Alex Froloff is a financial advisor at Wedbush Securities Inc. in Pasadena, CA, holding Series 63 and Series 66 licenses with 11 years of industry experience. His prior roles include positions at Bank of America, Merrill, and Principal Securities Inc. Outside of his advisory work, he occasionally does Uber Eats deliveries with his 12-year-old son. Wedbush Securities provides investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients. The firm offers wealth management, fixed income, commodities, and capital markets services, with portfolio management tailored to client objectives and risk tolerances.

Helene Shafiyan is a financial advisor at Wedbush Securities Inc. with 41 years of industry experience. She holds Series 63 and Series 65 designations and has worked previously at McDonald Partners LLC, Wells Fargo Clearing, Securities America Advisors, Morgan Stanley, and Citigroup Global Markets. Wedbush Securities provides investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients. The firm offers a range of services including wealth management, fixed income, commodities, securities lending, capital markets, and portfolio management tailored to client objectives and risk tolerances.

Dimitri Sandeman is a financial advisor with Wedbush Securities Inc. in Scottsdale, AZ. He holds Series 63 and Series 66 designations and has 19 years of industry experience, including over 20 years with Wedbush Securities. Wedbush Securities provides investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients, offering a range of services including wealth management, fixed income, commodities, and securities lending. The firm supports discretionary and non-discretionary portfolio management and conducts due diligence on third-party managers.

Brian Raat is a CFP® professional with 30 years of industry experience. He has been with Wedbush Morgan Securities since 2009 and previously worked at UBS Financial Services from 1997 to 2009. He is based in Pasadena, CA. Wedbush Securities provides investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients, offering a range of wealth management, fixed income, commodities, and capital markets solutions alongside discretionary and non-discretionary portfolio management.

James Moore is a financial advisor at Wedbush Securities Inc. in Lexington, KY, with 24 years of industry experience. He holds Series 63 and Series 66 licenses and has previously worked at Bank of America, Merrill, LPL Financial, and Citizens National Bank. Wedbush Securities provides investment advisory and broker-dealer services to a diverse client base, including individuals, high-net-worth clients, and institutions. The firm offers a range of services such as wealth management, fixed income, commodities, securities lending, and capital markets, employing tailored portfolio management strategies aligned with client objectives and risk tolerances.

Ted Hawks is a financial advisor at Wedbush Securities Inc. with 19 years of industry experience. He holds a Series 66 designation and has previously worked at UBS Financial Services and Wells Fargo Clearing. Outside of his advisory role, Hawks is actively involved in youth soccer as a coach and referee, and he is also engaged in musical production and freelance writing. Wedbush Securities provides investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients. The firm offers a range of services including wealth management, fixed income, commodities, and capital markets, with portfolio management tailored to client objectives and risk tolerances.

Andrew Filipek is a financial advisor at Wedbush Securities Inc. with 32 years of industry experience. He holds Series 63 and Series 66 registrations and has worked at Wedbush Securities since 2008, also serving as Deputy Chairman of Wedbush Europe Sp Zoo since 2010, overseeing operations in Poland and Central & Eastern Europe. Wedbush Securities offers investment advisory and broker-dealer services to a range of clients, including individuals, high-net-worth clients, and institutions. The firm’s offerings include wealth management, fixed income, commodities, securities lending, capital markets, and research services, with capabilities in both discretionary and non-discretionary portfolio management.

Stephen Pitchkolan is a financial advisor with Wedbush Securities Inc. in San Diego, CA. He holds Series 63 and Series 65 designations and has 45 years of industry experience, with 37 years at Wedbush Securities. Wedbush Securities provides investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients, offering a range of wealth management, fixed income, commodities, and capital markets solutions.

Michael Kelly is a financial advisor with Wedbush Securities Inc. in San Diego, CA. He holds a Series 63 designation and has 33 years of industry experience. His prior work includes positions at Wells Fargo Clearing and Prudential Equity Group, LLC. Wedbush Securities provides investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients. The firm offers a range of services including portfolio management, research, and clearing with operational capabilities spanning wealth management, fixed income, commodities, and securities lending.

John Crumplar is a financial advisor with Wedbush Securities Inc. in Denver, CO, holding Series 63, Series 65, and Series 66 credentials and 32 years of industry experience. He has worked at Wedbush Securities since 2010 and previously spent 10 years at UBS Financial Services. Wedbush Securities provides investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients. The firm offers a range of wealth management and capital markets services, including discretionary and non-discretionary portfolio management, and supports clients through both advisory and brokerage capabilities.

David Smith Jr. is a financial advisor with Wedbush Securities Inc. in Las Vegas, NV, holding Series 63 and Series 65 credentials and over 33 years of industry experience. He previously worked at Hilltop Securities Inc. for 14 years and M.L. Stern & Co., LLC for 4 years. Outside of his advisory role, he owns and manages a website that directs business to Wedbush Securities. Wedbush Securities provides investment advisory and broker-dealer services to a variety of clients including individuals, high-net-worth clients, institutions, and pooled investment vehicles. The firm offers a range of services such as wealth management, fixed income, commodities, capital markets, and portfolio management tailored to client objectives and risk tolerances.

Seungnam Lee is a financial consultant with Wedbush Securities Inc. in Pasadena, CA, holding Series 63 and Series 66 designations and 14 years of industry experience. He has worked at Wedbush Securities since 2015 and was briefly with Kadence Advisors, LLC in 2014. Wedbush Securities provides investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients, offering a range of services including wealth management, fixed income, commodities, and capital markets, with both discretionary and non-discretionary portfolio management options.

Michael Aaron is a financial advisor at Wedbush Securities Inc. in Pasadena, CA, with 30 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Wedbush Securities since 2012, following 16 years at Merrill Lynch. Wedbush Securities provides investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients. The firm offers a range of services including wealth management, fixed income, commodities, securities lending, and capital markets, supporting both discretionary and non-discretionary portfolio management.

Zeke Lefton is a financial advisor with Wedbush Securities Inc. He holds a Series 66 designation and has been with Wedbush since 2024. His background includes experience at California Polytechnic State University and roles in various other industries prior to joining the firm. Wedbush Securities provides investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients, offering a range of services including wealth management, fixed income, commodities, and capital markets solutions.

Aubrey Jordan is a financial consultant at Wedbush Securities Inc. with Series 63 and Series 65 licenses and less than one year of industry experience. Prior to joining Wedbush, Jordan worked at Campbell Global and spent several years in education, including a role with the Oregon State University Advantage Accelerator. Wedbush Securities provides investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients. The firm offers a range of wealth management and capital markets services, including discretionary and non-discretionary portfolio management, fixed income, commodities, and research, and operates with dual registration as both an adviser and a broker-dealer.

Rodney Caudillo is a financial advisor at Wedbush Securities Inc. with 34 years of industry experience. He has been with Wedbush since 2009 and previously worked at First Wall Street Corp. from 2007 to 2008. Caudillo serves as a volunteer commissioner on a local city commission in Chula Vista, California, focusing on safety issues affecting residents. Wedbush Securities provides investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients. The firm offers a range of services including wealth management, fixed income, commodities, and institutional research, supporting tailored portfolio management strategies and operational capabilities such as custodial and clearing services.

Timothy Smith is a financial advisor at Wedbush Securities Inc. with 47 years of industry experience. He has been with Wedbush Morgan Securities since 2009 and previously worked at Wells Fargo Clearing and A. G. Edwards & Sons, Inc. Outside of his advisory role, he serves as a general partner of an equity fund, participates in community service with Kiwanis International, and acts as secretary for the Mountain Grove Cemetery Association. Wedbush Securities provides investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients, offering a range of wealth management, fixed income, commodities, and research services. The firm’s portfolio management and operational capabilities include discretionary and non-discretionary management, as well as clearing, prime services, and securities lending.

William Sayre is a financial advisor at Wedbush Securities Inc. with 44 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Wedbush Securities since 1984. Wedbush Securities provides investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients. The firm offers wealth management, fixed income, commodities, securities lending, and capital markets services, delivering both discretionary and non-discretionary portfolio management tailored to client needs.

Richard Wright is a financial advisor with Wedbush Securities Inc. in San Diego, CA, holding a Series 63 designation and 46 years of industry experience. His prior work includes 15 years at various Morgan Stanley entities from 1997 to 2012 before joining Wedbush Securities. Wedbush Securities provides investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients, offering a range of wealth management, fixed income, commodities, securities lending, and capital markets services.

Michael Powers is a financial advisor with Wedbush Securities Inc. in Pasadena, CA, holding Series 63 and Series 66 licenses and bringing 43 years of industry experience. He previously worked at McDonald Partners LLC for 13 years and Wells Fargo Clearing for 4 years. Wedbush Securities offers investment advisory and broker-dealer services to a diverse client base, including individual, high-net-worth, and institutional clients. The firm provides a range of wealth management and capital markets services, with Financial Consultants acting as portfolio managers who tailor strategies to client objectives.