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10 advisors near 40906
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Ancil C
Series 63, Series 65
Williamsburg, KY
Alexander Investment Services Co.
Ancil Collett is a financial advisor with Alexander Investment Services Co. in Williamsburg, KY, holding Series 63 and Series 65 licenses and bringing 25 years of industry experience. He has been with Alexander Investment Services since 2006 and has operated his own independent CPA practice since 1978. Outside of his advisory work, Collett serves as a volunteer treasurer for First Baptist Church in Williamsburg and as a director for Highland Cemetery, both non-investment-related roles. Alexander Investment Services Company provides investment advice and portfolio management to individuals, retirement plans, trusts, charitable organizations, and small businesses. The firm offers a combination of registered investment advisory and broker-dealer services, emphasizing personalized investment agreements and regular client reviews.
Lee P
Series 63, Series 66
Corbin, KY
OSAIC Institutions, INC.
Lee Parks is a financial advisor at OSAIC Institutions, INC. with 17 years of industry experience. He holds Series 63 and Series 66 designations and has worked at Infinex Investments, Inc. since 2011 and Hometown Bank of Corbin from 2008 to 2022. In addition to advisory work, Parks owns a tax preparation business. OSAIC Institutions serves individuals, charitable organizations, corporations, and retirement plans, offering a variety of advisory and brokerage services through customized engagements. The firm’s approach includes fundamental and technical analysis, asset allocation, and access to alternative investments, with a notable emphasis on non-discretionary assets.
Steven P
Series 66
Corbin, KY
OSAIC Institutions, INC.
Steven Phipps is a Series 66-licensed financial advisor with 22 years of industry experience. He is currently affiliated with infinex Investments, Inc. and has prior experience at First National Bank & Trust. Outside of his advisory work, he is a co-owner of Family Venture, LLC, a real estate development and rental business. OSAIC Institutions serves individuals, charitable organizations, corporations, and retirement plans by offering advisory and brokerage services tailored through customized engagements. The firm employs a network of investment adviser representatives who utilize a combination of fundamental and technical analysis and provide access to alternative investments and lending solutions.
Matthew T
Series 66
Corbin, KY
OSAIC Institutions, INC.
Matthew Taylor is a financial advisor at OSAIC Institutions, INC. based in Corbin, KY. He holds a Series 66 designation and has four years of industry experience. His prior work includes roles at Hometown Bank and Mallory Davis State Farm. Outside of advising, he owns Golden Dog Properties, LLC, a rental property business. Osaic Institutions serves individuals, charitable organizations, corporations, and retirement plans, offering advisory and brokerage services through customized engagements and access to alternative investments via the CAIS platform. The firm is noted for its predominantly non-discretionary assets and its integrated broker-dealer/adviser model with extensive banking and credit union relationships.
Gary J
Series 63, Series 65
Corbin, KY
Cetera
Gary Johnson is a financial advisor with Cetera, holding Series 63 and Series 65 licenses and bringing 28 years of industry experience. He has worked primarily with Avantax and currently serves as president of Johnson Financial Group PSC, a tax preparation and accounting firm. Cetera Investment Advisers serves a wide range of individual, high-net-worth, institutional, and retirement-plan clients through a large network of independent advisors, offering portfolio management, financial planning, fiduciary solutions, and access to various third-party money managers and program structures.
Joshua C
Series 63, Series 66
Corbin, KY
Edward Jones
Joshua Curry is a financial advisor at Edward Jones in Corbin, KY, with 18 years of industry experience. He has been with Edward Jones since 2009 and holds Series 63 and Series 66 designations. Outside of his advisory role, he is a member of the Rotary Club of Corbin. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients, offering a range of advisory programs and investment strategies. The firm manages approximately $1.01 trillion in assets and supports its services through a large network of financial advisors and branch offices nationwide.
Kevin F
Series 66
Corbin, KY
Edward Jones
Kevin Flora is a Series 66-licensed financial advisor with Edward Jones in Corbin, KY, and has been with the firm since 2026. Prior to joining Edward Jones, he held positions at FAHE, Inc. and has been involved in multiple entrepreneurial ventures including farm and brand businesses. He is also connected to several private companies such as The Christmas Tree Farm and Kentucky Entrepreneur Group. Edward Jones is a full-service wealth management firm serving over four million clients, including individuals and institutions. The firm offers a variety of advisory programs and investment solutions supported by a large network of financial advisors and branch offices nationwide.
Sara D
ChFC®, Series 66
Corbin, KY
Edward Jones
Sara Davis is a financial advisor with Edward Jones in Corbin, KY, holding the ChFC® designation and Series 66 license, with eight years of industry experience. Prior to joining Edward Jones in 2018, she worked at Matilda Jane Clothing and the Social Security Administration. Outside of her advisory role, she helps manage operations for a rental property business in Williamsburg, KY. Edward Jones is a full-service wealth management firm serving individual and institutional clients with a range of investment strategies and affiliated services, supported by a nationwide network of over 23,000 advisors and $1.01 trillion in assets under management.
Steven C
Series 65, Series 66
Williamsburg, KY
Raymond James Financial
Steven Coyne is a financial advisor with Raymond James Financial Services Advisors Inc. He holds Series 65 and Series 66 credentials and has 14 years of industry experience. His prior work includes roles at LPL Financial, Community Trust Bank, Jackson National Life Distributors, Uber, and Lyft. Raymond James Financial Services Advisors Inc. serves a diverse client base, including individual investors, high-net-worth and non-HNW clients, pension and profit-sharing plans, charitable organizations, corporations, and municipal entities. The firm offers financial planning and non-discretionary investment consulting supported by firm research and outside managers, with a distinctive focus on advisory services that leave final decision authority with clients.
David B
Series 66
Barbourville, KY
Edward Jones
David Broughton is a financial advisor with Edward Jones in Barbourville, KY, holding a Series 66 designation and 21 years of industry experience. He has been with Edward Jones since 2005. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm manages approximately $1.01 trillion in assets and offers a range of advisory strategies, including discretionary and non-discretionary wrap fee programs, separately managed accounts, and affiliated mutual funds.
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10 advisors near 40906
Out of 400,000+ nationwide