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Eric S

CFP®, AIF®

New York, NY

Retirable

Eric Schwartz is a Senior Financial Advisor and CERTIFIED FINANCIAL PLANNER™ professional with over seven years of experience supporting clients through retirement planning and broader financial decision-making. His work spans retirement income planning, insurance planning, estate considerations, tax-aware strategies, and comprehensive financial planning. Before joining Retirable, Eric held planning and leadership roles at several financial firms, including Drucker Wealth Management and Mid Atlantic Retirement Planning Specialist. Across these roles, he worked closely with individuals and families to develop and monitor long-term financial strategies, with a particular focus on retirement transitions and ongoing planning needs. Eric earned a bachelor’s degree in Financial Planning and Finance from the University of Delaware. He obtained his CFP® certification and Accredited Investment Fiduciary® (AIF®) designation in 2022, reflecting his commitment to professional standards, fiduciary responsibility, and ongoing education. Eric takes a holistic approach to financial planning, working with clients to understand their goals, concerns, and financial circumstances so they can move forward with clarity and confidence as they plan for the next stage of life.

General retirement planning Retirement income strategy Retirement withdrawal strategies Wealth management Life insurance needs analysis Retired Executive Founder/Business Owner Consultant Self-Employed Approaching retirement Retired Established Professionals Gen X (Born 1965-1980) Baby Boomers (Born 1946-1964)

11 advisors near 62321

Out of 400,000+ nationwide

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Daniel K

Series 63, Series 65

Keokuk, IA

Moors & Cabot, Inc.

Daniel Krueger is a financial advisor at Moors & Cabot, Inc. with 32 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at B.B. Graham & Co. since 2014 and operates Krueger Brokerage Inc. since 1992. Outside of his advisory work, he serves on the Finance Committee of the First Christian Church in Keokuk, Iowa. Moors & Cabot provides investment advisory and related services to a broad client base, including individuals, high-net-worth investors, corporations, and charitable organizations. The firm employs a variety of analytic approaches and offers discretionary and non-discretionary portfolio management, financial planning, and consulting services.

Wealth management ESG / Sustainable investing Options & derivatives strategies Private / alternative investments Founder/Business Owner Retired
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Robert K

Series 63, Series 65

Keokuk, IA

Moors & Cabot, Inc.

Robert Kelly is a financial advisor at Moors & Cabot, Inc. with 17 years of industry experience. He holds Series 63 and Series 65 credentials and has worked at Moors & Cabot since 2021, following seven years at B.B. Graham & Co. He serves as a board member of the Keokuk City Council, participating in weekly discussions on community concerns without compensation. Moors & Cabot provides investment advisory and related services to individual and high-net-worth investors, corporations, pension and profit-sharing plans, trusts, estates, and charitable organizations. The firm employs a range of analytic approaches and offers discretionary and non-discretionary portfolio management, fee-based financial planning, and consulting services.

Wealth management ESG / Sustainable investing Options & derivatives strategies Private / alternative investments Founder/Business Owner Retired
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Nicholas P

Series 66

Keokuk, IA

Moors & Cabot, Inc.

Nicholas Profeta is a financial advisor at Moors & Cabot, Inc. with a Series 66 designation. He has held roles at Moors & Cabot since 2024 and previously worked at KIST Advisory Group, Southwestern Community College, Darkside, and Keokuk School. Moors & Cabot provides investment advisory and related services to a diverse client base, including individuals, corporations, pension plans, trusts, and charitable organizations. The firm employs a variety of analytic approaches and offers discretionary and non-discretionary portfolio management, financial planning, and consulting services.

Wealth management ESG / Sustainable investing Options & derivatives strategies Private / alternative investments Founder/Business Owner Retired
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John D

Series 63, Series 65

Keokuk, IA

Cambridge Investment Research Advisors

John Dunlap is a financial advisor with Cambridge Investment Research Advisors in Keokuk, Iowa, holding Series 63 and Series 65 licenses and bringing 11 years of industry experience. His prior work includes roles at Pruco Securities, LLC and Questar Asset Management. Outside of his advisory work, Dunlap serves as a board member of the Knights of Columbus and operates an enrolled agent tax preparation and bookkeeping service through Taxes Plus. Cambridge Investment Research Advisors serves individual investors, retirement plans, charitable organizations, and pension/profit-sharing plans through a large network of independent financial professionals. The firm offers financial planning, portfolio management, retirement plan advisory, and access to third-party sub-advisers, employing a variety of account platforms and investment approaches.

Retirement income strategy Retirement plans for business owners (SEP, solo 401k) Annuities Retired Founder/Business Owner Executive
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Adrian S

Series 66

Keokuk, IA

Ameriprise

Adrian Schmidt is a financial advisor with Ameriprise in Keokuk, IA, holding a Series 66 designation and one year of industry experience. Prior to joining Ameriprise, he worked at DoorDash and Red Robin Gourmet Burgers and Brews. Ameriprise offers a retirement-income planning service focused on individuals approaching or in retirement who meet specific asset criteria. The firm combines research, modeling, and tax-efficiency analysis to deliver personalized, written Recommendation Reports through a centralized consulting team.

Retirement income strategy Income planning Social Security optimization Retirement withdrawal strategies Approaching retirement
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James F

ChFC®, Series 63, Series 65

Carthage, IL

LPL Financial

James Farmer is a financial advisor with LPL Financial in Mendon, IL, holding the ChFC® designation along with Series 63 and Series 65 licenses. He has 40 years of industry experience, including roles at LPL Financial since 2013 and First Bankers Trust Co. since 2010. Outside of his advisory work, he is involved with Long Term Care Partners, Inc. and acts as a MassMutual insurance agent. LPL Financial provides advisory and brokerage services to a diverse client base, including individual investors, retirement plans, institutions, charities, and high-net-worth households. The firm offers a range of financial planning and asset management solutions supported by an in-house research team and delivers services through a large network of investment adviser representatives.

Wealth management Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) Tax-loss harvesting Founder/Business Owner Retired
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Gregory F

Series 63, Series 66

Keokuk, IA

Edward Jones

Gregory Fleming is a financial advisor with Edward Jones in Keokuk, Iowa, holding Series 63 and Series 66 licenses. He has 25 years of industry experience, all of which has been with Edward Jones since 2000. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients, offering a range of advisory programs and investment options through a large network of financial advisors and branch offices.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Kyle K

CFP®, Series 66

Keokuk, IA

Edward Jones

Kyle Keck is a CFP® with eight years of industry experience and has been with Edward Jones since 2017. Prior to joining Edward Jones, he worked in various roles including positions at Winger Mechanical and Missouri Baptist University. Edward Jones is a full-service wealth management firm serving individual and institutional clients, offering a range of advisory programs and investment solutions supported by a large nationwide network of financial advisors.

Retirement income strategy Business exit / sale strategy Business succession planning General estate planning guidance Multi-generational wealth transfer Retired Founder/Business Owner Executive
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David F

CFP®, Series 63

Carthage, IL

Raymond James Financial

David Fox is a CFP®-designated financial advisor with 30 years of industry experience, currently affiliated with Raymond James Financial. He has held positions at Marine Bank & Trust Company since 2007, where he serves as Senior Vice President, and was previously with Mercantile Bank in Quincy, IL. Fox also participates in the finance and investment committee of the Community Foundation of the Quincy Area. Raymond James Financial Services Advisors, Inc. serves a diverse client base including individual investors, high-net-worth clients, charitable organizations, and institutional entities. The firm emphasizes non-discretionary financial planning and investment consulting, offering tailored solutions through extensive research, asset-allocation analysis, and a broad range of implementation options.

General retirement planning Business succession planning Cash flow / budgeting Founder/Business Owner Retired
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Dustin O

Series 66

Keokuk, IA

Edward Jones

Dustin Overberg is a financial advisor with Edward Jones in Keokuk, IA, holding a Series 66 designation and one year of industry experience. Prior to joining Edward Jones, he spent 16 years with Shottenkirk Automotive Group. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm offers a range of advisory programs and investment options, supported by a large network of financial advisors and branch offices nationwide.

Retirement income strategy General retirement planning Wealth management ESG / Sustainable investing Retired Founder/Business Owner Executive
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Randal W

Series 63, Series 66

Carthage, IL

LPL Financial

Randal Westerman is a financial advisor with LPL Financial, holding Series 63 and Series 66 credentials and bringing 23 years of industry experience. He has worked at LPL Financial since 2011 and concurrently at First Bankers Trust Company, NA since 2003. Outside of his advisory roles, he is a part owner of several rental property businesses in Quincy, Illinois. LPL Financial provides advisory and brokerage services to a diverse client base, including individual investors, retirement plan sponsors, institutions, charities, and high-net-worth households. The firm offers a range of investment solutions supported by an in-house research team and a large network of investment adviser representatives.

Wealth management Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) Tax-loss harvesting Founder/Business Owner Retired
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