-worth, foundation, and institutional investors, offering brokerage and SEC-registered investment advisory services. The firm provides a range of managed account solutions and operates multiple business lines including wealth management, fixed income, commodities, securities lending, and capital markets, with approximately $5.68 billion in regulatory assets under management.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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Barry S

Series 63

Pasadena, CA

Wedbush Securities Inc.

Barry Simon is a financial advisor at Wedbush Securities Inc. in Pasadena, CA, holding a Series 63 designation with 42 years of industry experience. He has been with Wedbush Securities since 2001 and has maintained an acting career since 1989. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients. The firm offers a range of brokerage and SEC-registered investment advisory services, combining broker-dealer and capital markets functions with custody, clearing, and prime services in commodities and derivatives.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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Paul D

Series 66

Pasadena, CA

Wedbush Securities Inc.

Paul Delzio is a financial advisor at Wedbush Securities Inc. with 13 years of industry experience. He previously worked at Edward Jones for five years before joining Wedbush in 2018. Delzio serves as a board member for the Redwood Shores Owners Association, contributing to community governance and neighborhood matters. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutions, providing brokerage and SEC-registered advisory services across wealth management, fixed income, commodities, and capital markets. The firm offers a range of managed account solutions alongside commission-based brokerage and operates clearing, custodial, and prime services with a focus on commodities and derivatives.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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Lynn S

Series 63, Series 65

New York, NY

Wedbush Securities Inc.

Lynn Sperandeo is a financial advisor with Wedbush Securities Inc. in New York, NY, holding Series 63 and Series 65 credentials and bringing 49 years of industry experience. Prior to joining Wedbush in 2023, she worked at B. Riley Wealth Management and B. Riley Wealth Advisors from 2015 to 2023. Outside of her advisory role, she serves as a notary public and is a member of the Council of Greenburgh Civic Associations. Wedbush Securities serves a diverse range of clients including individuals, high-net-worth investors, foundations, and institutions, providing brokerage and SEC-registered advisory services across wealth management, fixed income, commodities, and capital markets, among other areas.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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Michael O

Series 63, Series 65

Pasadena, CA

Wedbush Securities Inc.

Michael Ohlson is a financial advisor with Wedbush Securities Inc. in Pasadena, CA, holding Series 63 and Series 65 licenses and having 37 years of industry experience. He has been with Wedbush Morgan Securities Inc. since 1994. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients, offering a range of brokerage and SEC-registered advisory services across wealth management, fixed income, commodities, and capital markets.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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Lisa H

Series 63, Series 65

San Diego, CA

Wedbush Securities Inc.

Lisa Hohl is a financial advisor at Wedbush Securities Inc. with six years of industry experience. She holds Series 63 and Series 65 licenses and has held roles at Morgan Stanley, Northwestern Mutual Investment Services LLC, and Wedbush Securities. Hohl also leads The Kelly-Pitchkolan Wealth Management Group, a team operating under Wedbush Securities. Wedbush Securities serves a diverse clientele including individual and high-net-worth investors, foundations, and institutional clients. The firm offers brokerage and SEC-registered investment advisory services across multiple asset classes and operates various managed account and wrap fee programs.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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Harold P

Series 63

Pasadena, CA

Wedbush Securities Inc.

Harold Pearson is a financial advisor with Wedbush Securities Inc. in Pasadena, CA, holding a Series 63 designation and bringing 40 years of industry experience. He has been with Wedbush Morgan Securities since 2008. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients, offering brokerage and SEC-registered investment advisory services across multiple asset classes and account structures. The firm combines broker-dealer and capital markets functions with custody, clearing, and prime services, including commodities and derivatives activities.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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Meaghan M

Series 63, Series 65

Seattle, WA

Wedbush Securities Inc.

Meaghan Mckenzie is a financial advisor with Wedbush Securities Inc. in Seattle, WA, holding Series 63 and Series 65 licenses and possessing 34 years of industry experience. She has been with Wedbush Morgan Securities since 2003. Mckenzie also serves as Managing Director of Investments for Nautics Wealth Management, a wealth management DBA operating through Wedbush. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutions, offering brokerage and SEC-registered advisory services across multiple asset classes and managed account solutions. The firm combines broker-dealer functions with clearing, custody, and prime services, including commodities and derivatives activities.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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Alex F

Series 63, Series 66

Pasadena, CA

Wedbush Securities Inc.

Alex Froloff is a financial advisor at Wedbush Securities Inc. with 11 years of industry experience. He holds Series 63 and Series 66 credentials and has previously worked at Bank of America, Merrill, and Principal Securities. Outside of his advisory role, he occasionally participates in Uber Eats deliveries with his son. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients. The firm offers brokerage and registered investment advisory services across wealth management, fixed income, commodities, and capital markets, and operates multiple managed account programs alongside commission-based brokerage arrangements.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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