Harvey Little is a CFP® with 15 years of industry experience, currently serving as the sole advisor at WH Wealth Management LLC since 2021. He previously operated Harvey R Little Jr Financial Services for 15 years and maintains a licensed insurance producer role with Harvey R Little Jr Insurance Services. Outside of financial advising, he is involved in residential and commercial real estate management through several related entities. WH Wealth Management LLC provides investment advisory services and financial planning to individuals, families, and small business owners. The firm employs a blend of fundamental and technical analysis, focusing on mutual funds, low-cost index funds, and ETFs, with account management tailored to clients’ time horizons, net worth, and risk tolerance.

Daniel Prevett is a financial advisor at Stirlingshire Investments with five years of industry experience and holds a Series 65 designation. He previously worked at Capstone Wealth Advisors, Midway University, and Brewton-Parker College. Outside of advisory work, Prevett owns Parallel, LLC, which provides agricultural services including spraying and seeding. Stirlingshire RIA LLC offers discretionary portfolio management to individuals, trusts, and other entities, serving both non‑high-net-worth and high-net-worth clients. The firm employs a range of investment strategies including quantitative, fundamental, and technical analysis, and provides access to diverse investment types through its in-house and third-party models available on the Advyzon AIM marketplace.

George Ridings is a financial advisor with Eagle Strategies (NY Life) based in Richmond, KY, holding Series 63 and Series 65 licenses and bringing 32 years of industry experience. He has been with Eagle Strategies since 2006 and has a longstanding career with New York Life Insurance Company and affiliated entities dating back to 1993. Ridings is active in community and historical organizations, serving as president of the Battle of Richmond Association and holding board positions related to Civil War history and regional development, as well as serving as the 2024 president of the Kentucky State NAIFA. Eagle Strategies LLC provides financial planning, investment advisory, and retirement plan consulting services to individuals, employer-sponsored plans, trusts, charitable organizations, and corporate clients. The firm operates through a large network of advisers and emphasizes client-directed solutions using third-party managers and model portfolios, managing over $25 billion in regulatory assets as of the end of 2024.

Dawn Thompson is a financial advisor at Fifth Third Securities, Inc. with one year of industry experience. She holds Series 63 and Series 65 licenses and has previously worked at Armed Forces Bank and in various roles at Fifth Third Bank. Fifth Third Securities, Inc. provides brokerage and investment advisory services through its Passageway Managed Account Program to individuals, charitable organizations, corporate clients, and institutional investors. The firm offers multiple discretionary managed-account programs combining third-party portfolio managers and advisor-managed sleeves, with features such as direct indexing and tax-overlay services.

Jonathan Daniels is a financial advisor with PNC Wealth Management in Richmond, KY. He holds Series 63 and Series 66 licenses and has 11 years of industry experience. His prior roles include positions at Mass Mutual and Metlife Securities Inc. before joining PNC Investments in 2017. PNC Wealth Management offers retail brokerage and advisory services through several model-based programs, including a discretionary online model account available as an invitation-only pilot for employees. The firm uses algorithm-driven model selection and delegates portfolio implementation to third parties, focusing on mutual funds and ETFs with annual rebalancing.

Mark Spinosa is a CFP® and Series 66 registered advisor with Valic Financial Advisors, based in Richmond, KY, bringing 16 years of industry experience. He has been with Valic Financial Advisors since 2010 and also holds a role at Agia. Outside of his advisory work, Spinosa is involved as a passive investor in various real estate ventures, including real estate syndications and investment LLCs. Valic Financial Advisors primarily serves U.S.-domiciled individual investors, including high-net-worth and ultra-high-net-worth clients, along with corporate and retirement-plan participants. The firm offers discretionary managed-account programs, financial planning, and brokerage services, using Envestnet-developed UMA models to construct client portfolios.

Janie Aispuro is a financial advisor at Fidelity with a Series 66 designation and three years of industry experience. Her prior work includes roles in childcare and education through AmeriCorps Partners for Education and running a childcare business. Strategic Advisers LLC, a Fidelity Investments company, provides investment management and advisory services to a broad client base, utilizing a combination of fundamental research, quantitative analysis, and algorithmic portfolio construction to manage portfolios and deliver model investment solutions.

Justin Priode is a financial advisor with J.P. Morgan Securities, holding Series 63 and Series 66 licenses and bringing 11 years of industry experience. He has been with JPMorgan Chase Bank, N.A. and J.P. Morgan Securities LLC since 2015. J.P. Morgan Securities LLC provides institutional consulting services to corporations, foundations, and defined contribution plan sponsors, offering asset allocation advice, investment manager searches, and customized performance reporting through a team of Wealth Advisors. The firm combines institutional advisory operations with brokerage and investment management capabilities, delivering recommendations on a non-discretionary basis.

William Dilley is a financial advisor with Raymond James Financial in Barboursville, WV, holding a Series 63 designation and 39 years of industry experience. He has worked at Raymond James Financial since 2009 and previously spent nine years at Jones, Monk and Ranson, LLC. Raymond James Financial Services Advisors, Inc. serves a diverse client base including individual investors, high-net-worth and non-HNW clients, pension and profit-sharing plans, charitable organizations, corporations, and government entities. The firm offers financial planning and non-discretionary investment consulting, emphasizing tailored plans developed through client interviews and risk profiling, with a distinctive focus on non-discretionary advisory services supported by a broad affiliate network.

Rachel Miracle is a financial advisor at Fidelity with two years of industry experience. She holds Series 63 and Series 66 designations. Prior to joining Fidelity in 2022, she worked at Walmart and Red Lobster. She is also a published author. Strategic Advisers LLC, a Fidelity Investments company, provides investment management and advisory services to retail and institutional clients, including registered investment companies, using a proprietary investment process that combines fundamental research, quantitative analysis, and algorithmic portfolio construction.

Sarah Spurlock is a financial advisor at Thrivent Investment Management with one year of industry experience. She holds the Series 66 designation and has previously worked at Northwestern University and the Institute of International Education. Outside of her advisory role, she was involved with Rail Explorers. Thrivent Investment Management provides Dedicated Planning Services to individuals, families, businesses, and nonprofit clients. The firm offers holistic, goal-based analyses and allows clients to combine planning with managed-account programs under a consolidated billing option called “WealthPlan,” while keeping these services separate.

Jamie Little is a financial advisor with Primerica Advisors in Richmond, KY, holding Series 63 and Series 65 credentials. She has two years of industry experience and has been with Primerica Advisors since 2023, following roles at Primerica Financial Services and prior experience outside the financial sector. Primerica Advisors provides discretionary asset management through its Lifetime Investment Program, serving individual and high-net-worth clients with model-delivery strategies and a limited number of separately managed account options. The firm uses third-party asset managers and offers a tiered wrap-fee structure rather than fixed-fee billing.

Jerry Catlett is a financial advisor with LPL Financial in Harrodsburg, KY, holding a Series 63 designation and bringing 40 years of industry experience. He has been with LPL Financial since 2004. Outside of his advisory role, Catlett serves as a planning commissioner on the Mercer County Kentucky Planning and Zoning Commission. LPL Financial provides advisory and brokerage services to a diverse client base, including individual investors, retirement plan sponsors, institutions, and high-net-worth households. The firm offers a range of investment solutions supported by an in-house research team and delivers services through a large network of investment adviser representatives.

William Shaffer is a financial advisor with Edward Jones in Richmond, KY, holding Series 63 and Series 66 designations and 25 years of industry experience. He has been with Edward Jones since 2000. Outside of his advisory role, he serves as Board Chair for First Christian Church in Richmond and is President of BASK, LLC. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients, managing approximately $1.01 trillion in assets. The firm provides a range of advisory strategies and affiliated investment products supported by a large network of financial advisors and branch offices nationwide.

Kenneth Tindall is a CFP® professional with 17 years of experience in the financial industry. He has been with Edward Jones since 2008. Outside of his advisory role, he is the owner of a commercial rental property business operating through Extra Inning, LLC. Edward Jones is a full-service wealth management firm serving individual and institutional clients, including households, pension plans, corporate clients, and charitable organizations. The firm manages approximately $1.01 trillion in assets and offers a range of advisory programs and investment strategies supported by a nationwide network of over 23,000 financial advisors.

Christopher Menser is a financial advisor with Edward Jones in Richmond, KY, holding Series 63 and Series 66 licenses and 18 years of industry experience. He has been with Edward Jones since 2017 and previously worked at Investment Professionals Inc from 2013 to 2017. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients, including households of varying net worth, pension plans, corporate clients, and charitable organizations. The firm manages approximately $1.01 trillion in assets under management and offers a range of advisory strategies, including discretionary and non-discretionary wrap fee programs, separately managed accounts, and affiliated mutual funds, operating under a fiduciary standard.

Rickie Miller is a financial advisor at Edward Jones in Richmond, KY, holding Series 63 and Series 66 licenses with eight years of industry experience. He has been with Edward Jones since 2013. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients, with approximately $1.01 trillion in assets under management. The firm offers a range of advisory programs, including discretionary and non-discretionary wrap fee strategies, separately managed accounts, and affiliated mutual funds, operating under a fiduciary standard.

Rachel Hooker is a financial advisor with Thrivent Investment Management in Richmond, KY, holding a Series 66 designation and nine years of industry experience. She has worked at Thrivent Financial since 2016 and previously worked in education and healthcare. Outside of her advisory role, Hooker serves on the board and finance committee of Habitat for Humanity in Madison and Clark Counties and is secretary of Leadership Madison County. Thrivent Investment Management provides Dedicated Planning Services to individuals, families, businesses, and nonprofits, delivering goal-based analyses and written recommendations on a broad range of financial topics without discretionary trading authority or institutional portfolio management.

Amber Middleton is a financial advisor at Edward Jones with five years of industry experience. She holds a Series 66 designation and has worked at Edward Jones since 2019. Prior to her current role, she was employed at Servpro and MESA of TeamHealth. Middleton also teaches a community education course as adjunct faculty at Eastern Kentucky University. Edward Jones is a full-service wealth management firm serving individual and institutional clients, including household and corporate accounts. The firm offers a range of advisory programs and investment options, supported by a large nationwide network of financial advisors and branch offices.

Myron Fisher is a financial advisor with Ameriprise in Richmond, KY, holding Series 63 and Series 65 licenses and bringing 25 years of industry experience. His prior experience includes ten years at Cetera Financial Specialists LLC and over three decades at Baldwin CPAs, PLLC, where he was involved in tax preparation and client management. He serves on the Board of Directors of Madison Airport Board, Inc. Ameriprise offers retirement-income planning services primarily for individuals approaching or in retirement with significant investable assets, combining research-driven modeling and tax-efficient strategies to generate personalized recommendation reports. The firm provides a broad range of advisory, brokerage, and insurance solutions through its affiliated entities.

Lucas Meadors is a financial advisor at J.P. Morgan Securities with seven years of industry experience. He holds the Series 63 and Series 66 licenses and has worked at JPMorgan Chase Bank, N.A. and Mass Mutual Investors Services. Outside of finance, he was involved with Topseed Tennis Club for five years. J.P. Morgan Securities LLC provides institutional consulting services to corporations, foundations, and defined contribution plan sponsors, offering asset allocation advice, investment manager searches, and customized performance reporting through a select group of Wealth Advisors.

Allison Shaffer is a financial advisor at Edward Jones in Richmond, KY, holding a Series 66 designation with one year of industry experience. Her work history includes roles at Boone Creek Outdoors and participation in the Kentucky Governor's Scholars Program. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients, offering a range of discretionary and non-discretionary investment strategies supported by a large network of financial advisors and branch offices nationwide.

Dennis Gilbert is a financial advisor with Edward Jones in Berea, KY, holding a Series 66 designation and six years of industry experience. Prior to joining Edward Jones in 2019, he worked at Keller Williams Legacy Group, Employbridge - ResourceMFG, and Belk Department Stores. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm manages approximately $1.01 trillion in assets through a nationwide network of more than 23,700 financial advisors and offers a range of discretionary and non-discretionary investment strategies under a fiduciary standard.

Erik Flaig is a financial advisor with LPL Financial based in Berea, KY, holding Series 63 and Series 66 licenses and bringing 32 years of industry experience. His prior roles include positions at J.P. Morgan Securities and Community Trust Bank. Outside of his advisory work, he manages Flaig Farm, where he farms cattle and breeds dogs. LPL Financial provides advisory and brokerage services to a diverse client base, including individual investors, retirement plan sponsors, institutions, and high-net-worth households. The firm offers a range of investment solutions supported by an in-house research team and combines large-scale advisory operations with non-advisory product offerings.

Amara Ferguson is a financial advisor at J.P. Morgan Securities with 20 years of industry experience. She holds Series 63 and Series 66 designations and has worked at J.P. Morgan Securities since 2012. Outside of her advisory role, she is a partner in Galo Combatives Group, a defensive training business. J.P. Morgan Securities LLC provides institutional consulting services to corporations, foundations, and defined contribution plan sponsors, offering asset allocation advice, investment manager searches, and customized performance reporting through a select group of Wealth Advisors. The firm combines large institutional advisory operations with brokerage and investment management capabilities, delivering recommendations on a non-discretionary basis.

Michael Estes is a financial advisor with Raymond James Financial in Richmond, KY, holding Series 63 and Series 66 licenses and bringing 23 years of industry experience. His prior roles include positions at Ameriprise Financial Services, Inc., Kentucky Bank, and Investment Professionals, Inc. He is also an associate at Stock Yards Financial Services and Stock Yards Investment Services, where he provides advice and investment products to bank customers. Raymond James Financial Services Advisors, Inc. serves a diverse client base including individual investors, high-net-worth clients, pension plans, and institutional entities. The firm offers financial planning and non-discretionary investment consulting, with a distinctive emphasis on advisory and implementation-support services rather than discretionary management.

Matthew Cox is a financial advisor at Osaic with 29 years of industry experience. He holds Series 63 and Series 66 licenses and has previously worked at SagePoint Financial, Inc. and Next Financial Group Inc. He is also the owner of Rockcastle Wealth Management, through which he provides investment services, and holds an insurance agent position offering life, health, and long-term care policies. Osaic Wealth, Inc. is a large SEC-registered investment adviser and FINRA member broker-dealer serving a diverse client base that includes individual investors, pension plans, corporations, and charitable organizations. The firm combines risk-tolerance assessments with advanced asset-allocation and portfolio optimization tools, offering a broad range of investment options and access to multiple custodial platforms.

James Scully is a financial advisor with LPL Financial in Berea, Kentucky, holding Series 63 and Series 66 licenses and bringing 19 years of industry experience. He has been with LPL Financial since 2010. He also operates a d.b.a., Scully Financial Services. LPL Financial provides advisory and brokerage services to a diverse client base, including individual investors, retirement plan sponsors, institutions, charities, and high-net-worth households. The firm offers a range of financial planning and investment management options supported by an in-house research team and a large network of investment adviser representatives.

David Johns is a financial advisor with Edward Jones in Berea, Kentucky, holding Series 63 and Series 66 designations and bringing 25 years of industry experience. He has been with Edward Jones since 2010. Outside of his advisory role, he serves as President and Director of the Madison County Bombers, Inc., where he participates in decision-making and oversight without involvement in financial handling. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients, offering a range of advisory programs and investment strategies supported by a large nationwide network of advisors and branch offices.

Sean Click is a financial advisor at Edward Jones in Richmond, KY, holding a Series 66 designation with 10 years of industry experience. He has been with Edward Jones since 2016. Outside of his advisory role, he serves as the head football coach for middle school students in Berea, KY, working with 6th through 8th graders and managing coaching staff recruitment. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm offers a range of advisory programs and investment solutions, supported by a large nationwide network of financial advisors and branch offices.

John Short is a financial advisor with LPL Financial in Richmond, KY, holding a Series 63 license and 26 years of industry experience. He has been with LPL Financial since 2004. In addition to his advisory role, he serves as a general agent for fixed life insurance products and is involved in non-variable insurance through multiple affiliated entities. LPL Financial provides advisory and brokerage services to a diverse client base including individual investors, retirement plan sponsors, institutions, and high-net-worth households. The firm offers a range of financial planning and investment management solutions supported by an in-house research team and a large network of investment adviser representatives.