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Joe F

CFP®, CFA®

New York, NY

Fortrove Partners

Hi! My name is Joe Forish and I started Fortrove Partners to help technologists deal with challenges of company ownership / equity compensation. From a young age, I learned about maximizing hard work and doing what you do best while working at my father’s auto dealership. I also saw first-hand both the rewards and challenges of running a business. Prior to Fortrove, I honed my expertise investing in public and private equity. I graduated from Pennsylvania State University with a B.S. in Finance and International Business, and from the Harvard Business Analytics Program, with Distinction. In my free time you will find me skiing an evergreen tree-lined run or longboarding when it’s cloudy and glassy. I live in New York City with my wife Linda.

Startup equity planning Exec comp design Business ownership considerations Technology Professional Founder/Business Owner Established Professionals Gen Y/Millennials (Born 1980-1995)

43 advisors near New York, NY

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Adam J

Series 66

New York, NY

Ingalls & Snyder, LLC

Adam Janovic is a financial advisor at Ingalls & Snyder, LLC with 23 years of industry experience. He holds a Series 66 designation and has been with Ingalls & Snyder since 2002. Outside of his advisory role, he serves as a trustee for several family and friend trusts and co-owns an investment account focused on REITs. Ingalls & Snyder provides discretionary and non-discretionary portfolio management, financial planning, and advisory services to a diverse client base including individuals, institutions, and charitable organizations. The firm employs various investment strategies tailored to client objectives and also manages private funds and limited partnerships.

Active portfolio management Private / alternative investments Options & derivatives strategies Concentrated stock management Founder/Business Owner
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Thomas D

Series 63

New York, NY

Ingalls & Snyder, LLC

Thomas Ditosto is a financial advisor at Ingalls & Snyder, LLC with 37 years of industry experience. He has been with Ingalls & Snyder since 1996. Ditosto holds a Series 63 designation. Ingalls & Snyder provides portfolio management, financial planning, and advisory services to a diverse client base including individuals, institutions, and private investment partnerships. The firm employs various investment strategies tailored to client objectives and also serves as a registered broker-dealer and custodian for many accounts.

Active portfolio management Private / alternative investments Options & derivatives strategies Concentrated stock management Founder/Business Owner
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John D

Series 63

New York, NY

Ingalls & Snyder, LLC

John Dougherty is a financial advisor at Ingalls & Snyder, LLC in New York, NY, holding a Series 63 designation with 36 years of industry experience. He has been with Ingalls & Snyder since 1991. Ingalls & Snyder provides discretionary and non-discretionary portfolio management, financial planning, and advisory services to a diverse client base including individuals, institutions, pension plans, trusts, charitable organizations, and private investment partnerships. The firm employs various investment strategies tailored to client objectives and also serves as adviser to private investment partnerships with performance-based compensation arrangements.

Active portfolio management Private / alternative investments Options & derivatives strategies Concentrated stock management Founder/Business Owner
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Sean M

Series 66

New York, NY

Ingalls & Snyder, LLC

Sean Meehan is a financial advisor at Ingalls & Snyder, LLC with 20 years of industry experience. He holds a Series 66 designation and has been with Ingalls & Snyder since 2005. Ingalls & Snyder provides discretionary and non-discretionary portfolio management, financial planning, and advisory services to a diverse client base including individuals, financial institutions, pension plans, trusts, charitable organizations, and private investment partnerships. The firm employs various investment strategies tailored to client objectives and also acts as a registered broker-dealer and custodian for many client accounts.

Active portfolio management Private / alternative investments Options & derivatives strategies Concentrated stock management Founder/Business Owner
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Kenneth L

Series 63

New York, NY

Ingalls & Snyder, LLC

Kenneth Lee is a financial advisor at Ingalls & Snyder, LLC with four years of industry experience. He holds a Series 63 designation and has worked at Ingalls & Snyder since 2018, following four years at Tocqueville Securities L.P. Mr. Lee serves as a director on the board of Inuvo, Inc., a company specializing in online and traditional advertising and marketing services. Ingalls & Snyder provides portfolio management, financial planning, and advisory services to a diverse client base including individuals, institutions, and charitable organizations. The firm employs varied investment strategies tailored to client objectives and also acts as a registered broker-dealer and custodian for many accounts.

Active portfolio management Private / alternative investments Options & derivatives strategies Concentrated stock management Founder/Business Owner
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Guy R

Series 63

New York, NY

Ingalls & Snyder, LLC

Guy Riegel is a financial advisor at Ingalls & Snyder, LLC in New York, NY, with 43 years of industry experience. He has been with Ingalls & Snyder since 1982 and holds a Series 63 designation. Outside of his advisory role, he serves as trustee for several family and friends' investment-related trusts and acts as manager and agent of an estate planning entity, Pakeen LLC. Ingalls & Snyder provides discretionary and non-discretionary portfolio management, financial planning, and related advisory services to individuals, financial institutions, pension plans, trusts, charitable organizations, corporations, and private investment partnerships. The firm employs individual management styles and a range of strategies, including equities, fixed income, options, and private placements, and also serves as adviser to private investment partnerships with performance-based compensation arrangements.

Active portfolio management Private / alternative investments Options & derivatives strategies Concentrated stock management Founder/Business Owner
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Geoffrey H

Series 63, Series 65

New York, NY

Ingalls & Snyder, LLC

Geoffrey Hulme is a financial advisor at Ingalls & Snyder, LLC with credentials including Series 63 and Series 65. He has over seven years of experience in the financial industry, having worked previously at Steel Valley Advisors LLC, Gerber, LLC, NCT Ventures, and Innoviva Inc. Ingalls & Snyder provides portfolio management, financial planning, and advisory services to a diverse client base including individuals, financial institutions, pension plans, trusts, charitable organizations, and private investment partnerships. The firm employs various investment strategies tailored to client objectives and also serves as adviser to private investment partnerships with performance-based compensation arrangements.

Active portfolio management Private / alternative investments Options & derivatives strategies Concentrated stock management Founder/Business Owner
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Lisa J

Series 63, Series 65

New York, NY

Ingalls & Snyder, LLC

Lisa James is a financial advisor at Ingalls & Snyder, LLC with eight years of industry experience. She holds Series 63 and Series 65 designations and has been with Ingalls & Snyder since 2017. Prior to joining the firm, she operated Lisa James Design & Development for three years. Ingalls & Snyder provides discretionary and non-discretionary portfolio management, financial planning, and advisory services to a diverse client base including individuals, institutions, trusts, charitable organizations, and private investment partnerships. The firm employs a variety of investment strategies and also serves as both a registered broker-dealer and custodian for many client accounts.

Active portfolio management Private / alternative investments Options & derivatives strategies Concentrated stock management Founder/Business Owner
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John H

Series 63, Series 66

New York, NY

Ingalls & Snyder, LLC

John Hughes is a financial advisor at Ingalls & Snyder, LLC with 15 years of industry experience. He holds Series 63 and Series 66 licenses and has worked at Ingalls & Snyder since 2016, with prior roles at Integrated AG and Bank of America. Ingalls & Snyder provides discretionary and non-discretionary portfolio management, financial planning, and advisory services to a diverse client base, including individuals, institutions, and charitable organizations. The firm employs various investment strategies tailored to client objectives and serves as both a registered broker-dealer and custodian for many accounts.

Active portfolio management Private / alternative investments Options & derivatives strategies Concentrated stock management Founder/Business Owner
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Christian P

Series 63, Series 65

New York, NY

Ingalls & Snyder, LLC

Christian Park is a financial advisor with Ingalls & Snyder, LLC in New York, NY, holding Series 63 and Series 65 licenses and bringing 26 years of industry experience. He has been with Ingalls & Snyder since 2013. Ingalls & Snyder provides discretionary and non-discretionary portfolio management, financial planning, and advisory services to a diverse client base including individuals, financial institutions, pension plans, trusts, charitable organizations, corporations, and private investment partnerships. The firm employs a variety of strategies tailored to client objectives and also acts as adviser to private investment partnerships and sub-adviser in third-party programs.

Active portfolio management Private / alternative investments Options & derivatives strategies Concentrated stock management Founder/Business Owner
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Alice M

Series 63

New York, NY

Ingalls & Snyder, LLC

Alice Mclean is a financial advisor at Ingalls & Snyder, LLC in New York, NY, with 24 years of industry experience. She has been with Ingalls & Snyder since 2001 and holds a Series 63 designation. Outside of her advisory role, she works as a group fitness instructor at two local fitness clubs. Ingalls & Snyder provides portfolio management, financial planning, and related advisory services to a broad client base including individuals, institutions, and charitable organizations. The firm employs diverse investment strategies and also serves as an adviser to private investment partnerships and third-party programs.

Active portfolio management Private / alternative investments Options & derivatives strategies Concentrated stock management Founder/Business Owner
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Michael N

Series 63

New York, NY

Ingalls & Snyder, LLC

Michael Nelson is a financial advisor at Ingalls & Snyder, LLC with seven years of industry experience. He holds a Series 63 designation and has been with Ingalls & Snyder since 2015. The firm provides portfolio management, financial planning, and advisory services to a diverse client base, including individuals, institutions, and charitable organizations. Ingalls & Snyder employs varied investment strategies tailored to client objectives and also acts as both broker-dealer and custodian for many accounts.

Active portfolio management Private / alternative investments Options & derivatives strategies Concentrated stock management Founder/Business Owner
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Yael W

Series 66

New York, NY

Ingalls & Snyder, LLC

Yael Weston is a financial advisor with Ingalls & Snyder, LLC in New York, NY, holding a Series 66 designation and 14 years of industry experience. She has been with Ingalls & Snyder since 2011. Ingalls & Snyder provides portfolio management, financial planning, and advisory services to a diverse client base including high-net-worth individuals, financial institutions, pension plans, trusts, and charitable organizations. The firm employs varied investment strategies tailored to client objectives and also serves as adviser to private investment partnerships and third-party wrap programs.

Active portfolio management Private / alternative investments Options & derivatives strategies Concentrated stock management Founder/Business Owner
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Aphrodite G

Series 63

New York, NY

Ingalls & Snyder, LLC

Aphrodite Garrison is a financial advisor at Ingalls & Snyder, LLC with 38 years of industry experience. She has been with the firm since 1987 and holds a Series 63 designation. Outside of her advisory role, she serves as a trustee for several friends' trusts. Ingalls & Snyder provides discretionary and non-discretionary portfolio management, financial planning, and related advisory services to a diverse client base, including individuals, institutions, trusts, and charitable organizations. The firm employs various investment strategies tailored to client objectives and also acts as an adviser to private investment partnerships and third-party programs.

Active portfolio management Private / alternative investments Options & derivatives strategies Concentrated stock management Founder/Business Owner
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Thomas B

Series 63

New York, NY

Ingalls & Snyder, LLC

Thomas Boucher is a financial advisor with Ingalls & Snyder, LLC, holding a Series 63 designation and 44 years of industry experience. He has been with Ingalls & Snyder since 1992. Outside of his advisory role, he serves as a trustee for five family trusts. Ingalls & Snyder provides portfolio management, financial planning, and advisory services to a diverse client base including individuals, institutions, and charitable organizations. The firm employs a range of investment strategies and also acts as a broker-dealer and custodian for many client accounts.

Active portfolio management Private / alternative investments Options & derivatives strategies Concentrated stock management Founder/Business Owner
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Elizabeth L

Series 63, Series 65

New York, NY

Ingalls & Snyder, LLC

Elizabeth Larson is a financial advisor at Ingalls & Snyder, LLC with 34 years of industry experience. She has been with Ingalls & Snyder since 1993 and has also worked at Robert E. Belknap & Co. since 1989. Larson holds Series 63 and Series 65 licenses. Ingalls & Snyder provides discretionary and non-discretionary portfolio management, financial planning, and advisory services to a diverse client base including individuals, financial institutions, pension plans, and charitable organizations. The firm employs various investment strategies tailored to client objectives and also serves as adviser to private investment partnerships and third-party wrap programs.

Active portfolio management Private / alternative investments Options & derivatives strategies Concentrated stock management Founder/Business Owner
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Rochelle W

Series 63, Series 65

New York, NY

Ingalls & Snyder, LLC

Rochelle Wagenheim is a financial advisor at Ingalls & Snyder, LLC with 24 years of industry experience. She holds Series 63 and Series 65 licenses and has worked at Ingalls & Snyder since 2018, following three years at Morgan Stanley Distribution, Inc. Ingalls & Snyder provides discretionary and non-discretionary portfolio management, financial planning, and advisory services to a diverse client base, including high-net-worth individuals, institutions, and charitable organizations. The firm employs individualized management styles and a range of investment strategies, including equities, fixed income, options, and private placements, and is notable for its role as adviser to private investment partnerships with performance-based compensation arrangements.

Active portfolio management Private / alternative investments Options & derivatives strategies Concentrated stock management Founder/Business Owner
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Cintia K

CFP®, Series 63

New York, NY

Ingalls & Snyder, LLC

Cintia Kempkes is a CFP®-credentialed financial advisor at Ingalls & Snyder, LLC with 16 years of industry experience. Her prior roles include positions at Valmark Securities, Inc. and Capital Formation Group, Inc. from 2017 to 2020, as well as brief tenures at USAA Financial Advisors, Inc. and USAA financial planning services in 2016. Ingalls & Snyder provides discretionary and non-discretionary portfolio management and financial planning services to a diverse client base, including high-net-worth individuals, institutions, and charitable organizations. The firm employs a variety of investment strategies tailored to client objectives and serves as both a registered broker-dealer and custodian for many accounts.

Active portfolio management Private / alternative investments Options & derivatives strategies Concentrated stock management Founder/Business Owner
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Delphia P

Series 63, Series 65

New York, NY

Ingalls & Snyder, LLC

Delphia Polle is a financial advisor at Ingalls & Snyder, LLC with 12 years of industry experience. She holds Series 63 and Series 65 designations and has worked at CITIGROUP since 2022, following eight years at Transatlantique Private Wealth LLC. Ingalls & Snyder provides discretionary and non-discretionary portfolio management, financial planning, and advisory services to a diverse client base including individuals, financial institutions, and charitable organizations. The firm employs various investment strategies and serves as both a registered broker-dealer and custodian for many client accounts.

Active portfolio management Private / alternative investments Options & derivatives strategies Concentrated stock management Founder/Business Owner
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Kevin G

Series 66

New York, NY

Ingalls & Snyder, LLC

Kevin Gillard is a financial advisor at Ingalls & Snyder, LLC in New York, NY, holding a Series 66 designation and with 13 years of industry experience. He has been with Ingalls & Snyder since 2012. Ingalls & Snyder provides discretionary and non-discretionary portfolio management, financial planning, and advisory services to a diverse client base including individuals, institutions, trusts, charitable organizations, and private investment partnerships. The firm employs various investment strategies tailored to client objectives and also serves as a broker-dealer and custodian for many accounts.

Active portfolio management Private / alternative investments Options & derivatives strategies Concentrated stock management Founder/Business Owner
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Christine S

Series 66

New York, NY

Ingalls & Snyder, LLC

Christine Stafstrom is a financial advisor at Ingalls & Snyder, LLC with 10 years of industry experience. She holds the Series 66 designation and has previously worked at JPMorgan Chase Bank, N.A., J.P. Morgan Securities LLC, People's United Bank, and First Republic Investment Management, LLC. Ingalls & Snyder provides discretionary and non-discretionary portfolio management, financial planning, and advisory services to a diverse client base including individuals, financial institutions, pension plans, trusts, charitable organizations, and private investment partnerships. The firm employs a range of investment strategies tailored to client objectives and also acts as a registered broker-dealer and custodian for many client accounts.

Active portfolio management Private / alternative investments Options & derivatives strategies Concentrated stock management Founder/Business Owner
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Frank S

Series 66

New York, NY

Ingalls & Snyder, LLC

Frank Stolba is a financial advisor at Ingalls & Snyder, LLC with 23 years of industry experience. He holds a Series 66 designation and has been with Ingalls & Snyder since 1998. Ingalls & Snyder provides discretionary and non-discretionary portfolio management, financial planning, and related advisory services to a diverse client base including high-net-worth individuals, financial institutions, pension plans, trusts, and charitable organizations. The firm employs a variety of investment strategies tailored to client objectives and also serves as adviser to private investment partnerships and third-party wrap programs.

Active portfolio management Private / alternative investments Options & derivatives strategies Concentrated stock management Founder/Business Owner
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Horace B

Series 63

New York, NY

Ingalls & Snyder, LLC

Horace Boone is a financial advisor with Ingalls & Snyder, LLC in New York, NY, holding a Series 63 license and with 36 years of industry experience. He has been with Ingalls & Snyder since 1993. Boone serves on the boards of several private companies, including Owlstone Inc., Salient Imaging, Graffiti Video Inc., Conect, Inc., and Yangaroo, Inc., where he holds roles such as board member and interim chairman of the audit committee. Ingalls & Snyder provides portfolio management, financial planning, and advisory services to a diverse client base including individuals, institutions, and charitable organizations. The firm employs various investment strategies tailored to client objectives and is notable for managing private investment partnerships with performance-based compensation arrangements.

Active portfolio management Private / alternative investments Options & derivatives strategies Concentrated stock management Founder/Business Owner
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Benjamin L

Series 65

New York, NY

Ingalls & Snyder, LLC

Benjamin Lanier is a financial advisor at Ingalls & Snyder, LLC with seven years of industry experience. He has worked at Ingalls & Snyder since 2018 and previously spent time at Deloitte & Touche and the University of Arkansas. Lanier holds the Series 65 designation. Ingalls & Snyder provides portfolio management, financial planning, and advisory services to a diverse client base that includes individuals, institutions, pension plans, trusts, charitable organizations, and private investment partnerships. The firm employs a range of investment strategies and serves as both a registered broker-dealer and custodian for many client accounts.

Active portfolio management Private / alternative investments Options & derivatives strategies Concentrated stock management Founder/Business Owner
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Thomas V

Series 65

New York, NY

Ingalls & Snyder, LLC

Thomas Valenzuela is a financial advisor at Ingalls & Snyder, LLC, holding a Series 65 designation with eight years of industry experience. His prior roles include positions at Spouting Rock Asset Management and Stewart Asset Management. Ingalls & Snyder provides discretionary and non-discretionary portfolio management, financial planning, and advisory services to a diverse client base including individuals, institutions, pension plans, trusts, charitable organizations, and private investment partnerships. The firm manages accounts using varied strategies and serves as both a registered broker-dealer and custodian for many client accounts.

Active portfolio management Private / alternative investments Options & derivatives strategies Concentrated stock management Founder/Business Owner
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Michael K

CFA®, Series 63, Series 65

New York, NY

Ingalls & Snyder, LLC

Michael Kimble is a CFA® charterholder with over 19 years of experience in the financial industry. He currently works at Ingalls & Snyder, LLC and has prior experience at Tsakos Energy Navigation Ltd, Sanctuary Investors, and MacKay Shields LLC. Ingalls & Snyder provides portfolio management, financial planning, and advisory services to a diverse client base including high-net-worth individuals, financial institutions, pension plans, and charitable organizations. The firm employs a range of investment strategies and serves as both a registered broker-dealer and custodian for many client accounts.

Active portfolio management Private / alternative investments Options & derivatives strategies Concentrated stock management Founder/Business Owner
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Keith L

Series 66

New York, NY

Ingalls & Snyder, LLC

Keith Lane Zucker is a financial advisor at Ingalls & Snyder, LLC with 26 years of industry experience. He has been with Ingalls & Snyder since 1999 and holds a Series 66 designation. Outside of his advisory role, he serves as co-trustee for a family trust and executor of his mother’s estate. Ingalls & Snyder provides discretionary and non-discretionary portfolio management, financial planning, and related advisory services to a diverse client base including individuals, financial institutions, pension plans, trusts, and charitable organizations. The firm employs a variety of investment strategies tailored to client objectives and also acts as adviser to private investment partnerships with performance-based compensation arrangements.

Active portfolio management Private / alternative investments Options & derivatives strategies Concentrated stock management Founder/Business Owner
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Steven P

CFA®, Series 63

New York, NY

Ingalls & Snyder, LLC

Steven Powers is a CFA® charterholder and Series 63 licensee with one year of industry experience. He is currently with Ingalls & Snyder, LLC, having previously worked at Spouting Rock Asset Management and Stewart Asset Management. Ingalls & Snyder provides portfolio management, financial planning, and advisory services to a diverse client base, including high-net-worth individuals, institutions, and charitable organizations. The firm employs various investment strategies tailored to client objectives and also acts as a broker-dealer and custodian for many accounts.

Active portfolio management Private / alternative investments Options & derivatives strategies Concentrated stock management Founder/Business Owner
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H. T

Series 66

New York, NY

Ingalls & Snyder, LLC

H. Toner is a financial advisor at Ingalls & Snyder, LLC with 21 years of industry experience. He holds a Series 66 designation and previously worked for First Republic Securities Company for 15 years before joining Ingalls & Snyder in 2021. He also serves as Managing Director at Trainer Wortham, a subsidiary of First Republic Bank. Ingalls & Snyder provides discretionary and non-discretionary portfolio management, financial planning, and related advisory services to a diverse client base, including individuals, institutions, and charitable organizations. The firm employs varied investment strategies tailored to client objectives and acts as both a registered broker-dealer and custodian for many accounts.

Active portfolio management Private / alternative investments Options & derivatives strategies Concentrated stock management Founder/Business Owner
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Kimberly Q

Series 66

New York, NY

Ingalls & Snyder, LLC

Kimberly Quintero is a financial advisor at Ingalls & Snyder, LLC with 16 years of industry experience. She holds the Series 66 designation and has worked at Ingalls & Snyder since 2021, as well as at First Republic Securities Company and First Republic Investment Management since 2011. Ingalls & Snyder provides discretionary and non-discretionary portfolio management and financial planning services to a broad range of clients, including high-net-worth individuals, institutions, and charitable organizations. The firm employs varied investment strategies tailored to client objectives and also serves as adviser to private investment partnerships with performance-based compensation arrangements.

Active portfolio management Private / alternative investments Options & derivatives strategies Concentrated stock management Founder/Business Owner
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William S

Series 63

New York, NY

Ingalls & Snyder, LLC

William Simmons is a financial advisor at Ingalls & Snyder, LLC with 48 years of industry experience. He has been with Ingalls & Snyder since 1975. Simmons is a managing member of two limited liability companies formed with family and friends to invest in a bio-tech company, though he dedicates less than one hour per month to this activity and receives no compensation. Ingalls & Snyder provides discretionary and non-discretionary portfolio management, financial planning, and related advisory services to a diverse client base, including individuals, financial institutions, and charitable organizations. The firm employs a range of investment strategies tailored to client objectives and also serves as adviser to private investment partnerships and third-party programs.

Active portfolio management Private / alternative investments Options & derivatives strategies Concentrated stock management Founder/Business Owner
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Jason M

Series 65

New York, NY

Ingalls & Snyder, LLC

Jason Morad is a financial advisor at Ingalls & Snyder, LLC with 17 years of industry experience. He holds a Series 65 designation and has been with Ingalls & Snyder since 2015. The firm provides discretionary and non-discretionary portfolio management, financial planning, and advisory services to a diverse client base including individuals, institutions, trusts, and charitable organizations. Ingalls & Snyder employs varied investment strategies tailored to client objectives and also serves as adviser to private investment partnerships, offering performance-based compensation for certain accounts.

Active portfolio management Private / alternative investments Options & derivatives strategies Concentrated stock management Founder/Business Owner
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Joseph M

Series 63

New York, NY

Ingalls & Snyder, LLC

Joseph Murphy is a financial advisor at Ingalls & Snyder, LLC with 30 years of industry experience. He has been with the firm since 2015 and holds the Series 63 designation. Outside of his work at Ingalls & Snyder, he is employed with Rosenthal Collins, a Futures Commission Merchant, where he introduces potential futures and foreign exchange producers and employees. Ingalls & Snyder provides portfolio management, financial planning, and advisory services to a diverse client base, including individuals, institutions, and charitable organizations. The firm employs a variety of investment strategies tailored to client objectives and also serves as adviser to private investment partnerships and third-party wrap programs.

Active portfolio management Private / alternative investments Options & derivatives strategies Concentrated stock management Founder/Business Owner
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Michael R

CFA®, Series 63

New York, NY

Ingalls & Snyder, LLC

Michael Rome is a CFA® charterholder with one year of experience at Ingalls & Snyder, LLC. He previously worked at Romen Capital Management for seven years and was self-employed for two years. In addition to his role at Ingalls & Snyder, he manages money for an outside client, Shay Capital. Ingalls & Snyder provides a range of portfolio management and advisory services to individuals, institutions, and private investment partnerships, employing diverse investment strategies tailored to client objectives.

Active portfolio management Private / alternative investments Options & derivatives strategies Concentrated stock management Founder/Business Owner
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Timothy G

CFA®

New York, NY

Ingalls & Snyder, LLC

Timothy Ghriskey is a CFA® charterholder with four years of industry experience, currently serving as a financial advisor at Ingalls & Snyder, LLC since 2021. He previously worked at Inverness Counsel, LLC and Solaris Group - Solaris Asset Management. He also acts as a trustee for six family and friends trusts, dedicating 5-10 hours per month to this role. Ingalls & Snyder provides portfolio management, financial planning, and advisory services to a range of clients including individuals, institutions, trusts, and charitable organizations. The firm employs varied investment strategies tailored to client objectives and serves as both a registered broker-dealer and custodian for many accounts.

Active portfolio management Private / alternative investments Options & derivatives strategies Concentrated stock management Founder/Business Owner
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Christine W

Series 63

New York, NY

Ingalls & Snyder, LLC

Christine Weston is a financial advisor at Ingalls & Snyder, LLC with 42 years of industry experience. She has been with Ingalls & Snyder since 1982 and holds a Series 63 designation. Outside of her advisory role, she serves as a trustee for two client trusts. Ingalls & Snyder provides discretionary and non-discretionary portfolio management, financial planning, and related advisory services to a diverse client base including individuals, institutions, trusts, and charitable organizations. The firm employs varied investment strategies tailored to client objectives and also acts as adviser to private investment partnerships.

Active portfolio management Private / alternative investments Options & derivatives strategies Concentrated stock management Founder/Business Owner
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Daniel P

Series 63

New York, NY

Ingalls & Snyder, LLC

Daniel Pisera is a financial advisor at Ingalls & Snyder, LLC with 27 years of industry experience. He has been with Ingalls & Snyder since 2013. Pisera holds the Series 63 designation. Ingalls & Snyder provides discretionary and non-discretionary portfolio management, financial planning, and advisory services to a diverse client base including individuals, financial institutions, pension plans, trusts, charitable organizations, and private investment partnerships. The firm employs various investment strategies tailored to client objectives and also serves as a registered broker-dealer and custodian for many client accounts.

Active portfolio management Private / alternative investments Options & derivatives strategies Concentrated stock management Founder/Business Owner
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Susan L

Series 63

New York, NY

Ingalls & Snyder, LLC

Susan Lee is a financial advisor at Ingalls & Snyder, LLC with 11 years of industry experience. She holds a Series 63 designation and previously worked at Tocqueville Securities LP from 2014 to 2018. Outside of her advisory role, she occasionally works as a salesperson at Charleston Shoe Company. Ingalls & Snyder provides discretionary and non-discretionary portfolio management, financial planning, and related advisory services to a diverse client base including individuals, financial institutions, pension plans, and charitable organizations. The firm employs various investment strategies tailored to client objectives and also serves as adviser to private investment partnerships and third-party wrap programs.

Active portfolio management Private / alternative investments Options & derivatives strategies Concentrated stock management Founder/Business Owner
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William M

Series 66

New York, NY

Ingalls & Snyder, LLC

William Mchale is a financial advisor at Ingalls & Snyder, LLC with eight years of industry experience. He holds a Series 66 designation and has worked at Ingalls & Snyder since 2017. Prior to that, he was employed at Applico and Axiom Investors. Ingalls & Snyder provides discretionary and non-discretionary portfolio management, financial planning, and advisory services to a range of clients including individuals, financial institutions, pension plans, trusts, charitable organizations, and private investment partnerships. The firm employs varied investment strategies tailored to client objectives and also manages private funds and limited partnerships.

Active portfolio management Private / alternative investments Options & derivatives strategies Concentrated stock management Founder/Business Owner
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Robert C

Series 63

New York, NY

Ingalls & Snyder, LLC

Robert Case is a financial advisor with Ingalls & Snyder, LLC, holding a Series 63 designation and bringing 40 years of industry experience. His prior work includes positions at Bear, Stearns & Co. Inc. and J.P. Morgan Securities Inc. He serves as trustee of three family trusts, dedicating less than an hour monthly to these roles. Ingalls & Snyder provides discretionary and non-discretionary portfolio management, financial planning, and advisory services to a broad client base including individuals, institutions, trusts, and charitable organizations. The firm employs varied investment strategies based on fundamental, technical, and cyclical analysis, and acts as both a registered broker-dealer and custodian for many client accounts.

Active portfolio management Private / alternative investments Options & derivatives strategies Concentrated stock management Founder/Business Owner
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Ingrid S

Series 66

New York, NY

Ingalls & Snyder, LLC

Ingrid Schnau is a financial advisor at Ingalls & Snyder, LLC in New York, NY, with 22 years of industry experience. She has been with Ingalls & Snyder since 2003 and holds a Series 66 designation. Ingalls & Snyder provides discretionary and non-discretionary portfolio management, financial planning, and advisory services to a diverse client base including individuals, financial institutions, pension plans, trusts, charitable organizations, and private investment partnerships. The firm employs various investment strategies tailored to client objectives and also serves as a broker-dealer and custodian for many accounts.

Active portfolio management Private / alternative investments Options & derivatives strategies Concentrated stock management Founder/Business Owner
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Hattie W

CFP®, Series 65

New York, NY

Ingalls & Snyder, LLC

Hattie Wright is a CFP® and Series 65 licensed financial advisor with 11 years of industry experience. She has been with Ingalls & Snyder, LLC since 2021 and is also the sole owner and Managing Director of Mountain State Analytics, LLC, a state-registered investment adviser in West Virginia that is in the process of winding down its operations. Ingalls & Snyder provides portfolio management, financial planning, and advisory services to a diverse client base including individuals, financial institutions, pension plans, and charitable organizations. The firm employs varied investment strategies tailored to client objectives and also serves as adviser to private investment partnerships and third-party wrap programs.

Active portfolio management Private / alternative investments Options & derivatives strategies Concentrated stock management Founder/Business Owner
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Bernard S

Series 63

New York, NY

Ingalls & Snyder, LLC

Bernard Selz is a financial advisor at Ingalls & Snyder, LLC with 58 years of industry experience. He holds a Series 63 designation and has previously worked at Neuberger Berman and Gagnon Securities LLC. Outside of his advisory role, he serves as President of the Selz Foundation, Inc., a not-for-profit organization. Ingalls & Snyder provides portfolio management, financial planning, and advisory services to a diverse client base including individuals, financial institutions, and charitable organizations. The firm employs individualized management styles and offers a range of investment strategies across equities, fixed income, options, and private placements.

Active portfolio management Private / alternative investments Options & derivatives strategies Concentrated stock management Founder/Business Owner
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