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20 advisors near New York, NY
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Brendan B
Series 63, Series 65
New York, NY
Aegis Capital Corp.
Brendan Bogart is a financial advisor at Aegis Capital Corp. with 33 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Aegis Capital Corp. since 2010. Outside of his advisory role, he is involved in private investment entities including MEL Capital and serves as principal of Bogart Value Partners. Aegis Capital Corp. provides investment advisory and brokerage services to individual investors, retirement and benefit plans, trusts, estates, and corporate clients. The firm offers a range of discretionary and non-discretionary account options and access to managed account programs through RBC and AXOS platforms.
Arshdeep S
Series 63, Series 66
New York, NY
Aegis Capital Corp.
Arshdeep Singh is a financial advisor at Aegis Capital Corp. with 10 years of industry experience. He holds the Series 63 and Series 66 credentials and has worked previously at HSBC Bank and HSBC Securities in various capacities from 2013 to 2025. Outside of his advisory role, he is a silent partner in a real estate limited liability partnership in Aruba. Aegis Capital Corp. serves individual investors, retirement and benefit plans, trusts, estates, and corporate clients, providing investment advisory and brokerage services along with financial planning and access to managed account programs through RBC and AXOS platforms. The firm offers both discretionary and non-discretionary account options across multiple programs and emphasizes individual, corporate, and retirement plan business.
Guy C
Series 63, Series 65, Series 66
New York, NY
Aegis Capital Corp.
Guy Clemente is a financial advisor with Aegis Capital Corp., holding Series 63, Series 65, and Series 66 licenses and bringing 41 years of industry experience. He previously worked for Andrew Garrett, Inc. for 16 years before joining Aegis in 2023. Clemente is also the managing member of Clemente Capital Management LLC, an investment-related entity established for tax and investment purposes. Aegis Capital Corp. serves individual investors, retirement and benefit plans, trusts, estates, and corporate clients, offering investment advisory and brokerage services, financial planning, and access to managed account programs through platforms like RBC and AXOS. The firm provides both discretionary and non-discretionary account options and supports trade execution, clearing, custody, and reporting services.
David P
Series 63, Series 65
New York, NY
Aegis Capital Corp.
David Perez is a financial advisor at Aegis Capital Corp. with 23 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Aegis Capital Corp. during two periods totaling 12 years, as well as at Joseph Gunnar & Co., LLC for three years. Aegis Capital Corp. serves individual investors, retirement and benefit plans, trusts, estates, and corporate clients by providing investment advisory and brokerage services, financial planning, and access to managed account programs through RBC and AXOS platforms. The firm offers both discretionary and non-discretionary account options and emphasizes a client-directed approach to portfolio management.
Matthew G
Series 63, Series 65
New York, NY
Aegis Capital Corp.
Matthew Gaer is a financial advisor with Aegis Capital Corp. in Boca Raton, FL, holding Series 63 and Series 65 licenses and 25 years of industry experience. He has worked at Aegis since 2016 and previously was with Oppenheimer from 2013 to 2016. Outside of his advisory role, he is involved with ACC Agency, Inc., a general insurance agency where he serves as a producer/agent. Aegis Capital Corp. provides investment advisory and brokerage services to individual investors, retirement and benefit plans, trusts, estates, and corporate clients. The firm offers both discretionary and non-discretionary account options and access to managed account programs through RBC and AXOS platforms.
Michael K
Series 63, Series 66
New York, NY
Aegis Capital Corp.
Michael Kissi is a financial advisor at Aegis Capital Corp. with 15 years of industry experience. He holds Series 63 and Series 66 licenses and has worked previously at Morgan Stanley Private Bank and RBC Capital Markets. Aegis Capital Corp. provides investment advisory and brokerage services to individual investors, retirement and benefit plans, trusts, estates, and corporate clients. The firm offers both discretionary and non-discretionary account options and access to managed account programs through RBC and AXOS platforms.
James W
Series 63, Series 65
New York, NY
Aegis Capital Corp.
James Wright is a financial advisor at Aegis Capital Corp. with 38 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at American Portfolios Financial Services, Inc. from 2015 to 2021. Outside of his advisory role, he is an investor in a technology services company, Bbot Inc. Aegis Capital Corp. serves individual investors, retirement and benefit plans, trusts, estates, and corporate clients, offering investment advisory and brokerage services, financial planning, and access to managed account programs through RBC and AXOS platforms. The firm provides both discretionary and non-discretionary account options and emphasizes individual, corporate, and retirement plan business.
Steven C
Series 63, Series 65, Series 66
New York, NY
Aegis Capital Corp.
Steven Castrello is a financial advisor at Aegis Capital Corp. with 22 years of industry experience. He holds Series 63, Series 65, and Series 66 licenses and has previously worked at Osaic, Ameriprise Financial Services LLC, Royal Alliance Associates, and Jhfn Sii. Outside of his advisory role, he is involved with ACC Agency Inc., an insurance general agency. Aegis Capital Corp. serves individual investors, retirement and benefit plans, trusts, estates, and corporate clients, providing investment advisory and brokerage services, financial planning, and managed account programs through platforms such as RBC and AXOS. The firm offers both discretionary and non-discretionary account options and supports a range of client objectives across multiple program offerings.
Rocco L
Series 63, Series 66
New York, NY
Aegis Capital Corp.
Rocco Lafaro is a financial advisor at Aegis Capital Corp. with 17 years of industry experience. He holds Series 63 and Series 66 licenses and has been with Aegis Capital since 2011. Aegis Capital Corp. serves individual investors, retirement and benefit plans, trusts, estates, and corporate clients by providing investment advisory and brokerage services, financial planning, and access to managed account programs through RBC and AXOS platforms. The firm offers both discretionary and non-discretionary account options and provides trade execution, clearing, custody, and reporting services.
Gerald S
Series 63
New York, NY
Aegis Capital Corp.
Gerald Seigel is a financial advisor with Aegis Capital Corp. in Sarasota, FL, holding a Series 63 designation and bringing 56 years of industry experience. He has been with Aegis Capital Corp. since 2015. Aegis Capital Corp. serves individual investors, retirement and benefit plans, trusts, estates, and corporate clients by offering investment advisory and brokerage services, financial planning, and access to managed account programs through RBC and AXOS platforms. The firm provides both discretionary and non-discretionary account options and handles trade execution, clearing, custody, and reporting services.
Dilnaman S
CFA®, Series 63
New York, NY
Aegis Capital Corp.
Dilnaman Sachdeva is a CFA® charterholder and holds a Series 63 license, with eight years of industry experience. He has worked at Aegis Capital Corp. since 2020 and previously held roles at MD Global Partners and in academic positions at Duke University and the University of Delhi. Aegis Capital Corp. serves individual investors, retirement and benefit plans, trusts, estates, and corporate clients by providing investment advisory and brokerage services, financial planning, and access to managed account programs through RBC and AXOS platforms. The firm offers both discretionary and non-discretionary account options and handles trade execution, clearing, custody, and reporting services.
Barney G
Series 63, Series 65
New York, NY
Aegis Capital Corp.
Barney Greengrass is a financial advisor at Aegis Capital Corp. with Series 63 and Series 65 licenses and 44 years of industry experience. His prior work includes positions at JPMorgan Chase Bank, N.A., JP Morgan Securities LLC, and several financial firms between 2018 and 2020. He has been with Aegis Capital Corp. since 2020. Aegis Capital Corp. serves individual investors, retirement and benefit plans, trusts, estates, and corporate clients by providing investment advisory and brokerage services, financial planning, and access to managed account programs through RBC and AXOS platforms. The firm offers both discretionary and non-discretionary account options and supports trade execution, clearing, custody, and reporting services.
Joshua F
Series 63, Series 66
New York, NY
Aegis Capital Corp.
Joshua Feldman is a financial advisor with Aegis Capital Corp. in White Plains, NY, holding Series 63 and Series 66 licenses and bringing 24 years of industry experience. He has been with Aegis Capital since 2011. Feldman is also senior managing director of The Feldman Group, focusing on marketing and financial advisory services. Aegis Capital Corp. serves individual investors, retirement and benefit plans, trusts, estates, and corporate clients by providing investment advisory and brokerage services, financial planning, and access to managed account programs. The firm offers both discretionary and non-discretionary account options and provides trade execution, clearing, custody, and reporting services.
Mark K
Series 63, Series 65
Rancho Santa Fe, CA
Aegis Capital Corp.
Mark Katz is a financial advisor with Aegis Capital Corp. and holds Series 63 and Series 65 licenses. He has 27 years of industry experience, including prior roles at Western International Securities, Inc. and Hilltop Securities Inc. Katz serves on the Finance Committee of the Rancho Santa Fe Association HOA. Aegis Capital Corp. provides investment advisory and brokerage services to individual investors, retirement and benefit plans, trusts, estates, and corporate clients. The firm offers both discretionary and non-discretionary account options across multiple managed account programs and provides trade execution, clearing, custody, and reporting services.
Patrick H
Series 63, Series 65
Larchmont, NY
Aegis Capital Corp.
Patrick Haggerty is a financial advisor with Aegis Capital Corp. in Larchmont, NY, holding Series 63 and Series 65 licenses and bringing 21 years of industry experience. He has been with Aegis Capital Corp. since 2015. Outside of his advisory role, he serves as a board member for the Larchmont Volunteer Ambulance Corp. Aegis Capital Corp. provides investment advisory and brokerage services to individual investors, retirement and benefit plans, trusts, estates, and corporate clients. The firm offers both discretionary and non-discretionary account options and access to managed account programs through RBC and AXOS platforms.
Colin C
Series 63, Series 66
New York, NY
Aegis Capital Corp.
Colin Carter is a financial advisor at Aegis Capital Corp. with 8 years of industry experience. He holds Series 63 and Series 66 licenses and has previously worked at Morgan Stanley, Equitable, and AXA Advisors, among other firms. Aegis Capital Corp. serves individual investors, retirement and benefit plans, trusts, estates, and corporate clients by providing investment advisory and brokerage services, financial planning, and access to managed account programs through RBC and AXOS platforms. The firm offers both discretionary and non-discretionary account options and emphasizes service to individual, corporate, and retirement plan clients.
Zachary N
Series 66
Larchmont, NY
Aegis Capital Corp.
Zachary Nedell is a financial advisor at Aegis Capital Corp. with two years of industry experience. He holds a Series 66 designation and has previous work experience that includes roles at Z Score Sports LLC, Cox Media Group, MAP 360 Collective, and Binghamton University. Outside of his advisory role, Nedell has been involved with Larchmont Wealth Management as a junior partner. Aegis Capital Corp. serves individual investors, retirement and benefit plans, trusts, estates, and corporate clients by providing investment advisory and brokerage services, financial planning, and access to managed account programs through RBC and AXOS platforms. The firm offers both discretionary and non-discretionary account options and manages a significant portion of client assets on a non-discretionary basis.
Michael F
Series 63, Series 65
Greer, SC
Aegis Capital Corp.
Michael Finnie is a financial advisor with Aegis Capital Corp. He holds Series 63 and Series 65 licenses and has 35 years of industry experience. His prior roles include positions at LPL Financial, J.W. Cole Advisors, Securities America Advisors, and Usadvisors Wealth Management. Aegis Capital Corp. serves individual investors, retirement and benefit plans, trusts, estates, and corporate clients by providing investment advisory and brokerage services, financial planning, and access to managed account programs through RBC and AXOS platforms. The firm offers both discretionary and non-discretionary account options and manages client assets across multiple programs.
Dimitrios M
Series 63, Series 65
New York, NY
Aegis Capital Corp.
Dimitrios Michelis is a financial advisor at Aegis Capital Corp. in New York, NY, holding Series 63 and Series 65 licenses with 28 years of industry experience. He previously worked at UBS Financial Services Inc. for 14 years before joining Aegis Capital Corp. in 2025. Aegis Capital Corp. serves individual investors, retirement and benefit plans, trusts, estates, and corporate clients by offering investment advisory and brokerage services, financial planning, and access to managed account programs through RBC and AXOS platforms. The firm is dually registered as a broker-dealer and SEC-registered investment adviser and provides both discretionary and non-discretionary account options.
Matthew M
Series 63, Series 65
New York, NY
Aegis Capital Corp.
Matthew Miller is a financial advisor at Aegis Capital Corp. in Portland, OR, with 45 years of industry experience. He holds Series 63 and Series 65 credentials and has been with Aegis since 2015. Outside of advisory work, he is the managing member of Broadway Group LLC, a business involved with office expenses. Aegis Capital Corp. serves individual investors, retirement and benefit plans, trusts, estates, and corporate clients, providing investment advisory and brokerage services along with financial planning and managed account programs through RBC and AXOS platforms. The firm offers both discretionary and non-discretionary account options and supports trade execution, clearing, custody, and reporting services.
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20 advisors near New York, NY
Based on your filters