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Alex B

CFP®, ChFC®, RICP®, EA

The Woodlands, TX

Tiverton Wealth

Alex Bridges is a Wealth Advisor and the founder of Tiverton Wealth. He established the firm after serving as Chief Strategy Officer for a Houston-based investment management firm, bringing with him a foundation in comprehensive financial planning and a client-centered approach. Alex began his career in January 2017 with Northwestern Mutual, where he developed core planning and advisory skills that continue to inform his work today. Alex holds the CERTIFIED FINANCIAL PLANNER® (CFP®), Chartered Financial Consultant® (ChFC®), and Retirement Income Certified Professional® (RICP®) designations. These credentials reflect his commitment to professional standards, continuing education, and thoughtful financial planning across areas such as wealth accumulation, retirement income planning, risk management, estate planning, and tax efficiency. In his role as an investment adviser representative of a registered investment adviser, Alex acts as a fiduciary to clients. Alex founded Tiverton Wealth to provide advice that is aligned with clients’ best interests and structured on a fee-only basis, without commission-based compensation. His approach emphasizes clarity, education, and long-term planning tailored to each client’s circumstances and priorities. Alex earned his Bachelor of Business Administration in Finance, with a specialization in Personal Financial Planning, from the C.T. Bauer College of Business at the University of Houston. He resides in The Heights with his wife, Andrea, their daughter, Zoe, and their dogs. Alex values time with family and community and believes those relationships help shape the care, responsibility, and perspective he brings to his work with clients.

Retirement income strategy Income planning Retirement withdrawal strategies Wealth management Private / alternative investments Retired Self-Employed Attorney Doctor or Medical Professional Retired Approaching retirement

3 advisors near New York, NY

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Lauralee D

Series 65

New York, NY

9D Capital LLC

Lauralee Donnelly is a financial advisor at 9D Capital LLC with 12 years of industry experience and holds a Series 65 designation. She previously worked at Capital Trust and Associates LLC for nine years before joining 9D Capital in 2022. Outside of her advisory role, she owns Lauralee Donnelly LLC, a consulting business focused on financial coaching. 9D Capital LLC provides investment management, wealth planning, and financial planning services to individuals, including high-net-worth clients, pension and profit-sharing plans, corporations, and other business entities. The firm manages client accounts on a discretionary basis using individualized Investment Policy Statements and employs various analytical approaches to construct diversified portfolios.

Wealth management Annuities
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Sam Hicham A

Series 63, Series 65

New York, NY

9D Capital LLC

Sam Hicham Alaoui is a financial advisor with 19 years of industry experience, currently serving at 9D Capital LLC. He holds Series 63 and Series 65 licenses and has previously worked at firms including 5D Partners LLC, Crito Capital LLC, New Alchemy, Capital Trust and Associates LLC, and Capital Frontline LLC. Outside of his advisory role, he is a managing member and strategy consultant at Antimatter Capital LLC, a non-securities-related business. 9D Capital LLC provides investment management, wealth planning, and financial planning services to individuals, pension and profit-sharing plans, corporations, and other business entities. The firm manages client accounts on a discretionary basis using fundamental, technical, and cyclical analysis, with portfolios typically implemented through SEI Investments’ model and custodian services.

Wealth management Annuities
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Nazariy B

Series 63, Series 65

Forest Hills, NY

9D Capital LLC

Nazariy Blagyy is a financial advisor at 9D Capital LLC with Series 63 and Series 65 credentials and four years of industry experience. His prior work includes roles at 5D Partners, LLC, IP Financial Advisory Services, LLC, and Innovation Partners, LLC. Outside of financial advising, he serves as Managing Member of Strategic Nexus LLC, a strategic and marketing consulting business, and as Creative Director of Twelve Fourteen LLC. 9D Capital LLC provides investment management, wealth planning, and financial planning services to individuals, pension and profit-sharing plans, corporations, and other business entities. The firm manages client accounts on a discretionary basis using fundamental, technical, and cyclical analysis, and employs SEI Investments’ model and custodian services with periodic portfolio rebalancing and reviews.

Wealth management Annuities
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