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Monica G
Series 63, Series 66
Saint Louis, MO
Integra Wealth Advisors
Monica Gamblin is a financial advisor at Integra Wealth Advisors in Dallas, TX, with 19 years of industry experience. She holds Series 63 and Series 66 designations and has worked previously at First Heartland Capital, Inc. from 2011 to 2016. In addition to her advisory role, she operates The Gamblin Group, providing tax representation and preparation services. Integra Wealth Advisors serves individual clients by offering comprehensive financial planning and tax-related services, with a focus on acting as a liaison to third-party money managers rather than managing assets directly. The firm also conducts public seminars and workshops aimed at educating clients and the public at no charge.
Michael P
PFS™, Series 63, Series 65
Saint Louis, MO
Michael Piper, LLC
Michael Piper is the principal of Michael Piper, LLC, an investment management firm based in Saint Louis, MO. He holds the PFS™ designation and has two years of industry experience. In addition to his advisory role, Piper owns and authors for Simple Subjects, LLC, a publishing company, and serves as a volunteer board member for the Bogle Center for Financial Literacy. Michael Piper, LLC provides financial planning and investment advice to individuals, high-net-worth individuals, and small businesses. The firm emphasizes passive investing with a focus on tax efficiency and sequencing risk, and integrates tax and accounting considerations into its planning approach.
Ethan O
Series 65
St. Louis, MO
Long River Investment Management LLC
Ethan Oetter is a financial advisor at Long River Investment Management LLC with seven years of industry experience. He holds a Series 65 designation and has previously worked at Twin Springs Investments, LLC, where he continues to provide contract administrative support. Long River Investment Management LLC is an independent, single-advisor firm managing approximately $71.8 million across various client types, including individuals, trusts, and institutions. The firm employs a dual-strategy approach combining concentrated value stock selection with ETF-based global diversification, emphasizing long-term, tax-efficient portfolio management tailored to client objectives.
Douglas R
Series 63, Series 65
Collinsville, IL
Saint Louis Investment Advisors Inc
Douglas Ramey is the sole advisor at Saint Louis Investment Advisors Inc., an independent, SEC-registered firm based in Collinsville, IL. He holds Series 63 and Series 65 designations and has 20 years of industry experience, including over two decades at his current firm. Saint Louis Investment Advisors manages approximately $61.5 million for a diverse client base including individuals, high-net-worth clients, institutional accounts, and charitable organizations. The firm employs a strategic asset allocation approach using a core-and-satellite portfolio construction with passive index funds and ETFs as the core and selective active managers as satellites, managing portfolios on a discretionary basis with global diversification.
Kyle P
Series 65
St. Louis, MO
Parke Investment Management, Inc.
Kyle Parke is the sole advisor at Parke Investment Management, Inc. in St. Louis, MO, holding a Series 65 credential with 28 years of industry experience. He has led his independent firm since 1993 and has also been associated with Holiday Inn Corp. since 1992. Parke Investment Management serves primarily individual clients through discretionary portfolio management and occasionally provides financial planning at no additional charge. The firm manages a modest asset base for a limited client roster, employing a broad range of investment vehicles and utilizing borrowing and derivatives strategies within separately managed accounts.
Michael L
Series 63, Series 65
St. Louis, MO
Gateway Advisors, LLC
Michael Leara Sr. is a financial advisor at Gateway Advisors, LLC in St. Louis, MO, with 20 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Gateway Advisors since 2005, alongside roles at WFG Advisors, LP and Williams Financial Group since 2003. Outside of advisory work, he serves as Executive Director of the Missouri Gaming Commission and is involved in commercial land development consulting and law enforcement equipment sales through his ownership of Jupiter, LLC and Defense Logistics, LLC. Gateway Advisors provides discretionary portfolio management and consulting services primarily to institutional and pooled clients, using a combination of technical and fundamental analysis to guide active management across equities, bonds, and pooled investment products.
Ethan R
Series 66
St. Louis, MO
Sigma Advisors, LLC
Ethan Rush is the sole advisor at Sigma Advisors, LLC in St. Louis, MO, with 10 years of experience in financial advising and a Series 66 designation. He has prior experience at Rush Penn, LLC, and has maintained a legal practice as an attorney since 1988, primarily focusing on estate planning. In addition to his advisory role, he provides legal counsel separately under his own law practice. Sigma Advisors offers financial planning, investment management, and single-family office services to individuals, trusts, estates, foundations, and single-family offices, serving high- and ultra-high-net-worth clients. The firm emphasizes portfolio management using passive, low-turnover ETFs and no-load mutual funds, operates on a non-discretionary basis, and employs a flat annual fee structure.
Stephen H
Series 65
Saint Louis, MO
Vanda Advisers
Stephen Harris is a financial advisor at Vanda Advisers, an independent sole-proprietor firm based in Saint Louis, MO. He holds a Series 65 designation and has 10 years of industry experience. Prior to founding the firm, he had a long corporate career designing and marketing software for broker-dealers and investment managers. He also serves as an unpaid treasurer managing investments for a nonprofit organization. Vanda Advisers provides individualized investment advice and discretionary portfolio management to individuals, couples, and employers, including 401(k) plan guidance. The firm employs an investment process that considers historical returns, market conditions, fund manager experience, and economic and political factors, focusing on mutual funds, ETFs, and bonds with holdings typically held for several months or longer.
Garrett G
CFP®, Series 65
St. Louis, MO
Halyard Financial, LLC
Garrett Gould is a CFP®-credentialed financial advisor with eight years of industry experience. He is the principal of Halyard Financial, LLC in St. Louis, MO, and previously worked at Equity Advisors of Kentucky. In addition to his advisory role, he owns and operates Halyard Tax, LLC, a tax preparation business. Halyard Financial is an independent investment adviser managing approximately $23.3 million across 46 client relationships. The firm serves individuals, high-net-worth clients, trusts, and business entities, focusing on passive portfolio construction using index funds and ETFs within a modern portfolio theory framework, supplemented by fundamental and technical analysis. The firm offers discretionary portfolio management alongside hourly and subscription-style comprehensive financial planning, integrating tax considerations into portfolio design.
Luke C
Series 63, Series 65
St. Louis, MO
Wynne Capital Management, Incorporated
Luke Corrigan is a financial advisor at Wynne Capital Management, Incorporated, with 19 years of industry experience. He previously worked at Guggenheim Securities, LLC for five years before joining Wynne Capital Management in 2023. He holds Series 63 and Series 65 licenses. Wynne Capital Management provides investment supervisory and management services to individuals and high-net-worth clients, with a focus on fund selection using third-party research. The firm offers discretionary and non-discretionary accounts, employs various trading strategies, and also serves as a sub-advisor to other investment advisors or fund advisors.
Ravi Kumar D
Series 65, Series 66
St Louis, MO
Nidhi Capital, LLC
Ravi Kumar Devisetty is the sole advisor at Nidhi Capital, LLC, an independent registered investment adviser based in St. Louis, Missouri. He holds Series 65 and Series 66 credentials and has 14 years of industry experience, having founded Nidhi Capital in 2012. Outside of his advisory role, he serves as president of several real estate investment companies and a technology firm, dedicating a portion of his time to those activities. Nidhi Capital manages approximately $9.13 million across 47 client relationships, offering discretionary portfolio management, financial planning, and retirement-plan consulting to individuals, high-net-worth clients, small businesses, and institutional accounts. The firm employs fundamental analysis and a range of trading strategies, including options and margin transactions, and accepts both traditional asset-based and performance-fee arrangements.
Joshua A
Series 63, Series 65
Saint Louis, MO
AIS Financial
Joshua Armstrong is a financial advisor with AIS Financial in Saint Louis, MO, holding Series 63 and Series 65 licenses and eight years of industry experience. His work history includes roles at Dan Jones & Associates Certified Public Accountants, the St. Louis Board of Education, and Albatross Investment Services LLC. Armstrong also works as a contractor consultant. Albatross Investment Services LLC (AIS) is an independent advisory firm serving individuals, business owners, endowments, and corporate clients. The firm provides portfolio management and financial planning services, with a focus on retirement planning and client education, employing a range of analytical approaches and active investment strategies.
Victoria R
Series 63, Series 65
St. Louis, MO
Equity Management, Inc.
Victoria Ragland is the sole advisor at Equity Management, Inc., an independent firm based in St. Louis, MO. She holds Series 63 and Series 65 designations and has 40 years of industry experience. Prior to founding Equity Management, she worked at Naples Asset Management and Equity Investment Services, Inc. Equity Management primarily serves individual and high-net-worth clients through a discretionary mutual-fund timing service that employs a short-term, technical trend-following market-timing model. The firm uses chart analysis and timing signals to guide frequent trading between equity mutual funds and money-market funds, with client accounts held directly at fund sponsors.
Matthew L
CFA®, Series 63, Series 66
St. Louis, MO
Method Finance, LLC
Matthew Lambdin is a CFA charterholder with 11 years of industry experience and is the sole advisor at Method Finance, LLC, an independent firm based in St. Louis, MO. He has been with Method Finance since 2013. Outside of his advisory role, he is a co-owner of Central West End Yoga, a yoga studio in St. Louis. Method Finance provides discretionary portfolio management and integrated financial planning primarily for individual and high-net-worth clients. The firm emphasizes a long-term, diversified investment approach using low-cost index funds, supplemented by fundamental analysis and modern portfolio theory, and manages all assets in-house.
John D
Series 65
St. Louis, MO
Compton Advisors, LLC
John Dutemple is the sole advisor at Compton Advisors, LLC in St. Louis, MO, holding a Series 65 designation with 22 years of industry experience. He has led Compton Advisors since 2003. Outside of his advisory role, Dutemple is active as a performing musician and operates a ticket brokerage business. Compton Advisors primarily serves individual and family clients, offering comprehensive financial planning and money management on a fee-only basis. The firm emphasizes diversified, low-cost indexed funds and incorporates a range of financial considerations into its planning, maintaining a small client roster with both discretionary and advisory-only relationships.
Daniel H
Series 65
St Louis, MO
Parco Wealth Management LLC
Daniel Hampel is a financial advisor at Parco Wealth Management LLC with six years of industry experience. He holds a Series 65 designation and has held roles at MariPau Wealth Management, CoreCap Advisors, and AE Wealth Management, among others. Outside of advisory work, Hampel is involved with PARCO, LLC as an insurance agent and operates a tax preparation business through HAMPEL LLC. Parco Wealth Management serves individual clients and families, focusing on U.S. government employees and pension holders. The firm offers discretionary asset management and retirement-focused advisory services using broadly diversified, low-fee ETFs and manages portfolios on a discretionary basis.
Matthew D
CFP®, CFA®, Series 63, Series 66
St. Louis, MO
Portfolio Guide
Matthew Dallas is a financial advisor at Portfolio Guide with nine years of industry experience. He holds the CFP® and CFA® designations and has worked previously at Cetera and Buckingham Strategic Wealth. Outside of his advisory role, he serves as treasurer for a local homeowners association. Portfolio Guide provides portfolio management and investment analysis primarily to other registered investment advisers and investment companies in a sub-advisory capacity. The firm employs a model-driven investment process combining quantitative, fundamental, technical, cyclical, and economic analysis, using both long- and short-term trading strategies.
Dalton P
CFP®, Series 65
O'fallon, IL
Cambridge Capital Management, LLC
Dalton Powers is a CFP®-certified financial advisor at Cambridge Capital Management, LLC with two years of industry experience. Prior to joining Cambridge Capital Management, he worked in education at Southern Illinois University - Edwardsville, Southwestern Illinois College, Belleville East High School, and Pontiac Jr. High. Cambridge Capital Management is a four-advisor SEC-registered firm managing over $450 million for individuals, high-net-worth investors, and institutional clients. The firm provides discretionary portfolio management, financial planning, and retirement plan consulting with a focus on individualized investment policies and a combination of actively managed and passive funds.
Fetzer C
Series 66
St. Louis, MO
4-C Personal Wealth Management Consultants, LLC
Fetzer Crockett is a financial advisor with 16 years of industry experience, currently affiliated with 4-C Personal Wealth Management Consultants, LLC. He holds a Series 66 designation and has worked at 4 C Wealth Management Consultants, National Planning Corporation, and Crockett And Company, Inc. Mr. Crockett is also involved in providing guidance on social security benefits planning and educational workshops, as well as college tuition planning through affiliated entities. 4-C Personal Wealth Management Consultants offers discretionary investment management and comprehensive wealth management services to individuals, high net worth clients, trusts, and estates. The firm employs a long-term investment strategy that integrates fundamental and technical analysis, managing accounts on a discretionary basis with continuous monitoring and formal annual reviews.
Michael C
CFP®, Series 63, Series 65
O'fallon, IL
Clark Wealth Partners, LLC
Michael Clark is a CFP® professional with 19 years of industry experience. He is a principal at Clark Wealth Partners, LLC, where he has worked since 2016. Prior to that, he was with Visionary Wealth Advisors and Tmfs Advisors, LLC. Clark also maintains a minor role as an independent insurance agent. Clark Wealth Partners is an SEC-registered investment adviser managing approximately $213 million for nearly 400 clients, including individuals, high-net-worth households, charitable organizations, and businesses. The firm offers discretionary portfolio management and financial planning, tailoring portfolios to client objectives using a combination of analytical methods and internal model portfolios.
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1,417 advisors near 62226
Out of 400,000+ nationwide