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Sam T

CFP®, Series 63, Series 65, AIF®

Castle Rock, CO

Fidelis Wealth Advisors

Sam began his wealth management career in 2000. He was previously a partner in a registered investment advisory firm in Denver, acting as its Director of Financial Planning, Chief Financial Officer, and OSJ. Sam completed his CERTIFIED FINANCIAL PLANNER™ designation from the CFP® Board of Standards in early 2006. He holds insurance licenses in the State of Colorado for life, accident, property, casualty, and health. He’s also a member of the Financial Planning Association (FPA) and very active in his local chapter. Sam’s been featured on the local Channel 9 news affiliate segment, Moneyline 9 and currently serves his community providing pro bono financial advice to families in distress. He has a unique ability to relate to his clients, help them feel comfortable with difficult topics, and offer advice to meet their individual and family needs. His exceptional talent to see the big picture helps direct specific pieces of the planning puzzle to meet the overall needs of each client. PERSONAL Sam graduated from the University of Phoenix with a major in Finance. He enjoys spending time with his seven children. They participate in many sports activities, and Sam coaches several of his kids’ basketball teams. Sam resides in Castle Rock, Colorado.

Wealth management Business ownership considerations Business exit / sale strategy Retirement plans for business owners (SEP, solo 401k) Charitable giving tax strategies Dentist Attorney Retired Founder/Business Owner Executive Established Professionals Approaching retirement Retired Mid-Career Professionals Divorced

10 advisors near New York, NY

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Ronald C

Series 66

New York, NY

Empire Financial Management Company, LLC

Ronald Ciancimino is a financial advisor at Empire Financial Management Company, LLC in New York, NY, holding a Series 66 designation with 12 years of industry experience. He has been with Empire Asset Management Company since 2013. Empire Financial Management Company provides discretionary and non-discretionary portfolio management services to individual and high-net-worth clients, as well as trusts, estates, corporations, and other business entities. The firm’s investment approach includes client-specific asset allocation across various asset classes and strategies, with services tailored to client objectives and constraints.

Options & derivatives strategies Concentrated stock management
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Carl B

Series 63

New York, NY

Empire Financial Management Company, LLC

Carl Basile is a financial advisor with Empire Financial Management Company, LLC in New York, NY, holding a Series 63 designation and 32 years of industry experience. He has been with Empire Financial Management and Empire Asset Management since 2016 and previously worked at Bishop, Rosen & Co. Inc from 2011 to 2016. Empire Financial Management Company provides discretionary and non-discretionary portfolio management services to individual and high-net-worth clients, as well as trusts, estates, corporations, and other business entities. The firm typically manages separately managed accounts tailored to client objectives, employing a range of investment strategies that may include equities, fixed income, commodities, and derivatives.

Options & derivatives strategies Concentrated stock management
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Christopher V

Series 63, Series 65

New York, NY

Empire Financial Management Company, LLC

Christopher Vining is a financial advisor at Empire Financial Management Company, LLC in New York, NY, with 11 years of industry experience. He holds Series 63 and Series 65 licenses. Prior to joining Empire Financial Management Company in 2016, he worked at Bishop Rosen & Co Inc and was involved with New World Bistro Bar from 2014 to 2020. Empire Financial Management Company provides discretionary and non-discretionary portfolio management to individual and high-net-worth clients, as well as trusts, estates, corporations, and other business entities. The firm’s investment approach includes client-specific asset allocation across multiple asset classes and strategies, using separately managed accounts tailored to client objectives.

Options & derivatives strategies Concentrated stock management
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Christopher H

CFP®, CFA®, Series 63, Series 65

New York, NY

Empire Financial Management Company, LLC

Christopher Hamilton is a CFP® and CFA® with 26 years of industry experience. He is currently with Empire Financial Management Company, LLC and Empire Asset Management Company, LLC, having previously worked at R F Lafferty & Co Inc. and Kern, Suslow Securities, Inc. He is based in New York, NY. Empire Financial Management Company provides discretionary and non-discretionary portfolio management services to individuals, high-net-worth clients, trusts, estates, corporations, and other business entities. The firm offers tailored investment strategies that include a range of asset classes and may involve concentrated positions, options, short selling, and limited leverage.

Options & derivatives strategies Concentrated stock management
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Eugene S

Series 63

New York, NY

Empire Financial Management Company, LLC

Eugene Singer is a financial advisor at Empire Financial Management Company, LLC in New York, NY, with 39 years of industry experience. He holds the Series 63 designation and has been with Empire Financial Management Company and Empire Asset Management Company since 2015. Empire Financial Management Company provides discretionary and non-discretionary portfolio management services to individual and high-net-worth clients, as well as trusts, estates, corporations, and other business entities. The firm employs a client-specific asset allocation process and uses a range of investment strategies, including equities, fixed income, commodities, and derivatives.

Options & derivatives strategies Concentrated stock management
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Gregg Z

Series 63, Series 65

New York, NY

Empire Financial Management Company, LLC

Gregg Zeoli is a financial advisor at Empire Financial Management Company, LLC in New York, NY, with 30 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Empire Asset Management Company since 2007. Zeoli serves on the Board of Directors of Bidtellect and dedicates approximately 10 hours per month to this role without compensation. Empire Financial Management Company provides discretionary and non-discretionary portfolio management to individuals, high-net-worth clients, trusts, estates, corporations, and other business entities, typically through separately managed accounts. The firm’s investment approach includes client-specific asset allocation across multiple asset classes and strategies that may involve options, short selling, and limited leverage.

Options & derivatives strategies Concentrated stock management
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Anthony M

Series 63, Series 66

New York, NY

Empire Financial Management Company, LLC

Anthony Manory is a financial advisor with Empire Financial Management Company, LLC, holding Series 63 and Series 66 designations and bringing 30 years of industry experience. He has been with Empire Asset Management Company, LLC since 2015. Outside of his advisory role, he participates in educational activities at Boston University College of General Studies without compensation. Empire Financial Management Company provides discretionary and non-discretionary portfolio management services to individual and high-net-worth clients, as well as trusts, estates, corporations, and other business entities. The firm employs a client-specific asset allocation approach with a broad range of investment strategies and typically manages accounts through separately managed agreements.

Options & derivatives strategies Concentrated stock management
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Stephen B

Series 65, Series 66

New York, NY

Empire Financial Management Company, LLC

Stephen Bejsiuk is a financial advisor at Empire Financial Management Company, LLC with 11 years of industry experience. He holds Series 65 and Series 66 licenses and has worked at Empire Asset Management since 2019. His prior experience includes roles at Divine Capital Markets LLC, Divine Asset Management LLC, and Ivy Securities, Inc. Empire Financial Management Company provides discretionary and non-discretionary portfolio management services to individuals, high-net-worth clients, trusts, estates, corporations, and other business entities. The firm’s investment process is client-specific, incorporating multiple asset classes and strategies, and it executes transactions through custodians such as RBC and Charles Schwab.

Options & derivatives strategies Concentrated stock management
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Daniel R

Series 66

New York, NY

Empire Financial Management Company, LLC

Daniel Rezhets is a financial advisor at Empire Financial Management Company, LLC in New York, NY, holding a Series 66 designation with 14 years of industry experience. He has worked at Empire Financial Management Company and Empire Asset Management Company since 2016 and previously at Bishop Rosen & Co from 2011 to 2016. Empire Financial Management Company provides discretionary and non-discretionary portfolio management services to individuals, high-net-worth clients, trusts, estates, corporations, and other business entities. The firm customizes investment strategies based on client-specific asset allocation, utilizing a range of asset classes and advanced strategies including options and short selling.

Options & derivatives strategies Concentrated stock management
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Jason M

Series 63

New York, NY

Empire Financial Management Company, LLC

Jason Muscari is a financial advisor with Empire Financial Management Company, LLC, holding a Series 63 designation and bringing 24 years of industry experience. He has been with Empire Financial Management since 2016 and also works with Empire Asset Management. Outside of his advisory role, he serves as CEO and President of JAM Planning & Consulting. Empire Financial Management Company provides portfolio management services to individual and high-net-worth clients, as well as trusts, estates, corporations, and other business entities, tailoring strategies to client objectives through separately managed accounts. The firm’s investment approach includes a wide range of asset classes and strategies, with a focus on client-specific asset allocation.

Options & derivatives strategies Concentrated stock management
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