Stephen Kleiman is a financial advisor at RBC Rochdale, LLC with nine years of industry experience. He holds a Series 66 designation and has worked at City National Rochdale since 2020. His prior experience includes roles at Morgan Stanley and teaching at Fordham University's Gabelli School of Business. RBC Rochdale serves a diverse client base including high net worth individuals, institutions, and government entities. The firm employs an active, multi-strategy investment process that combines quantitative and fundamental analysis, utilizing proprietary tools and a broad range of asset classes to construct tailored portfolios.

Ricardo Kong is a CFA® charterholder with 15 years of industry experience. He is currently with RBC Rochdale, LLC and has previously worked at City National Bank/City National Securities, HSBC Securities (USA) Inc., HSBC Bank USA, N.A., Bank of America, N.A., and Merrill. Outside of his advisory role, he is the founder and owner of Klothe, Inc., a clothing website. RBC Rochdale serves a diverse client base, including high net worth individuals, investment companies, corporations, and various types of pension and government entities. The firm employs an active, multi-strategy investment process combining quantitative screening, statistical modeling, and fundamental analysis, and offers discretionary and non-discretionary portfolio management along with sub-advisory and model delivery services.

Connor Bauer is a financial advisor with RBC Rochdale, LLC, holding a Series 66 designation and eight years of industry experience. His work history includes roles at CNR Securities, LLC and City National Rochdale since 2017, as well as positions at Purdue University. RBC Rochdale serves a diverse client base including high net worth individuals, corporations, and charitable organizations, offering discretionary and non-discretionary portfolio management along with sub-advisory and model delivery services. The firm employs a multi-strategy investment approach combining quantitative methods and fundamental analysis, utilizing proprietary tools to align portfolios with client objectives across various asset classes.

Paul Guerney is a Series 66 credentialed financial advisor with 24 years of industry experience, currently affiliated with RBC Rochdale, LLC in New York, NY. He has been associated with Rim Securities LLC and Rochdale Investment Management Inc. since 2001. RBC Rochdale serves a diverse client base including high net worth individuals, investment companies, corporations, charitable organizations, and government entities. The firm employs an active, multi-strategy investment process that integrates quantitative screening, statistical modeling, and fundamental analysis to tailor portfolios using proprietary tools and a range of asset classes.

Michael Corelli is a financial advisor at RBC Rochdale, LLC with five years of industry experience. He holds a Series 65 designation and previously worked at Lisanti Capital Growth LLC, 5C Capital Management, and Black Marlin Capital, among others. Outside of advisory work, he owns and manages two short-term residential rental properties in the Cooperstown, NY area. RBC Rochdale serves a diverse client base including high net worth individuals, corporations, charitable organizations, pension plans, and government entities. The firm uses a multi-strategy investment approach that integrates quantitative screening, fundamental analysis, and proprietary tools to manage portfolios across equities, fixed income, alternative investments, and real assets.

Jonathan Herzog is a CFA® charterholder with 11 years of industry experience, currently serving as a financial advisor at RBC Rochdale, LLC since 2018. Prior to joining Rochester, he worked for five years at P-Squared Capital Management. RBC Rochdale serves a diverse client base including high net worth individuals, investment companies, charitable organizations, and public entities. The firm employs an active, multi-strategy investment process combining quantitative and fundamental analysis, utilizing proprietary tools such as the Galaxy asset-allocation model and Monte Carlo simulations to tailor portfolios across various asset classes.

Tracey Graziosa is a financial advisor at RBC Rochdale, LLC with 11 years of industry experience. She holds Series 63 and Series 66 credentials and has worked at firms including JP Morgan Chase Bank and First Republic Securities Company. RBC Rochdale serves a diverse client base, including high net worth individuals, institutions, and government entities, offering discretionary and non-discretionary portfolio management through a multi-strategy investment process that combines quantitative and fundamental analysis. The firm manages approximately $73 billion in assets and sponsors the City National Rochdale mutual and interval funds.

Tricia Filter is a financial advisor with RBC Rochdale, LLC in New York, NY. She holds Series 63 and Series 65 designations and has six years of industry experience. Her prior roles include positions at CNR Securities, City National Rochdale, Northern Trust Corporation, and PNC Capital Advisors. RBC Rochdale serves a wide range of clients, including high net worth individuals, institutions, and government entities, offering discretionary and non-discretionary portfolio management along with sub-advisory and model delivery services. The firm uses a multi-strategy investment approach that combines quantitative screening and fundamental analysis with proprietary tools to create tailored portfolios across various asset classes.

Hannah Walczyk is a financial advisor at RBC Rochdale, LLC with 10 years of industry experience. She holds Series 63 and Series 65 licenses and has worked at Rim Securities LLC and CNR since 2017, as well as Westco Advisory Services, Inc. and Westco Investment Corp. from 2013 to 2017. RBC Rochdale serves a diverse client base including high net worth individuals, investment companies, corporations, and governmental entities. The firm uses an active, multi-strategy investment process that combines quantitative screening and fundamental analysis, implementing tailored portfolios across various asset classes through both in-house and third-party sub-advisors.

Andrew Rothstein is a CFA® charterholder and holds a Series 63 license with six years of industry experience. He is currently with RBC Rochdale, LLC and previously worked at CNR Securities, LLC, HGK Asset Management, and Rice Hall James & Associates, LLC. RBC Rochdale serves a diverse client base including high net worth individuals, corporations, charitable organizations, and government entities. The firm employs an active, multi-strategy investment process combining quantitative methods and fundamental analysis to construct tailored portfolios across various asset classes.

Dara Roughley is a financial advisor at RBC Rochdale, LLC with nine years of industry experience. She holds the Series 63 and Series 65 licenses and has worked previously at Hennion & Walsh, Inc. and the Township of Maplewood. Dara is based in New York, NY. RBC Rochdale serves a diverse client base including high net worth individuals, corporations, charitable organizations, and government entities. The firm employs an active, multi-strategy investment process that combines quantitative and fundamental analysis to construct tailored portfolios across various asset classes.

Roman Alpert is a CFA® charterholder with 10 years of industry experience. He has been with City National Rochdale since 2016 and holds the Series 63 designation. Roman is based in Lakewood Ranch, FL. RBC Rochdale serves a diverse client base including high net worth individuals, investment companies, corporations, and government entities. The firm employs an active, multi-strategy investment process that integrates quantitative screening, statistical modeling, and fundamental analysis, utilizing proprietary tools such as the Galaxy asset-allocation model and Monte Carlo simulations to tailor portfolios aligned with clients’ Investment Policy Statements.

Aubrey Foerster is a CFA® charterholder with nine years of experience in the financial industry. He has worked at City National Rochdale since 2017 and was previously employed at City National Bank. Foerster is based in New York, NY, and holds a Series 63 license. RBC Rochdale serves a diverse client base including high net worth individuals, corporations, charitable organizations, and government entities. The firm employs a multi-strategy investment approach combining quantitative screening, statistical modeling, and fundamental analysis to create tailored portfolios across equity, fixed income, real assets, and alternative investments.

Michael Nelson is a CFA® charterholder with 12 years of industry experience. He is currently with RBC Rochdale, LLC and has previously worked at CNR Securities, LLC and J.P. Morgan Institutional Investments Inc. outside of his advisory role, no additional business activities were noted. RBC Rochdale serves a diverse range of clients including high net worth individuals, investment companies, corporations, and government entities. The firm employs an active, multi-strategy investment approach that combines quantitative and fundamental analysis, utilizing proprietary tools and collaborating with third-party sub-advisors to create tailored portfolio solutions.

Michael Erb is a financial advisor with RBC Rochdale, LLC in New York, NY. He holds Series 63 and Series 66 designations and has prior work experience at CNR Securities, BlackRock, Citigroup, and Thompson, Siegel & Walmsley LLC. RBC Rochdale serves a diverse range of clients including high net worth individuals, institutions, and government entities. The firm employs a multi-strategy investment process combining quantitative screening, statistical modeling, and fundamental analysis, and offers discretionary and non-discretionary portfolio management, sub-advisory services, and management of investment vehicles.

Brian Moody is a financial advisor at RBC Rochdale, LLC with nine years of industry experience. He holds a Series 66 designation and has previously worked at CNR Securities, Stifel Nicolaus & Co Inc, and Morgan Stanley in various roles. Outside of his advisory work, Moody serves as Treasurer for the Ridgewood Toastmasters club and as a Director for Toastmasters International District 83, managing financial and budgeting responsibilities for both organizations. RBC Rochdale serves a diverse client base including high net worth individuals, corporations, charitable organizations, and government entities. The firm employs an active, multi-strategy investment approach that combines quantitative and fundamental analysis, using proprietary tools to align portfolios with clients’ investment policies.

Charles Luke is a CFA® charterholder with 15 years of industry experience. He has worked at City National Rochdale since 2018 and previously spent eight years at Avalon Advisors LLC. He is based in New York, NY, and holds Series 63 and Series 66 licenses. RBC Rochdale serves a diverse range of clients including high net worth individuals, investment companies, corporations, and government entities. The firm employs an active, multi-strategy investment approach combining quantitative and fundamental analysis, and offers discretionary and non-discretionary portfolio management, sub-advisory services, and model delivery through its proprietary tools and third-party partnerships.

Joseph Querriera is a CFA® charterholder with 13 years of industry experience, currently serving as a financial advisor at RBC Rochdale, LLC. He has been with City National Rochdale and affiliated entities since 2012 and has overall financial services experience dating back to 2004 at City National Bank. Outside of his advisory role, he is the managing member of You Turn Music, LLC, a music products manufacturing business. RBC Rochdale serves a diverse client base including high net worth individuals, institutions, and municipal entities, offering discretionary and non-discretionary portfolio management with a multi-strategy approach that integrates quantitative analysis and fundamental research across a variety of asset classes.

Matthew Voss is a financial advisor at RBC Rochdale, LLC with three years of industry experience. He holds a Series 66 designation and has previously worked at CNR Securities, LLC, Schroders Investment Management, Atlas Search, and Hurley Partners. RBC Rochdale serves a diverse client base, including high net worth individuals, corporations, and charitable organizations, providing discretionary and non-discretionary portfolio management among other services. The firm employs a multi-strategy investment process combining quantitative and fundamental analysis, utilizing proprietary tools to tailor portfolios across various asset classes.

Keith Smith is a financial advisor with RBC Rochdale, LLC in New York, NY, holding Series 63 and Series 65 licenses and bringing 37 years of industry experience. His work history includes roles at CNR Securities, LLC, Citigroup Global Markets, Inc., Merrill, and Bank of America, N.A. He is also an author of books including a novel titled *Men in My Town* and participates as an Election Day Poll Worker for the New York State Board of Elections. RBC Rochdale serves a diverse client base that includes high net worth individuals, corporations, charitable organizations, and government entities. The firm employs an active, multi-strategy investment process combining quantitative and fundamental analysis, offering discretionary portfolio management and sub-advisory services across a broad range of asset classes.

Kashif Ahmad is a CFA® charterholder with 26 years of industry experience. He is associated with RBC Rochdale, LLC in New York, NY, and has worked with Rim Securities LLC and Rochdale Investment Management since 1999. RBC Rochdale serves a diverse client base including high net worth individuals, institutions, and municipal entities. The firm employs a multi-strategy investment process that integrates quantitative screening, fundamental analysis, and proprietary modeling tools to create customized portfolios across various asset classes.

Kevin Mc Kenna is a financial advisor at RBC Rochdale, LLC in New York, NY, holding a Series 66 designation with three years of industry experience. His prior work includes roles at City National Rochdale, Acap, Akam, Morgan Stanley, and WeWork. RBC Rochdale serves a diverse client base including high net worth individuals, investment companies, corporations, and governmental entities. The firm employs a multi-strategy investment process combining quantitative screening, statistical modeling, and fundamental analysis to tailor portfolios across various asset classes, including equities, fixed income, real assets, and alternative investments.

Pamela Nelson is a CFA® charterholder with 13 years of industry experience, currently serving at RBC Rochdale, LLC in New York, NY. She has worked with Rochdale Investment Management and Rim Securities LLC since 2012 and has been affiliated with City National Bank since 2005. RBC Rochdale serves a diverse client base including high net worth individuals, investment companies, corporations, and charitable organizations. The firm employs an active, multi-strategy investment approach combining quantitative and fundamental analysis, utilizing proprietary tools to tailor portfolios across a range of asset classes.

Charles Boettcher is a financial advisor with RBC Rochdale, LLC, holding a Series 66 designation and bringing 13 years of industry experience. He has been with City National Rochdale, RIM SECURITIES, and City National Bank since 2012 and 2007, respectively. RBC Rochdale serves a diverse client base including high net worth individuals, corporations, charitable organizations, pension and profit-sharing plans, and governmental entities. The firm employs an active, multi-strategy investment approach that combines quantitative and fundamental analysis, utilizing proprietary tools to tailor portfolios across a range of equity, fixed income, real assets, and alternative investments.

Russell Launer is a financial advisor at RBC Rochdale, LLC with 24 years of industry experience. He holds a Series 66 designation and has worked at Rim Securities LLC since 2004. RBC Rochdale serves a diverse client base including high net worth individuals, corporations, charitable organizations, and government entities. The firm employs an active, multi-strategy investment process that combines quantitative screening and fundamental analysis, utilizing proprietary tools and working with third-party sub-advisors to create tailored portfolios.

Adam Izaac is a CFA® charterholder with 14 years of industry experience. He is currently with RBC Rochdale, LLC, where he has worked since 2016, following two years at City National Bank. Based in New York, NY, he holds the Series 63 and Series 65 licenses. RBC Rochdale serves a diverse client base including high net worth individuals, investment companies, corporations, and governmental entities. The firm employs an active, multi-strategy investment process combining quantitative and fundamental analysis, utilizing proprietary tools and external sub-advisors to tailor portfolios across a broad range of asset classes.

Sean Becker is a Series 66-licensed advisor with 13 years of industry experience. He is currently with RBC Rochdale, LLC and has worked at RIM Securities since 2012 and City National Bank since 2011. RBC Rochdale serves a diverse client base including high net worth individuals, investment companies, corporations, and charitable organizations. The firm employs a multi-strategy investment approach combining quantitative analysis and fundamental research, utilizing proprietary tools and collaborating with third-party sub-advisors to construct tailored portfolios.

Nicholas Liccardi is a financial advisor at RBC Rochdale, LLC with one year of industry experience. He holds a Series 66 designation and previously worked at CNR Securities, LLC and AlphaSense. Outside of his advisory role, he is the sole proprietor of an inherited beach house rental. RBC Rochdale serves a diverse client base including high net worth individuals, corporations, and charitable organizations. The firm employs a multi-strategy investment approach that combines quantitative, fundamental, and proprietary asset-allocation tools to create tailored portfolios across various asset classes.

John Clark is a financial advisor at RBC Rochdale, LLC with one year of industry experience. He holds a Series 66 designation and has prior work experience at CNR Securities, LLC and Fidelity Investments. RBC Rochdale serves a diverse client base including high net worth individuals, investment companies, corporations, and government entities. The firm employs an active, multi-strategy investment process that integrates quantitative screening, fundamental analysis, and proprietary tools to align portfolios with client investment policies.

Dylan Otis is a financial advisor with RBC Rochdale, LLC, holding a Series 66 designation and two years of industry experience. His prior roles include positions at CNR Securities, LLC, New York Life Securities, The LCF Group, and Northwestern Mutual. Outside of finance, he has worked with the Sea Cliff Yacht Club. RBC Rochdale serves a diverse client base including high net worth individuals, corporations, charitable organizations, and public entities. The firm employs a multi-strategy investment approach combining quantitative and fundamental analysis, utilizing proprietary tools to tailor portfolios across various asset classes.

Keren Zhou is a financial advisor at RBC Rochdale, LLC with seven years of industry experience. She holds a Series 66 designation and has worked at several firms, including CNR Securities, LLC, Bank of America, N.A., and Merrill. RBC Rochdale serves a diverse client base, including high net worth individuals, corporations, and charitable organizations, offering discretionary and non-discretionary portfolio management through an active, multi-strategy investment approach that integrates quantitative and fundamental analysis.

Valerie Iacovelli is a financial advisor at RBC Rochdale, LLC with 13 years of industry experience. She holds the Series 66 credential and has worked at Rim Securities LLC and Rochdale Investment Management since 2010. RBC Rochdale serves a diverse client base including high net worth individuals, corporations, charitable organizations, and government entities. The firm employs an active, multi-strategy investment approach that integrates quantitative screening, statistical modeling, and fundamental analysis, utilizing proprietary tools to tailor portfolios across various asset classes.

Andrew Golden is a financial advisor at RBC Rochdale, LLC with one year of industry experience. He holds the Series 66 designation and has worked previously at PGIM Private Capital and Prudential. Prior to his financial career, he was employed at the University of Delaware from 2014 to 2018. RBC Rochdale serves a diverse client base including high net worth individuals, corporations, charitable organizations, and government entities. The firm employs an active, multi-strategy investment approach that integrates quantitative screening and fundamental analysis, utilizing proprietary tools to tailor portfolios across various asset classes.

Joseph Bove is a financial advisor at RBC Rochdale, LLC with 13 years of industry experience. He holds a Series 66 designation and has been associated with CNR Securities, LLC since 2012. RBC Rochdale serves a diverse client base including high net worth individuals, institutions, and municipal entities. The firm employs a multi-strategy investment process combining quantitative and fundamental analysis, offering discretionary and non-discretionary portfolio management across various asset classes.

Richard Powers is a financial advisor with RBC Rochdale, LLC in New York, NY, holding Series 63 and Series 66 licenses and bringing 19 years of industry experience. His prior work includes positions at CNR Securities, LLC, MBS Source eTrading, Inc, E*TRADE Capital Management LLC, E*Trade Securities LLC, and UBS Financial Services. Outside of his advisory role, he serves as treasurer for a local Cub Scout pack. RBC Rochdale serves a diverse client base including high net worth individuals, corporations, and charitable organizations, employing a multi-strategy investment process that combines quantitative screening, statistical modeling, and fundamental analysis. The firm offers discretionary and non-discretionary portfolio management with a focus on tailored solutions across various asset classes and is notable for its role as sponsor and adviser to City National Rochdale mutual funds and interval funds.

Jesus Rodriguez is a CFA® charterholder based in Irvine, CA, with three years of industry experience. He is currently an advisor at RBC Rochdale, LLC and has previously worked at CNR Securities, LLC and Wells Fargo. RBC Rochdale serves a diverse client base including high net worth individuals, corporations, charitable organizations, and governmental entities. The firm employs a multi-strategy investment process combining quantitative and fundamental analysis, utilizing proprietary tools and collaborating with third-party sub-advisors to deliver tailored portfolio management solutions.

Elizabeth Dooley is a CFA® charterholder with 28 years of industry experience. She is based in New York, NY, and currently serves as an advisor at RBC Rochdale, LLC. Her prior work includes over 26 years at Rim Securities LLC and Rochdale Investment Management. Outside of her advisory role, she is involved in managing several family estate planning and rental property LLCs. RBC Rochdale serves a diverse client base including high net worth individuals, corporations, and charitable organizations. The firm employs an active, multi-strategy investment approach combining quantitative and fundamental analysis, utilizing proprietary tools to align portfolios with clients' investment policies.

Joshua Reyes is a CFP® professional with 11 years of industry experience, currently serving at RBC Rochdale, LLC. His prior roles include positions at UBS Financial Services, Thrivent Financial, and New York Life Insurance Company. He is a member of the board of directors for Foothill Family Shelter, a nonprofit providing transitional housing for homeless families. RBC Rochdale serves a diverse client base including high net worth individuals, corporations, and charitable organizations. The firm employs a multi-strategy investment process combining quantitative and fundamental analysis, managing portfolios across various asset classes and working frequently with sub-advisors and independent financial advisors.

Joseph Jraitiny is a financial advisor at RBC Rochdale, LLC with six years of industry experience. He holds the CFA® designation along with Series 63 and Series 65 licenses. His prior roles include positions at CNR Securities, LLC, Freestone Capital Management LLC, Cornerstone Advisors, and Harbourvest Partners. RBC Rochdale serves a diverse client base including high net worth individuals, corporations, charitable organizations, and government entities. The firm employs a multi-strategy investment approach combining quantitative and fundamental analysis and offers portfolio management, sub-advisory services, and investment vehicle management.

Nicholas Cavallaro is a CFA® charterholder with 10 years of industry experience. He has been with City National Rochdale since 2015. In addition to his advisory role, he serves as an instructor at Columbia University during the summer. RBC Rochdale serves a diverse client base including high net worth individuals, corporations, and charitable organizations, offering discretionary and non-discretionary portfolio management among other services. The firm employs a multi-strategy investment process that integrates quantitative screening, fundamental analysis, and proprietary tools to tailor portfolios across various asset classes.

Scott Wachs is a financial advisor with RBC Rochdale, LLC in New York, NY, holding Series 63 and Series 66 licenses and possessing 10 years of industry experience. He has worked at City National Rochdale since 2017, UBS Financial Services since 2014, and Diamond CapAdvisors since 2013. RBC Rochdale serves a diverse client base including high net worth individuals, investment companies, corporations, and charitable organizations. The firm employs an active, multi-strategy investment process integrating quantitative screening and fundamental analysis to tailor portfolios across various asset classes, often collaborating with third-party sub-advisors and independent financial advisors.

Michael Korzenko is a Series 66-licensed financial advisor with 19 years of industry experience, currently with RBC Rochdale, LLC in New York. He has been with City National Rochdale since 2013. Korzenko has also served as a grader for the CFA Level 3 examination. RBC Rochdale serves a diverse client base including high net worth individuals, corporations, and charitable organizations, offering discretionary and non-discretionary portfolio management along with sub-advisory and model delivery services. The firm employs an active, multi-strategy investment process combining quantitative screening with fundamental analysis, utilizing proprietary tools and collaborating with third-party sub-advisors to construct tailored portfolios.