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Tony M
Series 63, Series 65
Newport Beach, CA
Wedbush Securities Inc.
Tony May is a financial advisor with Wedbush Securities Inc. in Newport Beach, California, holding Series 63 and Series 65 licenses and bringing 33 years of industry experience. He previously worked at Stifel Nicolaus & Co Inc for 11 years before joining Wedbush in 2020. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients, offering brokerage and SEC-registered advisory services across wealth management, fixed income, commodities, and capital markets. The firm operates multiple managed account and wrap fee programs alongside commission-based brokerage arrangements, combining broker-dealer functions with clearing, custody, and prime services.
John K
Series 63
Pasadena, CA
Wedbush Securities Inc.
John Knoth is a financial advisor with Wedbush Securities Inc. in Pasadena, CA, holding a Series 63 designation and bringing 46 years of industry experience. He previously worked at Morgan Stanley & Co., Incorporated for 11 years before joining Wedbush Securities. Wedbush Securities serves a diverse client base including individual, high-net-worth, foundation, and institutional investors by offering brokerage and SEC-registered investment advisory services across multiple asset classes. The firm integrates broker-dealer and capital markets functions with clearing, custodial, and prime services, managing approximately $5.68 billion in regulatory assets.
Francis C
Series 63, Series 66
Armonk, NY
Wedbush Securities Inc.
Francis Capella is a financial advisor at Wedbush Securities Inc. with 20 years of industry experience. He holds Series 63 and Series 66 licenses and has been with Wedbush Securities since 2007. Capella also serves as Vice President of Skyarch Capital Advisors, LLC, an investment-related business. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutions. The firm offers brokerage and SEC-registered investment advisory services across wealth management, fixed income, commodities, securities lending, capital markets, and provides clearing and prime services.
Andrew H
Series 63, Series 66
Pasadena, CA
Wedbush Securities Inc.
Andrew Hutcheson is a financial advisor with Wedbush Securities Inc. in Pasadena, CA, holding Series 63 and Series 66 licenses and 21 years of industry experience. His prior work includes roles at UBS Financial Services, Raymond James & Associates, and Onward Advisors. Outside of finance, he is a co-owner of The Larchmont Chronicle, a newspaper in Los Angeles. Wedbush Securities serves a diverse client base including individuals, high-net-worth investors, foundations, and institutions, offering brokerage and SEC-registered advisory services across wealth management, fixed income, commodities, and capital markets. The firm operates multiple managed account programs and provides clearing, custodial, and execution services, with a distinctive combination of broker-dealer, capital markets, and prime services functions.
Thomas C
Series 66
Oakdale, MN
Wedbush Securities Inc.
Thomas Carlson is a financial advisor with Wedbush Securities Inc. He holds a Series 66 designation and has 12 years of industry experience. Prior to joining Wedbush in 2022, he worked at Ameriprise Financial Services Inc. and U.S. Bancorp Investments, Inc. Outside of his advisory role, he is involved in various activities including providing entertainment and printed materials to senior living communities and assisting with local theatre publicity. Wedbush Securities serves a diverse client base including individuals, high-net-worth investors, foundations, and institutions, offering brokerage and SEC-registered advisory services across multiple asset classes. The firm combines broker-dealer functions with capital markets, custody, clearing, and prime services, managing approximately $5.68 billion in regulatory assets.
Calvin H
Series 63
Everett, WA
Wedbush Securities Inc.
Calvin Heck is a financial advisor at Wedbush Securities Inc. with 44 years of industry experience. He holds a Series 63 designation and has worked at Wedbush Morgan Securities since 2003. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients, offering brokerage and SEC-registered investment advisory services across wealth management, fixed income, commodities, securities lending, capital markets, and prime services. The firm manages approximately $5.68 billion in regulatory assets and provides a range of managed account solutions alongside commission-based brokerage arrangements.
Kevin H
CFP®, Series 63, Series 66
Greensboro, NC
Wedbush Securities Inc.
Kevin Herron Jr. is a CFP® professional with 10 years of industry experience, currently serving as a financial advisor at Wedbush Securities Inc. He previously worked at UBS Financial for 10 years. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients. The firm offers brokerage and SEC-registered advisory services across wealth management, fixed income, commodities, and capital markets, managing approximately $5.68 billion in regulatory assets.
Kurt R
Series 63, Series 65
New York, NY
Wedbush Securities Inc.
Kurt Ryden is a financial advisor at Wedbush Securities Inc. in New York, NY, holding Series 63 and Series 65 licenses with 26 years of industry experience. He previously worked at Bank of America and Merrill for nine years. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients, offering brokerage and SEC-registered investment advisory services across multiple asset classes. The firm provides discretionary and non-discretionary managed accounts, as well as custodial, clearing, and execution services, and operates managed account and wrap fee programs.
Jeffrey H
Series 63, Series 65
Lake Oswego, OR
Wedbush Securities Inc.
Jeffrey Hegstrom is a financial advisor with Wedbush Securities Inc. in Lake Oswego, OR, holding Series 63 and Series 65 designations and bringing 36 years of industry experience. He has been with Wedbush Morgan Securities since 2009. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients, offering brokerage and SEC-registered advisory services across multiple asset classes. The firm manages approximately $5.68 billion in regulatory assets and provides a range of managed account solutions along with clearing, custodial, and prime services.
John M
Series 63, Series 66
Pasadena, CA
Wedbush Securities Inc.
John Mcparlane is a financial advisor with Wedbush Securities Inc. in Pasadena, CA, holding Series 63 and Series 66 designations and bringing 43 years of industry experience. He has been with Wedbush Securities since 2009. Additionally, he serves as a financial advisor for 401(k) retirement plans with Fringe Benefit Group. Wedbush Securities serves a diverse client base including individual, high-net-worth, foundation, and institutional clients, offering brokerage and SEC-registered advisory services across wealth management, fixed income, commodities, and capital markets. The firm operates multiple managed account and wrap fee programs alongside commission-based brokerage arrangements and provides clearing, custodial, and execution services integrated with its broker-dealer and capital markets functions.
Angelina F
Series 63, Series 66
Seattle, WA
Wedbush Securities Inc.
Angelina Funtanilla is a financial advisor at Wedbush Securities Inc. in Pasadena, CA, holding Series 63 and Series 66 licenses with 24 years of industry experience. Her prior experience includes roles at Morgan Stanley Private Bank and Morgan Stanley Smith Barney spanning over a decade. Outside of her advisory work, she contributes poetry to an online publication affiliated with a fitness and recreational company. Wedbush Securities serves a diverse client base including individual, high-net-worth, foundation, and institutional investors, offering brokerage and SEC-registered investment advisory services across multiple asset classes and account types. The firm provides both discretionary and non-discretionary managed accounts, clearing and custodial functions, and operates commodities and prime services businesses.
Gavin T
Series 66, Series 63
Denver, CO
Wedbush Securities Inc.
Gavin Thomas is a financial advisor with Wedbush Securities Inc. in Denver, CO, holding Series 66 and Series 63 credentials and one year of industry experience. Prior to joining Wedbush, he was with Charles Schwab for one year. Outside of finance, he is involved with JD's Bait Shop, a restaurant where he occasionally works as a barback. Wedbush Securities serves a diverse client base including individual, high-net-worth, foundation, and institutional investors, offering brokerage and SEC-registered advisory services across multiple asset classes and managed account solutions. The firm combines broker-dealer operations with clearing, custodial, and capital markets services, including commodities and derivatives trading.
Alicia S
Series 63, Series 65
Pasadena, CA
Wedbush Securities Inc.
Alicia Sorensen is a financial advisor with Wedbush Securities Inc. in Pasadena, CA, holding Series 63 and Series 65 licenses and bringing 24 years of industry experience. Prior to Wedbush, she worked at HSBC Bank USA, N.A. from 2016 to 2019. Outside of her advisory role, she owns AI Design Solutions, an LLC that provides consulting and training in artificial intelligence technology to individuals and local businesses. Wedbush Securities serves a diverse client base including individuals, high-net-worth investors, foundations, and institutional clients. The firm offers a range of brokerage and SEC-registered investment advisory services, combining brokerage, clearing, and prime services with a focus on wealth management, fixed income, commodities, and capital markets.
Joel F
Series 63, Series 65
Greensboro, NC
Wedbush Securities Inc.
Joel Funderburk is a financial advisor at Wedbush Securities Inc. with 34 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at UBS Financial Services for 27 years. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutions. The firm offers a range of brokerage and advisory services, combining broker-dealer and capital markets functions with custody, clearing, and prime services across multiple asset classes.
Arlene F
Series 66
Pasadena, CA
Wedbush Securities Inc.
Arlene Flores is a financial advisor with Wedbush Securities Inc. in Pasadena, CA, holding a Series 66 designation and having seven years of industry experience. She has been with Wedbush Securities since 2016. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients. The firm offers a range of brokerage and SEC-registered investment advisory services, combining capital markets, wealth management, and prime services with a reported $5.68 billion in regulatory assets under management.
Kristin R
PFS™, Series 63, Series 65
Scottsdale, AZ
Wedbush Securities Inc.
Kristin Rathjen is a financial advisor with Wedbush Securities Inc. in Scottsdale, AZ, holding the PFS™ designation along with Series 63 and Series 65 licenses. She has 24 years of industry experience and has been with Wedbush Morgan Securities since 2001. Outside of her advisory role, she is a partner in a handmade cards and invitations business and contributed to the overhaul of the PFP certification test for the AICPA. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutions, offering brokerage and SEC-registered advisory services across multiple asset classes. The firm combines broker-dealer and capital markets functions with custody, clearing, and prime services, supporting both discretionary and non-discretionary managed accounts.
Timothy D
Series 63, Series 65
Waukee, IA
Wedbush Securities Inc.
Timothy Dawson is a financial advisor at Wedbush Securities Inc. with 32 years of industry experience. He has been with Wedbush Morgan Securities since 2000 and holds Series 63 and Series 65 credentials. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients. The firm offers brokerage and SEC-registered investment advisory services with a range of managed account solutions, clearing and custodial services, and capital markets capabilities including commodities and derivatives.
Mark B
Series 63, Series 65
Jupiter, FL
Wedbush Securities Inc.
Mark Bluestein is a financial advisor at Wedbush Securities Inc. with 34 years of industry experience. He holds Series 63 and Series 65 credentials and has previously worked at Wells Fargo Clearing and Wells Fargo Advisors LLC. Outside of his advisory role, he is involved in real estate development through a partnership in Bucharest, Romania. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients, offering a range of brokerage and registered investment advisory services across wealth management, fixed income, commodities, and capital markets. The firm provides various managed account solutions alongside commission-based brokerage and clears and settles transactions while also offering commodities and prime services.
Dru G
Series 63, Series 65
Vancouver, WA
Wedbush Securities Inc.
Dru Gilbert is a financial advisor at Wedbush Securities Inc. in Vancouver, WA, holding Series 63 and Series 65 licenses with 41 years of industry experience. He has been with Wedbush Morgan Securities since 2008. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients, offering brokerage and SEC-registered investment advisory services across multiple asset classes and account types. The firm combines broker-dealer and capital markets functions with custody, clearing, and prime services, supporting commodities and derivatives activities alongside managed account and commission-based brokerage arrangements.
Daniel S
Series 63, Series 66
Pasadena, CA
Wedbush Securities Inc.
Daniel Stieff is a financial advisor with Wedbush Securities Inc. in Pasadena, CA, holding Series 63 and Series 66 designations and bringing 36 years of industry experience. He has been with Wedbush Securities since 2015. Outside of his advisory role, he is president of Daniel Stieff, Inc., a corporation that assists with tax matters and holds disclosed real estate holdings in a trust. Wedbush Securities serves a diverse client base including individual, high-net-worth, foundation, and institutional investors, offering brokerage and SEC-registered advisory services across wealth management, fixed income, commodities, and capital markets. The firm provides a range of managed account solutions alongside commission-based brokerage and operates clearing, custodial, and prime services tied to commodities and derivatives.
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