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Gus J

CFP®

Glenwood Springs, CO

Systematic Wealth Management, Inc.

Gus Jepsen is the President and CEO of Systematic Wealth Management. He has a proven track record working with high-net-worth individuals, foundations, and institutional investors. He was instrumental in building a rapidly growing Denver-based Registered Investment Advisor practice, which was ultimately acquired by a private equity-backed group. His diverse client roster has included entrepreneurs, executives, former State Governors, and senior members of Congress. Gus holds an MSc in Carbon Finance from the University of Edinburgh and a B.S. in Business Administration from the University of Denver. His background includes work in sustainable finance and collaboration with academic and institutional partners on investment data strategy. Outside the office, Gus is an avid adventurer. He has bikepacked the Great Divide Mountain Bike Route, rafted the Grand Canyon, snowboarded the Canadian Rockies, the French Alps, and Hokkaido, and completed multiple mountaineering expeditions in Alaska. He lives with his wife and son in Glenwood Springs, Colorado.

General retirement planning General tax planning Factor investing / smart beta Exec comp design Business ownership considerations Engineering Professional Technology Professional Attorney Founder/Business Owner Retired Established Professionals Approaching retirement Retired Widow/Widower Divorced

37 advisors near 15401

Out of 400,000+ nationwide

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Earl S

ChFC®, Series 63, Series 65

Uniontown, PA

Chicago Capital Management Advisors, LLC

Earl Stevenson is a financial advisor with Chicago Capital Management Advisors, LLC, holding the ChFC® designation and Series 63 and 65 licenses, with 43 years of industry experience. His prior work includes roles at Avellino Financial Advisors, Forest Securities, Questar Asset Management, Questar Capital Corporation, and Charis Financial Group. In addition to his advisory work, he is an enrolled IRS agent providing tax preparation services. Chicago Capital Management Advisors offers discretionary and non-discretionary portfolio management and comprehensive financial planning to individuals, corporations, trusts, and retirement plans. The firm employs a bottoms-up fundamental screening process and provides multiple model styles and custom portfolios tailored to client risk profiles.

ESG / Sustainable investing Options & derivatives strategies Concentrated stock management Wealth management Retirement income strategy Executive Founder/Business Owner
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Todd L

Series 63, Series 66

Uniontown, PA

United Brokerage Services, INC

Todd Loyal is a financial advisor at United Brokerage Services, INC with 25 years of industry experience. He holds Series 63 and Series 66 credentials and has been with United Brokerage Services since 2013. Prior to this, he worked at United Bank from 2013 to 2016. United Brokerage Services, Inc. provides investment advisory and brokerage services to individuals, corporate pension and profit-sharing plans, and trust clients through various wrap fee and advisory programs. The firm primarily manages client assets on a non-discretionary basis and offers a range of investment approaches including asset allocation, trading strategies, and manager-driven model portfolios.

Tax-loss harvesting Wealth management
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Eric L

Series 65, Series 66

Connellsville, PA

StoneX Advisors Inc.

Eric Luckey is a financial advisor with StoneX Advisors Inc. in Connellsville, PA, holding Series 65 and Series 66 licenses and 18 years of industry experience. He has been with StoneX Advisors since 2017 and has worked at StoneX Securities Inc. since 2014. Outside of his advisory role, he is also an agent for Ameritas Life Insurance Co. and owns Dilworth Financial Services, focusing on investments and insurance. StoneX Advisors Inc. serves individuals, corporations, retirement plans, and charitable organizations by providing portfolio management, financial planning, ERISA plan consulting, and related services. The firm uses a combination of independent advisors and an in-house Private Client Group to implement strategies through proprietary models and third-party managers.

ESG / Sustainable investing
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Kristin B

Series 66

Uniontown, PA

Janney Montgomery Scott

Kristin Bernard is a financial advisor at Janney Montgomery Scott in Uniontown, PA, holding a Series 66 designation. She is part of a large enterprise firm with 1,325 advisors. Janney Montgomery Scott serves a broad range of individual and institutional clients, offering brokerage services, investment advisory, financial planning, retirement plan consulting, and lending referrals. The firm operates a trust subsidiary and provides diverse advisory programs that combine third-party managers, in-house models, and overlay services such as tax optimization.

ESG / Sustainable investing Tax-loss harvesting Executive Founder/Business Owner
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Scott P

Series 63, Series 65

Connellsville, PA

OSAIC Institutions, INC.

Scott Pritchard is a financial advisor with OSAIC Institutions, Inc. He holds Series 63 and Series 65 licenses and has five years of industry experience. His prior roles include positions at Edward Jones, Mid Penn Bank, and PNC Bank. Outside of his advisory work, he officiates youth and high school wrestling matches in Jefferson Hills, PA. OSAIC Institutions serves individuals, charitable organizations, corporations, and retirement plans by offering advisory and brokerage services through customized engagements. The firm’s network of investment adviser representatives provides both advisory and brokerage solutions, employing fundamental and technical analysis, asset allocation, and third-party due diligence for alternative investments.

Annuities Tax-loss harvesting Founder/Business Owner Executive
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Timothy B

CFP®, Series 66

Uniontown, PA

Janney Montgomery Scott

Timothy Brown is a CFP® with 10 years of industry experience, currently serving as a financial advisor at Janney Montgomery Scott. His prior experience includes roles at Bank of America and Merrill. Outside of his advisory work, he is involved in community activities such as coordinating a youth running program and holds trustee and investment committee positions with Catholic organizations in Greensburg, PA. Janney Montgomery Scott manages over $100 billion in client assets and supports more than 1,200 advisors with a range of services including portfolio management, financial planning, and retirement consulting for individuals, institutions, and high-net-worth clients through an integrated investment platform.

ESG / Sustainable investing Tax-loss harvesting Executive Founder/Business Owner
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Lisa R

Series 66

Uniontown, PA

Janney Montgomery Scott

Lisa Ritsko is a financial advisor at Janney Montgomery Scott with 17 years of industry experience. She holds the Series 66 designation and has been with Janney Montgomery Scott since 2007. Janney Montgomery Scott is an SEC-registered investment adviser and broker-dealer managing approximately $100.8 billion in client assets. The firm serves individuals, high-net-worth clients, corporations, charities, and institutional accounts, offering a range of services including portfolio management, financial planning, retirement plan advisory, and brokerage through a multi-channel investment platform.

ESG / Sustainable investing Tax-loss harvesting Executive Founder/Business Owner
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Geremy H

CFP®, Series 63, Series 65

Uniontown, PA

Janney Montgomery Scott

Geremy Hoover is a CFP® professional with 16 years of industry experience, currently serving at Janney Montgomery Scott. He has been with Janney since 2014 in various roles. Outside of his advisory work, he serves as a board member for Fillies Basketball, a nonprofit organization promoting girls' basketball for elementary school students in the Laurel Highlands School District. Janney Montgomery Scott is an SEC-registered investment adviser and broker-dealer managing approximately $100.8 billion in client assets. The firm offers a comprehensive range of services including portfolio management, financial planning, and retirement consulting to individuals, high-net-worth clients, corporations, charities, and institutions, utilizing a multi-channel investment platform with both discretionary and non-discretionary account options.

ESG / Sustainable investing Tax-loss harvesting Executive Founder/Business Owner
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Christopher F

Series 66

Uniontown, PA

Janney Montgomery Scott

Christopher Filicky is a financial advisor at Janney Montgomery Scott with 10 years of industry experience. He holds the Series 66 designation and has been with Janney since 2015. Janney Montgomery Scott LLC is an SEC-registered investment adviser and broker-dealer managing approximately $100.8 billion in client assets. The firm supports over 1,200 advisors and offers a wide range of services including portfolio management, financial planning, retirement plan advisory, and custody for individuals, high-net-worth clients, corporations, charities, and institutions.

ESG / Sustainable investing Tax-loss harvesting Executive Founder/Business Owner
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Peter B

Series 63, Series 65

Uniontown, PA

Centaurus Financial, Inc.

Peter Barchetti is a financial advisor with Centaurus Financial, Inc., holding Series 63 and Series 65 credentials and 42 years of industry experience. He has been with Centaurus Financial since 2006. Outside of his advisory role, he owns a tax preparation and accounting business. Centaurus Financial, Inc. provides advisory services to individuals, families, businesses, and institutional clients through a network of independent representatives, offering financial planning, investment management, and access to third-party money managers.

Income planning Social Security optimization College savings (529s, UTMA, etc.) Founder/Business Owner Retired
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Melody C

Series 63, Series 65

Uniontown, PA

Janney Montgomery Scott

Melody Cole is a financial advisor at Janney Montgomery Scott with 26 years of industry experience. She has been with Janney Montgomery Scott since 2005. She holds the Series 63 and Series 65 designations. Janney Montgomery Scott is an SEC-registered investment adviser and broker-dealer managing approximately $100.8 billion in client assets. The firm serves individuals, high-net-worth clients, corporations, charities, and institutional accounts through a multi-channel investment platform that includes third-party managers, in-house portfolio management, and various advisory and brokerage services.

ESG / Sustainable investing Tax-loss harvesting Executive Founder/Business Owner
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Bryan B

Series 63, Series 66

Uniontown, PA

PNC Wealth Management

Bryan Bougher is a financial advisor at PNC Wealth Management with 15 years of industry experience. He holds Series 63 and Series 66 licenses and has worked with PNC Investments and PNC Bank since 2014. PNC Wealth Management offers retail brokerage and advisory services through model-based programs, including an invitation-only digital discretionary model account for employees that uses approved strategies managed by PNC and third parties. The firm’s approach involves algorithm-driven risk assessment and portfolio implementation via mutual funds and ETFs with annual rebalancing.

Passive / index investing Active portfolio management Wealth management Executive
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Jeffrey C

Series 66

Uniontown, PA

Janney Montgomery Scott

Jeffrey Costelnock is a financial advisor at Janney Montgomery Scott with 21 years of industry experience. He holds the Series 66 designation and has been with Janney since 2005. Janney Montgomery Scott LLC is an SEC-registered investment adviser and broker-dealer managing approximately $100.8 billion in client assets. The firm supports over 1,200 advisors and offers a broad range of services including portfolio management, financial planning, retirement plan advisory, and brokerage for individuals, high-net-worth clients, corporations, charities, and institutional accounts.

ESG / Sustainable investing Tax-loss harvesting Executive Founder/Business Owner
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Melissa H

Series 66

Uniontown, PA

Janney Montgomery Scott

Melissa Herron is a financial advisor with Janney Montgomery Scott, holding a Series 66 designation and 15 years of industry experience. She has been with Janney Montgomery Scott since 2009. Herron serves on the Development Committee for the Touchstone Center for Crafts in Farmington, PA, contributing to event planning and fundraising initiatives. Janney Montgomery Scott LLC is an SEC-registered investment adviser and broker-dealer managing approximately $100.8 billion in client assets. The firm offers a broad range of services to individuals, high-net-worth clients, corporations, charities, and institutions through a multi-channel investment platform that includes third-party manager strategies, model-based solutions, and in-house portfolio management.

ESG / Sustainable investing Tax-loss harvesting Executive Founder/Business Owner
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William B

Series 63

Uniontown, PA

wealth Enhancement Advisory Services, LLC

William Bush is a financial advisor at Wealth Enhancement Advisory Services, LLC with 56 years of industry experience. He previously worked at BPU Investment Management, Inc. and LPL Financial. He serves as a board member of the Fayette County Assessment Appeals Board in Pennsylvania. Wealth Enhancement Advisory Services, LLC is an SEC-registered enterprise advisory firm serving a diverse client base including individuals, trusts, charitable organizations, corporations, and retirement plans. The firm employs a strategic investment process that combines passive and active management across risk classes, supported by quantitative and fundamental research.

Active portfolio management Factor investing / smart beta Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Executive Founder/Business Owner Retired HENRY (High Earners, Not Rich Yet) Mid-Career Professionals Approaching retirement Baby Boomers (Born 1946-1964)
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Devan W

CFP®, Series 66

Uniontown, PA

wealth Enhancement Advisory Services, LLC

Devan White is a CFP® with 11 years of industry experience, currently serving as a financial advisor at Wealth Enhancement Advisory Services, LLC. His prior roles include positions at LPL Financial, LLC and BPU Investment Management, Inc. Outside of his advisory work, he owns a real estate rental business in Perryopolis, PA. Wealth Enhancement Advisory Services, LLC is an SEC-registered enterprise advisory firm that serves a diverse client base including individuals, trusts, estates, charitable organizations, corporations, and retirement plans. The firm offers financial planning, asset management, and specialized retirement consulting, utilizing a strategic investment process that combines passive and active management guided by an internal Investment Committee.

Active portfolio management Factor investing / smart beta Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Executive Founder/Business Owner Retired HENRY (High Earners, Not Rich Yet) Mid-Career Professionals Approaching retirement Baby Boomers (Born 1946-1964)
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Angelo C

Series 63, Series 65

Fairchance, PA

Ameritas Advisory Services, LLC

Angelo Cilia is a financial advisor with Ameritas Advisory Services, LLC, holding Series 63 and Series 65 credentials and bringing 43 years of industry experience. He has worked with Ameritas since 2003 in various capacities and is also involved with CF Advisors Group LLC and Canvas Financial. Outside of advisory work, he appraises and evaluates coin collections for estates and individuals. Ameritas Advisory Services, LLC provides investment advisory and financial planning services to individuals, charitable and corporate entities, and retirement plans. The firm offers fee-based asset management, fiduciary retirement plan services, and utilizes model portfolios, third-party sub-advisers, and custom strategies, with a focus on firm-level affiliations and comprehensive client service.

Annuities Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Wealth management Founder/Business Owner Retired
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Laura W

Series 63, Series 65

Uniontown, PA

Janney Montgomery Scott

Laura Williams is a financial advisor with Janney Montgomery Scott in Uniontown, PA, holding Series 63 and Series 65 credentials and bringing 38 years of industry experience. She has been with Janney Montgomery Scott since 2005. Williams serves as a board member of the Mon Valley Regional Chamber of Commerce in Charleroi, PA, participating in local business events and ribbon cuttings. Janney Montgomery Scott is an SEC-registered investment adviser and broker-dealer managing approximately $100.8 billion in client assets. The firm offers a broad range of services including portfolio management, financial planning, and retirement consulting for individuals, high-net-worth clients, corporations, charities, and institutional accounts.

ESG / Sustainable investing Tax-loss harvesting Executive Founder/Business Owner
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Daniel S

CFP®, Series 66

Uniontown, PA

wealth Enhancement Advisory Services, LLC

Daniel Sickelsmith is a CFP® and holds a Series 66 license with Wealth Enhancement Advisory Services, LLC. He has been with the Wealth Enhancement group since 2023 and previously worked at Walmart from 2019 to 2023. Wealth Enhancement Advisory Services, LLC is an SEC-registered enterprise firm serving a diverse client base including individuals, trusts, charitable organizations, corporations, and retirement plans. The firm employs a strategic investment approach combining passive and active management, supported by quantitative and fundamental research, and offers a range of financial planning, asset management, and specialized retirement consulting services.

Active portfolio management Factor investing / smart beta Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Executive Founder/Business Owner Retired HENRY (High Earners, Not Rich Yet) Mid-Career Professionals Approaching retirement Baby Boomers (Born 1946-1964)
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Michael T

Series 66

Uniontown, PA

Janney Montgomery Scott

Michael Tetteris is a financial advisor at Janney Montgomery Scott in Uniontown, PA, holding a Series 66 designation with four years of industry experience. Prior to joining Janney in 2021, he worked at Invacare Corporation and Philips Respironics. He is active in the Free and Accepted Masons of Pennsylvania Lodge #252 as a Senior Warden and volunteers on the Financial Panel of the Grand Lodge of Pennsylvania Free and Accepted Masons. Janney Montgomery Scott is an SEC-registered investment adviser and broker-dealer managing approximately $100.8 billion in client assets. The firm serves individuals, high-net-worth clients, corporations, charities, and institutional accounts through a multi-channel investment platform that includes third-party manager strategies, model-based solutions, and in-house portfolio management.

ESG / Sustainable investing Tax-loss harvesting Executive Founder/Business Owner
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John C

Series 63, Series 66

Uniontown, PA

Janney Montgomery Scott

John Coleman is a financial advisor at Janney Montgomery Scott with 28 years of industry experience. He holds Series 63 and Series 66 licenses and has been with Janney Montgomery Scott since 2005. Outside of his advisory role, he is a 50% owner of Colebrook Chocolate Co., a chocolate manufacturing and retail business, and serves on several local boards including Highlands Hospital, Fayette County Cultural Trust, and the Fayette County Sports Hall of Fame. Janney Montgomery Scott is an SEC-registered investment adviser and broker-dealer managing approximately $100.8 billion in client assets. The firm serves individuals, high-net-worth clients, corporations, charities, and institutions through a multi-channel investment platform that includes third-party manager strategies, in-house portfolio management, and a range of advisory and brokerage services.

ESG / Sustainable investing Tax-loss harvesting Executive Founder/Business Owner
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Angela D

Series 66

Uniontown, PA

Janney Montgomery Scott

Angela Danko is a financial advisor at Janney Montgomery Scott with six years of industry experience. She holds a Series 66 designation and has worked at Janney Montgomery Scott and its affiliated entities since 2018. Prior to her financial services career, she spent 16 years at Highlands Hospital. Janney Montgomery Scott is an SEC-registered investment adviser and dual-registered broker-dealer managing approximately $100.8 billion in client assets. The firm serves individuals, high-net-worth clients, corporations, charities, and institutions with a range of services including portfolio management, financial planning, retirement plan advisory, and brokerage.

ESG / Sustainable investing Tax-loss harvesting Executive Founder/Business Owner
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Timothy S

Series 63, Series 65

Lemont Furnace, PA

OSAIC

Timothy Sepsi is a financial advisor with Osaic Wealth, Inc. He holds Series 63 and Series 65 credentials and has 12 years of industry experience. His prior roles include positions at Sagepoint Financial, Inc., Waddell & Reed, Inc., and various insurance carriers. Outside of advising, he serves as a board member of Owl’s Club, a social organization involved in community activities. Osaic Wealth, Inc. is an SEC-registered investment adviser and FINRA member broker-dealer serving a diverse client base, including individual investors, pension plans, corporations, and charitable organizations. The firm employs a technology-driven investment process combining risk-tolerance assessments with portfolio optimization tools and offers a wide range of investment programs and custodial platforms.

Annuities Founder/Business Owner Executive Retired
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Mark K

Series 63, Series 65

Uniontown, PA

OSAIC

Mark Kovacs is a financial advisor at OSAIC with 34 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at FSC Securities, Cambridge Investment Research Advisors, and Investors Capital Corp. Kovacs also operates as an independent insurance agent offering fixed life insurance and annuity products. OSAIC is an SEC-registered investment adviser and FINRA member broker-dealer serving a diverse client base including individuals, pension plans, corporations, and charitable organizations. The firm provides a range of advisory services through a large network of financial advisers, utilizing technology-driven investment processes and offering access to multiple custodial platforms and alternative investment solutions.

Annuities Founder/Business Owner Executive Retired
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Heidi G

Series 66

Hopwood, PA

LPL Financial

Heidi Gum is a financial advisor with LPL Financial, holding a Series 66 designation and beginning her advisory career in 2022. Her prior experience includes roles at Fields Financial Services, Northwestern Mutual, and Washington Health Systems, as well as seven years at West Virginia University. LPL Financial provides advisory and brokerage services to a wide range of clients, including individual investors, retirement plan sponsors, institutions, charities, and high-net-worth households. The firm supports its advisors with an in-house research team and offers diverse investment strategies and delivery options tailored to client needs.

Wealth management Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) Tax-loss harvesting Founder/Business Owner Retired
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Donald F

Series 63, Series 65

Connellsville, PA

Cambridge Investment Research Advisors

Donald Fetsko Jr. is a financial advisor with Cambridge Investment Research Advisors and holds Series 63 and Series 65 designations. He has 27 years of industry experience, including prior roles at Trustmont Advisory Group and Citizens Securities. Outside of his advisory work, he serves as marketing director for a family-owned business. Cambridge Investment Research Advisors serves a diverse client base, including individual investors, retirement plans, and charitable organizations, offering financial planning, portfolio management, and retirement plan advisory through a large network of independent financial professionals and multiple account platforms.

Retirement income strategy Retirement plans for business owners (SEP, solo 401k) Annuities Retired Founder/Business Owner Executive
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Melanie I

Series 63, Series 65, Series 66

Brownsville, PA

RBC Capital Markets

Melanie Illar is a financial advisor with RBC Capital Markets, holding Series 63, 65, and 66 licenses and bringing 28 years of industry experience. She has worked at RBC Capital Markets since 2020 and previously spent eight years at UBS Financial Services. RBC Wealth Management serves a diverse client base including individual investors, institutions, corporations, and charitable organizations. The firm offers multiple advisory programs with tailored investment strategies that incorporate in-house and third-party managers, tax management, and responsible investing options.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Michael K

Series 66

California, PA

Edward Jones

Michael Kanalis Jr. is a financial advisor at Edward Jones with a Series 66 designation and one year of industry experience. Prior to joining Edward Jones, he worked for 15 years at PennWest University (California University of PA). Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm offers a range of advisory programs and investment strategies, supported by a large nationwide network of financial advisors and branch offices.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Tiffany G

Series 63, Series 65

Uniontown, PA

Cetera

Tiffany Guittap is a financial advisor at Cetera with 16 years of industry experience. She holds Series 63 and Series 65 licenses and has previously worked at firms including OSAIC Institutions, Mid Penn Bank, and First Niagara Securities. Outside of her advisory role, she serves as chair of the Fayette Advisory Board at Penn State University and holds leadership positions with local high school baseball and football booster organizations. Cetera Investment Advisers serves individual, high-net-worth, institutional, and retirement-plan clients through a large network of independent advisors. The firm offers a range of portfolio management and consulting services, combining advisor-managed accounts, firm-sponsored model portfolios, and third-party solutions, alongside retirement and fiduciary capabilities integrated with its broader trust and institutional network.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Charitable giving & philanthropy Founder/Business Owner Executive Retired HENRY (High Earners, Not Rich Yet) Approaching retirement
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Derek M

Series 66

Uniontown, PA

Edward Jones

Derek Murray is a financial advisor at Edward Jones with two years of industry experience. He holds the Series 66 designation and previously worked in various roles including positions at Tristar Motors and University Motors. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients with a range of investment strategies, including discretionary wrap fee programs and separately managed accounts. The firm manages approximately $1.01 trillion in assets and is noted for its extensive advisor and branch network as well as affiliated services such as a trust company and securities-based lending.

Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) General retirement planning Wealth management Retired Founder/Business Owner Executive
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Randal F

Series 63, Series 65

Hopwood, PA

LPL Financial

Randal Fields is a financial advisor at LPL Financial with 39 years of industry experience. He holds Series 63 and Series 65 designations and previously worked for Royal Alliance Associates, INC. for 27 years. Outside of his advisory work, he owns the Hopwood Shotokan Karate Club. LPL Financial provides advisory and brokerage services to a diverse client base, including individual investors, retirement plan sponsors, institutions, and high-net-worth households. The firm offers a range of financial planning and investment management solutions supported by an in-house research team and a large network of investment adviser representatives.

Wealth management Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) Tax-loss harvesting Founder/Business Owner Retired
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James G

Series 63, Series 66

California, PA

Edward Jones

James Gwyer is a financial advisor at Edward Jones with 26 years of industry experience. He has held Series 63 and Series 66 designations and has been with Edward Jones since 1999. Outside of his advisory role, Gwyer serves as President of the Bethlehem Center School District board and is a board member for Center in the Woods in Brownsville, Pennsylvania. Edward Jones is a full-service wealth management firm serving individual and institutional clients, including pension plans, corporate clients, and charitable organizations. The firm manages approximately $1.01 trillion in assets with a large network of advisors and branch offices, offering a range of discretionary and non-discretionary investment strategies under a fiduciary standard.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Christopher M

Series 66

Connellsville, PA

LPL Financial

Christopher Mickey is a financial advisor with LPL Financial, holding a Series 66 designation and two years of industry experience. He has previously worked at Waddell & Reed, Inc. and has been involved with Bianco Enterprises, LLC as a business owner. Outside of his advisory role, he serves as choir director and organist for Saint Rita Church of the Roman Catholic Diocese of Greensburg. LPL Financial provides advisory and brokerage services to a diverse client base, including individual investors, retirement plan sponsors, institutions, and high-net-worth households. The firm offers a range of investment solutions supported by an in-house research team and combines large-scale advisory operations with various non-advisory product offerings.

Wealth management Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) Tax-loss harvesting Founder/Business Owner Retired
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Edward C

Series 63, Series 65

Lemont Furnace, PA

OSAIC

Edward Capuzzi Jr. is a financial advisor with OSAIC, holding Series 63 and Series 65 licenses and bringing 30 years of industry experience. He previously worked at SagePoint Financial, Inc. for 14 years before joining OSAIC in 2023. Outside of his advisory role, he serves as a board member of the Community Foundation of Fayette County. OSAIC is an SEC-registered investment adviser and FINRA member broker-dealer that provides advisory and brokerage services to a diverse client base, including individual investors, pension plans, corporations, and charitable organizations. The firm utilizes a technology-driven investment process incorporating asset allocation, portfolio optimization, and offers access to a wide range of investment products and third-party managers.

Annuities Founder/Business Owner Executive Retired
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Justin R

Series 63, Series 66

Hopwood, PA

LPL Financial

Justin Revak is a financial advisor with LPL Financial, holding Series 63 and Series 66 licenses and 14 years of industry experience. His prior roles include positions at Cetera, First National Bank of PA, and Key Investment Services. He is also involved with Fields Financial Services, a DBA related to his LPL business. LPL Financial provides advisory and brokerage services to a wide range of clients, including individual investors, retirement plan sponsors, institutions, and high-net-worth households, offering diverse investment solutions supported by an in-house research team and a large network of investment adviser representatives.

Wealth management Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) Tax-loss harvesting Founder/Business Owner Retired
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Max H

Series 63

Connellsville, PA

Cambridge Investment Research Advisors

Max House Jr. is a financial advisor with Cambridge Investment Research Advisors and holds a Series 63 designation. He has 41 years of industry experience, including 18 years at Trustmark Financial Group and eight years with Cambridge. Outside of his advisory role, he serves as president of the Connellsville Chamber of Commerce and is a board member of Highlands Hospital and the FayPenn Economic Development Council. He is also the owner of House Financial LLC. Cambridge Investment Research Advisors serves a diverse client base including individual investors, retirement plans, charitable organizations, and pension/profit-sharing plans through a large network of independent financial professionals. The firm offers financial planning, portfolio management, and retirement plan advisory services, utilizing multiple account platforms and third-party sub-advisers.

Retirement income strategy Retirement plans for business owners (SEP, solo 401k) Annuities Retired Founder/Business Owner Executive
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Karen G

Series 66

Smock, PA

Thrivent Investment Management

Karen Gould is a Series 66 credentialed financial advisor with 17 years of industry experience, currently with Thrivent Investment Management. She has been with Thrivent Financial for Lutherans and Thrivent Investment Management since 2008. Outside of her advisory role, she serves as the Handbell Choir Director at St. Paul’s Lutheran Church. Thrivent Investment Management provides Dedicated Planning Services to individuals, families, businesses, and nonprofit clients, focusing on goal-based analyses and written recommendations across a broad range of financial topics. The firm combines planning with managed-account programs under a consolidated billing option while maintaining separate services.

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