Edward Helm Jr. is a financial advisor at Emerald Haven Investments Corp in Albemarle, NC, holding Series 63 and Series 65 licenses with 14 years of industry experience. He has been with Emerald Haven Investments Corp since 2011. Emerald Haven Investments provides financial and retirement planning as well as discretionary wealth management services to individuals, employee benefit plans, trusts, estates, charitable organizations, and businesses. The firm uses client interviews to develop investment policy statements and manages portfolios across various risk profiles, employing asset allocation based on fundamental analysis of mutual funds, ETFs, and individual equities.

Hayden Hicks is a financial advisor at Uwharrie Investment Advisors, Inc. with two years of industry experience. He holds the Series 66 designation and previously worked at The Prudential Insurance Company of America and Pruco Securities LLC. Outside of his financial advisory role, he serves as an elected member of the Town of Denton Board of Commissioners. Uwharrie Investment Advisors is a multi-team SEC-registered firm managing approximately $278 million in discretionary assets. The firm serves individuals, retirement plans, trusts, foundations, and corporations, providing discretionary portfolio management and financial planning with an investment approach based on Modern Portfolio Theory and oversight by an Investment Committee.

Misty Thornburg is a financial advisor at Uwharrie Investment Advisors, Inc. with 25 years of industry experience. She holds a Series 66 designation and has been associated with The Strategic Alliance Corporation since 2008. Thornburg serves on the board of the Stoney Run Homeowners Association. Uwharrie Investment Advisors is a multi-team SEC-registered firm managing approximately $278 million in discretionary assets. The firm serves individuals, retirement plans, trusts, foundations, charitable organizations, and corporations, offering discretionary portfolio management and financial planning with an investment approach based on Modern Portfolio Theory and oversight by an Investment Committee.

Kyle Eudy is a CFP® professional with 17 years of industry experience, currently serving at Uwharrie Investment Advisors, Inc. He has been with Private Client Services LLC since 2012 and holds multiple securities licenses including Series 63 and Series 65. Outside of his advisory work, Eudy is involved in community service as a board member of the John P. Murray Community Care Clinic and South Piedmont Community College Foundation, and he is a part-owner of a baseball and softball practice facility. Uwharrie Investment Advisors is a multi-team SEC-registered firm managing approximately $278 million in discretionary assets. The firm serves individuals, retirement plans, trusts, foundations, charitable organizations, and corporations, offering discretionary portfolio management and financial planning with an investment approach grounded in Modern Portfolio Theory and oversight by an Investment Committee.

Joanne Burleson is a financial advisor with Uwharrie Investment Advisors, Inc. She holds a Series 66 designation and has 16 years of industry experience. Her work history includes roles at Private Client Services LLC, Strategic Investment Advisors, and Uwharrie Capital Corp. Uwharrie Investment Advisors is a multi-team SEC-registered firm managing approximately $278 million in discretionary assets. The firm serves individuals, retirement plans, trusts, foundations, charitable organizations, and corporations, offering discretionary portfolio management, financial planning, and retirement plan consulting with an investment process based on Modern Portfolio Theory and oversight by an Investment Committee.

Michael Harwood is a financial advisor at Uwharrie Investment Advisors, Inc. with 22 years of industry experience. He holds a Series 66 designation and has worked at Private Client Services LLC, Strategic Investment Advisors, and Bank of Stanly. Outside of his advisory role, he serves on the Stanly County Airport Authority board and is vice-chairman of the CHS Stanly hospital advisory council, as well as chairman of a local nonprofit economic development organization. Uwharrie Investment Advisors is a multi-team SEC-registered firm managing approximately $278 million in discretionary assets for individuals, retirement plans, trusts, foundations, and corporations. The firm employs asset allocation based on Modern Portfolio Theory, uses documented investment policy statements, and offers discretionary portfolio management with oversight from an Investment Committee and Chief Compliance Officer.

Robert Brannan is a financial advisor at Uwharrie Investment Advisors, Inc. with 13 years of industry experience. He holds a Series 66 designation and has worked at Private Client Services LLC since 2012 and Uwharrie Capital Corp since 2008. Outside of his advisory role, he serves as Executive Vice President of Uwharrie Bank and holds leadership positions in several local nonprofit organizations, including the Central North Carolina Council Boy Scouts and the Concord Rotary Club Foundation. Uwharrie Investment Advisors is a multi-team SEC-registered firm managing approximately $278 million in discretionary assets for individuals, retirement plans, trusts, foundations, charities, and corporations. The firm employs an investment process based on Modern Portfolio Theory, with discretionary portfolio management and oversight by an Investment Committee, offering both internally managed and external sub-advisor strategies.

Carl Grubb is a financial advisor at Uwharrie Investment Advisors, Inc. with four years of industry experience. He holds the Series 66 designation and has previously worked at R.H. Barringer and in various roles outside finance, including at Devils Backbone Brewing. Grubb serves as President of the Board of Directors for the Carl & Linda Grubb Family YMCA and represents the organization on its regional association board. Uwharrie Investment Advisors is a multi-team SEC-registered firm managing approximately $278 million in discretionary assets. The firm serves individuals, retirement plans, trusts, foundations, and corporations, offering portfolio management, financial planning, and retirement consulting with an investment process based on Modern Portfolio Theory and oversight by an Investment Committee.

Roger Dick is a financial advisor with Uwharrie Investment Advisors, Inc., holding Series 63 and Series 65 credentials and over 30 years of industry experience. He has worked with The Strategic Alliance Corporation since 1994 and Bank of Stanly since 1983. Outside of his advisory roles, he serves on the Pfeiffer College Board of Trustees, participating in the investment committee and working with the endowment portfolio, and he chairs the Stanly County Community Foundation’s advisory board. Uwharrie Investment Advisors is a multi-team SEC-registered firm managing approximately $278 million in discretionary assets for individuals, retirement plans, trusts, foundations, charitable organizations, and corporations. The firm employs an investment approach grounded in Modern Portfolio Theory with oversight by an Investment Committee, offering discretionary portfolio management across multiple asset classes alongside financial planning and retirement consulting services.

Thomas Wall is a financial advisor at Uwharrie Investment Advisors, Inc. with four years of industry experience. He holds Series 63 and Series 66 credentials and previously worked at Ally Invest Advisors and State Employees Credit Union. Uwharrie Investment Advisors is a multi-team SEC-registered firm managing approximately $278 million in discretionary assets for individuals, retirement plans, trusts, and institutions. The firm provides discretionary portfolio management and financial planning, emphasizing asset allocation based on Modern Portfolio Theory and oversight by an Investment Committee.

Kelly Smith is a financial advisor with Uwharrie Investment Advisors, Inc. in Albemarle, NC, holding a Series 66 designation and five years of industry experience. Prior to joining Uwharrie Investment Advisors in 2020, Smith worked at Uwharrie Bank from 2013 to 2020. Uwharrie Investment Advisors is a multi-team SEC-registered firm managing approximately $278 million in discretionary assets for individuals, retirement plans, trusts, foundations, and corporations. The firm employs a Modern Portfolio Theory-based investment process with discretionary portfolio management and offers a range of services including financial planning, retirement plan consulting, and access to both internal and external investment managers.

Christy Stoner is a financial advisor at Uwharrie Investment Advisors, Inc. with 35 years of industry experience. She holds Series 63 and Series 65 licenses and has been associated with The Strategic Alliance Corporation, Bos Financial Corp, and Robert Thomas Securities Inc. since 1991. Outside of advising, she serves as an executive vice president at Uwharrie Bank and is involved with the Uwharrie Capital Corp Community Foundation. Uwharrie Investment Advisors is a multi-team SEC-registered firm managing approximately $278 million in discretionary assets. The firm provides portfolio management and financial planning services to individuals, retirement plans, trusts, foundations, and corporations, emphasizing asset allocation based on Modern Portfolio Theory and oversight by an Investment Committee. Its ownership structure includes affiliations with a community bank, broker-dealer, and insurance agency.

Velinda Bost is a financial advisor with Uwharrie Investment Advisors, Inc. in Albemarle, NC, holding Series 63 and Series 66 credentials and bringing 19 years of industry experience. Her prior experience includes roles at LPL Financial, LLC and Fidelity Investments. Uwharrie Investment Advisors is a multi-team SEC-registered firm managing approximately $278 million in discretionary assets, serving individuals, retirement plans, trusts, foundations, charitable organizations, and corporations. The firm emphasizes asset allocation based on Modern Portfolio Theory and manages portfolios on a discretionary basis with oversight from an Investment Committee and Chief Compliance Officer.

Jennifer Morehead is a Series 66-licensed financial advisor at Uwharrie Investment Advisors, Inc. with 11 years of industry experience. She has worked at Private Client Services, LLC and Strategic Investment Advisors since 2014. Uwharrie Investment Advisors is a multi-team SEC-registered firm managing approximately $278 million in discretionary assets. It serves individuals, retirement plans, trusts, foundations, charitable organizations, and corporations, offering discretionary portfolio management across various asset classes along with financial planning and retirement plan consulting.

Bryson Childress is a financial advisor at Uwharrie Investment Advisors, Inc. in Albemarle, NC, holding a Series 66 designation with approximately one year of experience. His prior work includes roles at Compass Group - Canteen from 2024 to 2026 and Private Client Services from 2026 onward. Uwharrie Investment Advisors, Inc. is an SEC-registered multi-advisor firm managing roughly $338 million for about 837 clients through a team of 16 advisors. The firm uses an asset-allocation approach based on Modern Portfolio Theory and offers discretionary portfolio management, retirement plan consulting, limited financial planning, and legacy position management.

Brooke Senter is a financial advisor at Uwharrie Investment Advisors, Inc. with 20 years of industry experience. She holds a Series 66 designation and has worked at multiple related firms including Uwharrie Bank, Uwharrie Capital Corp, and The Strategic Alliance Corporation. Outside of her advisory role, she serves as treasurer for Custom Doors, Inc., a family business, and holds several community and nonprofit board positions including roles with the Stanly Community Foundation and UCC Community Foundation. Uwharrie Investment Advisors is a multi-team SEC-registered firm managing approximately $278 million in discretionary assets. The firm serves individuals, retirement plans, trusts, foundations, and corporations, offering discretionary portfolio management across various asset classes along with financial planning and retirement consulting. Its investment approach emphasizes asset allocation based on Modern Portfolio Theory, with oversight from an Investment Committee and compliance officers, and it operates as a wholly owned subsidiary of Uwharrie Capital Corp alongside affiliated financial entities.

David Gaskin is a financial advisor with Uwharrie Investment Advisors, Inc. He holds the ChFC® designation and Series 66 license, and has 25 years of industry experience. His prior work includes roles at Private Client Services LLC, Bank of Stanly, and Strategic Investment Advisors. Outside of his advisory work, he serves on the board of Randolph Friends of the Zoo, assisting with fundraising and organizing an annual auction, and is active in the Randolph Rotary Club, where he serves as president and oversees fundraising and community service projects. Uwharrie Investment Advisors is a multi-team SEC-registered firm managing approximately $278 million in discretionary assets for individuals, retirement plans, trusts, foundations, and corporations. The firm emphasizes asset allocation based on Modern Portfolio Theory, offers discretionary portfolio management across multiple asset classes, and operates within a group structure that includes a community bank, broker-dealer, and insurance agency.

Frank Sparger is a financial advisor with StoneX Advisors Inc. in Albemarle, NC, holding Series 63 and Series 65 credentials and bringing 37 years of industry experience. He previously worked at Capital Guardian Wealth Management, LLC and Capital Guardian, LLC. Sparger serves as a board member of the Stanly Community College Foundation, participating in fundraising activities. StoneX Advisors Inc. serves individuals, corporations, retirement plans, and charitable organizations by providing portfolio management, financial planning, ERISA plan consulting, and related services through independent advisors and an in-house Private Client Group. The firm uses a variety of model-based and third-party manager solutions supported by platforms such as Envestnet and Advyzon.

Jason Hann is a financial advisor with Credit Union Investment Services in Albemarle, NC, holding Series 63 and Series 65 credentials and 13 years of industry experience. He has worked with Secu Life Insurance Company, Members Trust Company, Secu Brokerage Services, and State Employees' Credit Union since 2004. Outside of advisory roles, he serves as a financial services officer at State Employees' Credit Union, providing financial services to eligible members. Credit Union Investment Services serves primarily individual investors in North Carolina, offering non-discretionary portfolio management, retirement and financial planning, and a wrap-fee program. The firm emphasizes low-cost, index-based mutual funds and ETFs, fixed-income products, and a goals-based, long-term planning approach, with salaried adviser representatives who provide recommendations while clients retain decision-making authority.

Stephen Eudy is a financial advisor with Credit Union Investment Services, holding Series 63 and Series 65 licenses and possessing nine years of industry experience. He has been affiliated with Credit Union Investment Services and related entities since 2017 and currently serves as a Trust Representative at Members Trust Company. Outside of his financial services roles, he is involved with TLC at Home, a medical services organization, where he serves as a signer. Credit Union Investment Services serves North Carolina residents, primarily individual investors, offering non-discretionary portfolio management, retirement and financial planning, and a wrap-fee program. The firm emphasizes recommendations of low-cost, index-based mutual funds and ETFs, and its advisers are salaried employees of the parent credit union, with clients retaining full decision-making authority.

Andrea Gutierrez is a financial advisor with PNC Wealth Management in Albemarle, NC, holding Series 63 and Series 65 licenses and five years of industry experience. Her background includes roles at PNC Investments, Private Client Services, Uwharrie Investment Advisors, TIAA, and TIAA-CREF. PNC Wealth Management offers retail brokerage and advisory services through model-based programs, including an invitation-only digital portfolio solution that uses algorithm-driven risk assessment and discretionary management with mutual funds and ETFs.

Daniel Potts is a financial advisor with Capital Analysts in Albemarle, NC, holding Series 63 and Series 65 licenses and having 10 years of industry experience. He previously worked at Lincoln Investment and Horace Mann Companies. Potts serves as CEO of Potts Financial Services, a life and fixed annuities sales and service agency, and is a board member of Communities in School Rowan, assisting with fundraising efforts. Capital Analysts provides advisory services to a diverse client base, including individuals, high-net-worth clients, charitable organizations, and institutional investors. The firm combines an in-house investment management and research team that constructs model portfolios with advisor-level consulting, offering a range of portfolios across mutual funds, ETFs, and stock models with discretionary and non-discretionary management options.

Kimberly Carpenter is a financial advisor with First Citizens Investor Services, Inc. in Albemarle, NC, holding Series 63 and Series 65 licenses and bringing 26 years of industry experience. She has been with First Citizens Investor Services since 2005. Outside of her advisory role, Kimberly works as an aerobic instructor at the YMCA in Albemarle. First Citizens Investor Services, Inc. offers investment advisory and brokerage services to a diverse clientele, including individuals, trusts, estates, charitable organizations, pension plans, and business entities. The firm combines IAR-led client assessments with a variety of portfolio management approaches, including discretionary management and third-party managers, supported by technology-driven solutions and tax-aware services.

Douglas Rucki is a financial advisor with Lincoln Investment in Albemarle, NC, holding Series 63 and Series 65 licenses and 15 years of industry experience. He has been with Lincoln Investment Planning, Inc. since 2011. In addition to advisory services, he is also licensed to sell life insurance and fixed annuities. Lincoln Investment is an SEC-registered investment adviser and broker-dealer managing approximately $18.9 billion in assets with a network of nearly 900 advisors. The firm serves individuals, employers, retirement plan participants, charitable organizations, corporations, and other advisers, offering financial planning, custom and model portfolios, third-party manager access, and brokerage and insurance products.

Charles Roberts Jr. is a financial advisor with Lincoln Investment in Pineville, NC, holding Series 63 and Series 65 licenses and 24 years of industry experience. He previously worked at Principal Securities Inc., The Prudential Insurance Company of America, and LPL Enterprise, and operated Roberts Financial Group as a DBA for his LPL business. Lincoln Investment is an SEC-registered investment adviser and broker-dealer managing approximately $18.9 billion in assets with a network of nearly 900 advisors. The firm serves individuals, employers, retirement plan participants, charitable organizations, corporations, and other registered investment advisers, offering a range of financial planning and investment management services through both advisor-managed and programmatic approaches.

Ryan Bohnenkamp is a financial advisor at Empower Advisory Group with four years of industry experience. He holds the Series 63 and Series 66 designations. Prior to joining Empower Financial Services, he worked at Charles Schwab from 2020 to 2022 and has held roles in various other industries including healthcare and telecommunications. Empower Advisory Group provides financial planning and investment management primarily to employer-sponsored retirement plan sponsors and their participants, as well as retail brokerage clients. The firm’s integrated approach ties financial planning and managed account solutions to Empower’s recordkeeping and administrative platforms.

William Robinson is a financial advisor with Lincoln Investment, holding Series 63 and Series 65 licenses and bringing 32 years of industry experience. He has been with Lincoln Investment Planning, Inc. since 2005 and has owned Zodiac Enterprises Inc., a life insurance sales and training firm, since 1989. Robinson serves as chairman of the board of directors at Chun University, an organization focused on music and religious education, and is a trustee at Stanly Community College. Lincoln Investment is an SEC-registered investment adviser and broker-dealer with approximately $18.9 billion in assets under management and a network of nearly 900 advisors. The firm serves individual investors, employers, retirement plan participants, charitable organizations, corporations, and other registered investment advisers, offering financial planning, custom and model portfolios, third-party manager access, and ERISA retirement plan advice.

Darhyl Pulley II is a financial advisor with Capital Analysts in Albemarle, NC, holding Series 63 and Series 65 credentials and bringing 21 years of industry experience. He has been associated with Lincoln Investment Planning, Inc. since 2007. Outside of his advisory role, Pulley is involved in entrepreneurial activities, including serving as president of Monarch Coffee, Inc., a prospective coffee shop business. Capital Analysts provides advisory services to a diverse client base, including individuals, high-net-worth clients, and institutional organizations, managing approximately $8.9 billion in assets. The firm combines in-house investment research with advisor-level consulting to offer a range of portfolios, employing quantitative screening and proprietary fund lists in its investment process.

Tracey Hayes is a ChFC® and Series 66 licensed financial advisor with 14 years of industry experience. She has been with Edward Jones in Albemarle, NC since 2011. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm manages approximately $1.01 trillion in assets and offers a range of advisory programs, including discretionary and non-discretionary strategies, separately managed accounts, and affiliated mutual funds.

Patrick Foley is a CFP® with 33 years of industry experience and has been with Edward Jones since 2012. He is based in New London, NC. Outside of his advisory role, he is a managing member of a real estate holding company. Edward Jones is a full-service wealth management firm serving millions of individual and institutional clients, offering a range of advisory programs, discretionary and non-discretionary strategies, and affiliated investment products, supported by a large nationwide network of advisors and branch offices.

Bruce Sanborn is a financial advisor with LPL Financial, holding Series 63 and Series 65 licenses and bringing 32 years of industry experience. He has been with LPL Financial, including its predecessor LINSCO/PRIVATE LEDGER CORP., since 2001. Outside of his advisory role, he is involved in selling fixed insurance products through F&M Insurance Agency in Granite Quarry, NC. LPL Financial offers advisory and brokerage services to a diverse client base, including individual investors, retirement plan sponsors, institutions, and high-net-worth households. The firm provides a range of delivery options supported by in-house research and model portfolios, combining large-scale advisory operations with insurance and lending products.

Andrew Ricciarelli is a financial advisor with Edward Jones in Mt Pleasant, NC. He holds a Series 66 designation and joined Edward Jones in 2025. Prior to his current role, he worked at American Cedar & Millwork and Pella Carolina Inc. Edward Jones is a full-service wealth management firm serving more than four million individual and institutional clients. The firm offers a range of advisory programs, including managed solutions and separately managed accounts, and manages approximately $1.01 trillion in assets across a nationwide network of over 23,000 advisors.

Jerry Barrier is a financial advisor with Cetera, holding Series 63 and Series 65 licenses and bringing 35 years of industry experience. He has worked with Avantax in various capacities from 1990 to 2025 and has operated Small Business Solutions since 2004, providing accounting and tax preparation services. Cetera Investment Advisers serves a diverse client base including individual, high-net-worth, institutional, and retirement-plan clients through a network of over 6,800 advisors. The firm offers a range of portfolio management, financial planning, and fiduciary services, utilizing advisor-managed accounts, model portfolios, and third-party solutions.

Patrick Dunston is a CFP® with 12 years of industry experience and has been with Edward Jones since 2013. He is based in New London, NC. Outside of his advisory role, he is a member of Mallard Pig LLC, an entity intended to potentially hold real estate property. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients with approximately $1.01 trillion in assets under management. The firm offers a range of discretionary and non-discretionary investment strategies, tax-efficient services, and operates under a fiduciary standard.

Andrew Rose is a financial advisor with LPL Financial, holding Series 63 and Series 65 licenses and bringing 29 years of industry experience. Prior to joining LPL Financial in 2022, he worked at Wells Fargo Advisors and Wells Fargo Clearing Services LLC from 2009 to 2022. Outside of his advisory work, he is involved in a ticket reselling business based in Charlotte, NC. LPL Financial provides advisory and brokerage services to a diverse client base, including individual investors, retirement plan sponsors, institutions, and high-net-worth households. The firm offers a wide range of investment solutions supported by an in-house research team and combines large-scale advisory operations with various non-advisory product offerings.

Lauren Chandler is a financial advisor with LPL Financial and holds a Series 66 designation. She has four years of industry experience, including roles at F&M Investment Services and prior positions in education and legal support. LPL Financial provides advisory and brokerage services to a diverse client base, including individual investors, retirement plans, institutions, and charities. The firm offers a range of investment solutions supported by an in-house research team and combines large-scale advisory operations with a variety of non-advisory financial products.

Patrick Hynes is a financial advisor with Edward Jones in Albemarle, NC, holding Series 63, Series 65, and Series 66 licenses and over 34 years of industry experience. His prior work includes positions at LPL Financial, Global Atlantic Financial Company, and Forethought Distributors. He has been with Edward Jones since 2020. Edward Jones is a full-service wealth management firm serving more than four million individual and institutional clients. The firm manages approximately $1.01 trillion in assets through a broad network of advisors and offers a range of advisory programs, including discretionary and non-discretionary strategies, separately managed accounts, and affiliated mutual funds.

Michael Wright is a CFP® professional with 29 years of industry experience, currently serving as a financial advisor at Ameriprise since 2020. He previously worked at Ameriprise Financial Services, Inc. from 2009 to 2020. Ameriprise offers a retirement-income planning service designed for individuals with significant investable assets, providing detailed recommendation reports that address income sources, Social Security options, and tax-smart withdrawal strategies. The firm combines research, modeling, and tax-efficiency analysis to deliver personalized, non-discretionary retirement income recommendations.

Melissa Ray is a financial advisor with LPL Financial in Mount Pleasant, NC, holding a Series 66 designation and 20 years of industry experience. She has worked at LPL Financial since 2018 and previously held roles at Mass Mutual Investors Services and MSI Financial Services, Inc. LPL Financial provides advisory and brokerage services to a diverse client base including individual investors, retirement plan sponsors, institutions, charities, and high-net-worth households. The firm offers a range of investment solutions supported by an in-house research team and a large network of investment adviser representatives.