Helene Shafiyan is a financial advisor at Wedbush Securities Inc. in Cleveland, OH, with 41 years of industry experience. She holds Series 63 and Series 65 licenses and previously worked for McDonald Partners LLC for 13 years. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients. The firm offers a range of brokerage and SEC-registered investment advisory services, combining capital markets functions with clearing, custodial, and prime services across multiple asset classes.

Dimitri Sandeman is a financial advisor with Wedbush Securities Inc. in Scottsdale, AZ. He holds Series 63 and Series 66 licenses and has 18 years of industry experience, including a tenure at Wedbush Securities since 2006. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutions, offering brokerage and SEC-registered advisory services across wealth management, fixed income, commodities, securities lending, capital markets, and prime services. The firm manages approximately $5.68 billion in regulatory assets and provides a range of managed account and brokerage solutions.

Brian Raat is a CFP® with 30 years of industry experience and has been with Wedbush Morgan Securities since 2009. He is based in Pasadena, CA, and holds Series 63 and Series 65 licenses. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients. The firm offers both brokerage and SEC-registered investment advisory services with approximately $5.68 billion in regulatory assets under management and operates multiple managed account and wrap fee programs alongside commission-based brokerage arrangements.

James Moore is a financial advisor at Wedbush Securities Inc. with 23 years of industry experience. He holds Series 63 and Series 66 designations. Prior to joining Wedbush Securities in 2024, he worked at Bank of America, Merrill, LPL Financial, and Citizens National Bank. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients, offering both brokerage and SEC-registered investment advisory services across multiple asset classes and capital markets functions. The firm combines broker-dealer operations with custody, clearing, and prime services, supporting a range of managed account and commission-based arrangements.

Ted Hawks is a financial advisor with Wedbush Securities Inc. in Prescott, AZ, holding a Series 66 designation and 18 years of industry experience. He has been with Wedbush Securities since 2015. Outside of his advisory role, Hawks is involved in youth soccer as a coach and referee and participates in musical production and performance as a sole proprietor. He also engages in freelance writing and editing on topics including history, politics, and culture. Wedbush Securities serves a diverse client base, including individual and high-net-worth investors, foundations, and institutions, offering both brokerage and SEC-registered investment advisory services. The firm provides a range of managed account solutions alongside commission-based brokerage and operates clearing, custodial, and prime services with a focus on commodities and derivatives.

Andrew Filipek is a financial advisor with Wedbush Securities Inc. in Pasadena, CA, holding Series 63 and Series 66 licenses and bringing 32 years of industry experience. He has worked at Wedbush Securities since 2008 and serves as Deputy Chairman of Wedbush Europe Sp Zoo, overseeing operations in Poland and Central and Eastern European markets. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients, offering brokerage and SEC-registered investment advisory services across wealth management, fixed income, commodities, and capital markets. The firm operates multiple managed account programs alongside commission-based brokerage and provides clearing, custodial, and prime services connected to commodities and derivatives.

Stephen Pitchkolan is a financial advisor with Wedbush Securities Inc. in San Diego, CA, holding Series 63 and Series 65 licenses and bringing 44 years of industry experience. He has been with Wedbush Securities since 1989 and serves as Managing Director of the Kelly-Pitchkolan Wealth Management Group, focusing on wealth management. Wedbush Securities serves a diverse client base including individual, high-net-worth, foundation, and institutional investors, offering brokerage and registered investment advisory services across multiple asset classes. The firm combines broker-dealer, capital markets, clearing, custodial, and prime services, with approximately $5.68 billion in regulatory assets under management.

Michael Kelly is a financial advisor at Wedbush Securities Inc. in Clarkston, MI, holding a Series 63 designation with 33 years of industry experience. He has been with Wedbush Securities since 2013 and serves as Managing Director of Kelly-Pitchkolan Wealth Management Group since 2016. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients, offering brokerage and SEC-registered investment advisory services across multiple asset classes. The firm provides discretionary and non-discretionary managed accounts, clearing and custodial services, and operates commodities and prime services businesses.

John Crumplar is a financial advisor at Wedbush Securities Inc. in Denver, CO, holding Series 63, Series 65, and Series 66 licenses with 31 years of industry experience. He has been with Wedbush Securities since 2010. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients, offering brokerage and SEC-registered investment advisory services across wealth management, fixed income, commodities, securities lending, capital markets, and prime services. The firm manages approximately $5.68 billion in regulatory assets and provides a range of managed account solutions alongside commission-based brokerage arrangements.

David Smith Jr. is a financial advisor with Wedbush Securities Inc. in Las Vegas, NV, holding Series 63 and Series 65 credentials and bringing 33 years of industry experience. Prior to joining Wedbush Securities in 2022, he worked at Hilltop Securities Inc. for 14 years. He owns and operates the investment-related website DCSInvest.com. Wedbush Securities serves a diverse client base including individuals, high-net-worth investors, foundations, and institutional clients, offering brokerage and SEC-registered advisory services across multiple asset classes. The firm provides both discretionary and non-discretionary managed account solutions, alongside clearing, custodial, and prime services with a focus on commodities and derivatives.

Seungnam Lee is a financial advisor at Wedbush Securities Inc. with 14 years of industry experience. He holds Series 63 and Series 66 designations and has worked at Wedbush Securities since 2015, including a role at Wedbush & Co., LLC since 2024. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients. The firm offers a range of brokerage and SEC-registered investment advisory services, combining capital markets, wealth management, and prime services with approximately $5.68 billion in regulatory assets under management.

Michael Aaron is a financial advisor at Wedbush Securities Inc. in Pasadena, CA, holding Series 63 and Series 65 credentials with 30 years of industry experience. He has been with Wedbush Securities since 2012. Wedbush Securities serves a diverse client base, including individual and high-net-worth investors, foundations, and institutional clients, offering brokerage and SEC-registered investment advisory services across multiple asset classes and capital markets functions. The firm manages approximately $5.68 billion in regulatory assets and provides both discretionary and non-discretionary managed accounts alongside commission-based brokerage arrangements.

Aubrey Jordan is a financial advisor at Wedbush Securities Inc. with Series 65 and Series 63 licenses and has recently entered the industry with less than one year of experience. His prior experience includes a role at Campbell Global and involvement with the Oregon State University Advantage Accelerator. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients, offering both brokerage and registered investment advisory services. The firm operates multiple managed account programs and combines broker-dealer functions with clearing, custodial, and prime services across wealth management and capital markets.

Rodney Caudillo is a financial advisor at Wedbush Securities Inc. with 34 years of industry experience. He has been with Wedbush Securities since 2009 and holds a Series 63 designation. Outside of his advisory role, Caudillo serves as a volunteer commissioner on a local city commission in Chula Vista, California, focusing on safety issues affecting the community. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients, offering brokerage and SEC-registered investment advisory services across multiple asset classes. The firm provides various managed account solutions alongside commission-based brokerage arrangements and operates notable clearing, custodial, and prime services related to commodities and derivatives.

Timothy Smith is a financial advisor with Wedbush Securities Inc. in Santa Barbara, CA, holding a Series 63 designation and bringing 47 years of industry experience. He has been with Wedbush Morgan Securities since 2009. Outside of his advisory role, he is involved as a general partner in an equity fund, serves as a cook for Kiwanis International events, and acts as secretary for the Mountain Grove Cemetery Association. Wedbush Securities serves a diverse client base including individual, high-net-worth, foundation, and institutional investors, offering brokerage and SEC-registered investment advisory services across multiple asset classes. The firm provides a range of managed account solutions alongside commission-based brokerage, and operates clearing, custodial, and prime services with a notable presence in commodities and derivatives markets.

William Sayre is a financial advisor with Wedbush Securities Inc. in Oceanside, CA, holding Series 63 and Series 65 licenses and bringing 44 years of industry experience. He has been with Wedbush Securities since 1984. Wedbush Securities serves a diverse client base that includes individual and high-net-worth investors, foundations, and institutional clients, offering brokerage and SEC-registered advisory services across multiple asset classes. The firm provides a range of managed account solutions and combines broker-dealer, capital markets, custody, clearing, and prime services, including commodities and derivatives activities.

Richard Wright is a financial advisor at Wedbush Securities Inc. in San Diego, CA, holding a Series 63 designation with 46 years of industry experience. He has been with Wedbush Securities since 2012. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients. The firm offers a range of brokerage and SEC-registered investment advisory services, including wealth management, fixed income, commodities, securities lending, and capital markets, with approximately $5.68 billion in regulatory assets under management.

Michael Powers is a financial advisor with Wedbush Securities Inc. in Cleveland, OH, holding Series 63 and Series 66 licenses and bringing 42 years of industry experience. He previously worked at McDonald Partners LLC for 13 years before joining Wedbush Securities in 2025. Wedbush Securities serves a diverse client base that includes individual and high-net-worth investors, foundations, and institutional clients. The firm offers a range of brokerage and SEC-registered advisory services, including wealth management, fixed income, commodities, securities lending, and capital markets, supported by extensive clearing, custodial, and prime services capabilities.

Stephen Ching is a financial advisor with Wedbush Securities Inc. in Pasadena, CA, holding a Series 66 designation and 18 years of industry experience. He has worked at Wedbush Securities since 2010 and concurrently at Skyline Financial Corp since 2008. In addition to his advisory roles, Ching is also employed as a mortgage loan originator with US Bank. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutions. The firm offers a range of brokerage and SEC-registered investment advisory services, managing approximately $5.68 billion in regulatory assets and providing solutions across wealth management, fixed income, commodities, and capital markets.

Andrew Daze is a financial advisor with Wedbush Securities Inc. in Pasadena, CA. He holds a Series 66 designation and has one year of industry experience. Prior to joining Wedbush, he worked at Eagle Rock Italian Bakery & Deli for two years and has experience in editing, plastics manufacturing, and hospitality. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients. The firm offers both brokerage and SEC-registered investment advisory services across wealth management, fixed income, commodities, securities lending, capital markets, and prime services.