Overwhelmed by options?

Answer a few questions to see advisors matched to you.

Filters 1

Find a financial advisor

Based on your filters

user avatar
firm logo

Michael P

Series 63, Series 65

Denver, CO

Wedbush Securities Inc.

Michael Penton is a financial advisor at Wedbush Securities Inc. in Denver, CO, holding Series 63 and Series 65 licenses with 37 years of industry experience. He has worked at Wedbush Morgan Securities Inc. since 1990. Wedbush Securities serves a diverse client base including individual, high-net-worth, foundation, and institutional investors, offering brokerage and SEC-registered investment advisory services across multiple asset classes and strategies. The firm provides a range of managed account solutions and operates clearing, custodial, and prime services, with approximately $5.68 billion in regulatory assets under management.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
user avatar
firm logo

John A

Series 63, Series 66

Pasadena, CA

Wedbush Securities Inc.

John Arnold is a financial advisor with Wedbush Securities Inc. in Pasadena, CA, holding Series 63 and Series 66 licenses and bringing 28 years of industry experience. He has been with Wedbush Securities since 2016 and is the founder and portfolio manager of Arnold Wealth Advisors, a Wedbush DBA. Outside of his advisory role, he serves as successor trustee for multiple client trusts. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutions. The firm offers brokerage and SEC-registered investment advisory services across various asset classes and manages approximately $5.68 billion in regulatory assets under management.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
user avatar
firm logo

John D

Series 63, Series 65, Series 66

Pasadena, CA

Wedbush Securities Inc.

John Drevon is a financial advisor with Wedbush Securities Inc. and holds Series 63, Series 65, and Series 66 credentials. He has 34 years of industry experience, including 14 years at Wedbush Morgan Securities and a year at Equitable Advisors LLC prior to his current role. Wedbush Securities serves a diverse client base including individuals, high-net-worth investors, foundations, and institutional clients, offering a range of brokerage and SEC-registered investment advisory services. The firm combines brokerage, capital markets, custody, and prime services with multiple managed account programs and commission-based arrangements.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
user avatar
firm logo

Randy G

Series 66

Seattle, WA

Wedbush Securities Inc.

Randy Greene is a financial advisor with Wedbush Securities Inc. in Seattle, WA, holding a Series 66 designation and 43 years of industry experience. He has been with Wedbush Morgan Securities since 2009. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutions, offering brokerage and SEC-registered investment advisory services across multiple asset classes and account structures. The firm combines broker-dealer functions with clearing, custodial, and prime services, particularly in commodities and derivatives.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
user avatar
firm logo

Michael G

Series 63

Pasadena, CA

Wedbush Securities Inc.

Michael Gladstone is a financial advisor with Wedbush Securities Inc. in Pasadena, CA. He holds a Series 63 designation and has 34 years of industry experience, having worked at Wedbush Securities since 2002. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients. The firm offers brokerage and SEC-registered investment advisory services across wealth management, fixed income, commodities, securities lending, capital markets, and prime services.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
user avatar
firm logo

Lori C

Series 63, Series 66

Scottsdale, AZ

Wedbush Securities Inc.

Lori Callahan is a financial advisor at Wedbush Securities Inc. in Scottsdale, AZ, with 37 years of industry experience. She holds Series 63 and Series 66 designations and has been with Wedbush Securities since 2009. Wedbush Securities serves a diverse client base, including individual and high-net-worth investors, foundations, and institutional clients, offering brokerage and SEC-registered investment advisory services across wealth management, fixed income, commodities, securities lending, and capital markets. The firm manages approximately $5.68 billion in regulatory assets and provides a range of managed account solutions alongside commission-based brokerage arrangements.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
user avatar
firm logo

Charles L

Series 63, Series 66

Pasadena, CA

Wedbush Securities Inc.

Charles Lazzaro is a financial advisor with Wedbush Securities Inc. in Pasadena, CA, holding Series 63 and Series 66 credentials and possessing 55 years of industry experience. He has been with Wedbush Morgan Securities since 2008. Wedbush Securities serves a diverse range of clients, including individual and high-net-worth investors, foundations, and institutional clients, offering brokerage and SEC-registered investment advisory services across multiple asset classes. The firm combines broker-dealer, capital markets, custody, clearing, and prime services functions, managing approximately $5.68 billion in regulatory assets under management.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
user avatar
firm logo

Joanne G

Series 63, Series 65, Series 66

Lake Oswego, OR

Wedbush Securities Inc.

Joanne Galligan is a financial advisor at Wedbush Securities Inc. with 36 years of industry experience. She holds Series 63, Series 65, and Series 66 designations and has been with Wedbush Securities since 2011. The firm serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients, offering both brokerage and SEC-registered investment advisory services. Wedbush combines broker-dealer and capital markets functions with custody, clearing, and prime services, managing approximately $5.68 billion in regulatory assets.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
user avatar
firm logo

Jessica M

Series 66

Denver, CO

Wedbush Securities Inc.

Jessica Mcqueen is a financial advisor at Wedbush Securities Inc. based in Denver, CO, holding a Series 66 designation with 11 years of industry experience. She has been with Wedbush Securities since 2011. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients, offering both brokerage and SEC-registered investment advisory services across multiple asset classes and capital markets functions. The firm manages approximately $5.68 billion in regulatory assets and provides a range of managed account solutions alongside commission-based brokerage arrangements.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
user avatar
firm logo

Kenneth H

Series 66

Anchorage, AK

Wedbush Securities Inc.

Kenneth Hazen is a financial advisor with Wedbush Securities Inc. in Anchorage, Alaska, holding a Series 66 designation and bringing eight years of industry experience. He has been with Wedbush Securities since 2015. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients, offering both brokerage and SEC-registered investment advisory services across multiple asset classes and account structures. The firm combines broker-dealer and capital markets functions with custody, clearing, and prime services, including commodities and derivatives activities.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
user avatar
firm logo

Christopher H

Series 63, Series 65

Phoenix, AZ

Wedbush Securities Inc.

Christopher Henderson is a financial advisor at Wedbush Securities Inc. in Phoenix, AZ, holding Series 63 and Series 65 designations with 27 years of industry experience. He has been with Wedbush Morgan Securities since 2009. Outside of his advisory role, he serves as an assistant coach for the Jr. Coyotes travel hockey team in Scottsdale, AZ. Wedbush Securities serves a diverse client base including individual, high-net-worth, foundation, and institutional investors, offering both brokerage and SEC-registered investment advisory services. The firm provides a range of managed account solutions alongside commission-based brokerage, and is notable for its combination of broker-dealer, capital markets, custody, clearing, and prime services tied to commodities and derivatives.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
user avatar
firm logo

Jed L

Series 66, Series 65

Haworth, NJ

Wedbush Securities Inc.

Jed Limmer is a financial advisor with Wedbush Securities Inc., holding Series 66 and Series 65 credentials and over 17 years of industry experience. His prior roles include positions at Wedbush Morgan Securities, D.A. Davidson & Co., and Onward Advisors. He is involved in consulting for pre-IPO defense technology investments and serves as a principal for a Bicoastal Wealth Management practice under Wedbush Securities. Wedbush Securities serves a diverse client base including individual, high-net-worth, foundation, and institutional investors, offering brokerage and SEC-registered advisory services across wealth management, fixed income, commodities, and capital markets. The firm manages approximately $5.68 billion in regulatory assets and operates a range of managed account and commission-based programs alongside clearing, custodial, and prime services.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
user avatar
firm logo

Sherry M

Series 66

Greensboro, NC

Wedbush Securities Inc.

Sherry Malone is a financial advisor at Wedbush Securities Inc. with 24 years of industry experience. She holds a Series 66 designation and previously worked at UBS Financial Services for 15 years. Wedbush Securities serves a diverse client base including individuals, high-net-worth investors, foundations, and institutions, offering brokerage and SEC-registered investment advisory services across multiple asset classes and account types. The firm combines broker-dealer and capital markets functions with clearing, custodial, and prime services, supporting a range of managed and commission-based accounts.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
user avatar
firm logo

Edward S

Series 63, Series 65

Jersey City, NJ

Wedbush Securities Inc.

Edward Spiegel is a financial advisor at Wedbush Securities Inc. with 27 years of industry experience. He holds Series 63 and Series 65 designations. Prior to joining Wedbush Securities in 2023, he worked at various firms including Hold Brothers Capital, LLC and E*TRADE Capital Management, LLC. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients. The firm offers brokerage and SEC-registered investment advisory services across wealth management, fixed income, commodities, securities lending, capital markets, and prime services.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
user avatar
firm logo

Gianluca T

Series 66

Denver, CO

Wedbush Securities Inc.

Gianluca Triennese is a financial advisor at Wedbush Securities Inc. with 12 years of industry experience. He holds the Series 66 designation and has worked at firms including Charles Schwab, TD Ameritrade, and Merrill Lynch. Outside of finance, he was involved with Paninomania LLC, a business operating under the name Sweets of Italy, from 2013 to 2016. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients, offering both brokerage and SEC-registered investment advisory services. The firm combines broker-dealer and capital markets functions with custody, clearing, and prime services, supporting a range of managed account solutions and commission-based brokerage arrangements.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
user avatar
firm logo

James S

Series 63, Series 65

Pasadena, CA

Wedbush Securities Inc.

James Stephan is a financial advisor with Wedbush Securities Inc. in La Jolla, CA, holding Series 63 and Series 65 licenses and bringing 38 years of industry experience. He has been with Wedbush Securities since 2009. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients, offering brokerage and SEC-registered investment advisory services across wealth management, fixed income, commodities, and capital markets. The firm combines broker-dealer and capital markets functions with clearing, custody, and prime services, managing approximately $5.68 billion in regulatory assets.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
user avatar
firm logo

Jonathan B

Series 66

Pasadena, CA

Wedbush Securities Inc.

Jonathan Bates Jr. is a financial advisor with Wedbush Securities Inc., holding a Series 66 designation and beginning his industry career in 2025. Prior to joining Wedbush, he held roles at Poke Rainbow, GABA Corporation, and Doordash, and is a recent graduate of the University of Colorado Boulder. Wedbush Securities serves a broad range of clients including individual and high-net-worth investors, foundations, and institutions, offering brokerage and SEC-registered investment advisory services. The firm provides a range of managed account solutions alongside commission-based brokerage arrangements and operates multiple clearing, custodial, and prime services tied to commodities and derivatives activity.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
user avatar
firm logo

Joel C

Series 63, Series 66

Chattanooga, TN

Wedbush Securities Inc.

Joel Cochran is a financial advisor with Wedbush Securities Inc. in Chattanooga, TN, holding Series 63 and Series 66 licenses and bringing 23 years of industry experience. He has been with Wedbush Securities since 2018 and previously worked at Avondale Partners from 2015 to 2018. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutions, offering brokerage and registered investment advisory services. The firm combines broker-dealer, capital markets, custody, and clearing functions, supporting a range of managed account solutions and commodities-related prime services.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
user avatar
firm logo

Makenna K

Series 66

Pasadena, CA

Wedbush Securities Inc.

Makenna Kelly is a Series 66 licensed financial advisor with Wedbush Securities Inc. in Pasadena, CA, with one year of industry experience. Prior to joining Wedbush Securities, she worked at FuelPositive Corporation and held various roles at Moen Incorporated and Oakhurst Golf & Country Club. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients, offering brokerage and SEC-registered investment advisory services across wealth management, fixed income, commodities, securities lending, and capital markets. The firm manages approximately $5.68 billion in regulatory assets and provides both discretionary and non-discretionary account solutions alongside clearing, custodial, and prime services functions.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
user avatar
firm logo

Anthony M

Series 63, Series 66

Newport Beach, CA

Wedbush Securities Inc.

Anthony Molina is a financial advisor with Wedbush Securities Inc. in Newport Beach, CA, holding Series 63 and Series 66 credentials and 14 years of industry experience. He previously worked at Stifel Nicolaus & Co Inc. from 2016 to 2020. Outside of his advisory role, Molina serves as secretary and board member for Safety Systems Technology (NV), Inc., a manufacturer of safety equipment. Wedbush Securities serves a diverse client base including individual, high-net-worth, foundation, and institutional investors, offering brokerage and SEC-registered investment advisory services across multiple asset classes and managed account programs. The firm combines broker-dealer and capital markets functions with custody, clearing, and prime services, including commodities and derivatives activities.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
Warmer team member

Not sure where to start?

We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.

Find your advisor

For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor's Form ADV and do your own diligence before deciding whether to work with them.

Advisor matching and referrals are provided by FinanceHQ LLC ("FHQ"), a wholly-owned subsidiary of Warmer and an SEC-registered investment adviser. We may be compensated by participating advisors. You pay no fee to use our matching service, and advisor fees are not increased because of a referral. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.

By using our service, you agree to the Warmer Terms of Service and FHQ Advisory Agreement, and acknowledge Warmer's Privacy Policy. Please review FHQ's ADV Part 2A and Form CRS. Logos provided by Logo.dev

© 2026 Warmer Holdings Inc. ("Warmer")