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Sam T

CFP®, Series 63, Series 65, AIF®

Castle Rock, CO

Fidelis Wealth Advisors

Sam began his wealth management career in 2000. He was previously a partner in a registered investment advisory firm in Denver, acting as its Director of Financial Planning, Chief Financial Officer, and OSJ. Sam completed his CERTIFIED FINANCIAL PLANNER™ designation from the CFP® Board of Standards in early 2006. He holds insurance licenses in the State of Colorado for life, accident, property, casualty, and health. He’s also a member of the Financial Planning Association (FPA) and very active in his local chapter. Sam’s been featured on the local Channel 9 news affiliate segment, Moneyline 9 and currently serves his community providing pro bono financial advice to families in distress. He has a unique ability to relate to his clients, help them feel comfortable with difficult topics, and offer advice to meet their individual and family needs. His exceptional talent to see the big picture helps direct specific pieces of the planning puzzle to meet the overall needs of each client. PERSONAL Sam graduated from the University of Phoenix with a major in Finance. He enjoys spending time with his seven children. They participate in many sports activities, and Sam coaches several of his kids’ basketball teams. Sam resides in Castle Rock, Colorado.

Wealth management Business ownership considerations Business exit / sale strategy Retirement plans for business owners (SEP, solo 401k) Charitable giving tax strategies Dentist Attorney Retired Founder/Business Owner Executive Established Professionals Approaching retirement Retired Mid-Career Professionals Divorced

11 advisors near 70526

Out of 400,000+ nationwide

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Michael F

Series 66

Crowley, LA

Kovack Advisors, inc.

Michael Fontenot is a financial advisor with Kovack Advisors, Inc., holding a Series 66 designation and 18 years of industry experience. He has been with Kovack Advisors and Kovack Securities since 2009. Outside of his advisory role, he serves on the LSUE Community College Foundation Board and the John Paul the Great Academy board, and works as a basketball referee. Kovack Advisors, Inc. is an SEC-registered enterprise investment adviser serving a diverse client base, including individuals, corporations, pension plans, and banking institutions. The firm’s investment approach emphasizes diversified asset-class exposure through mutual funds and ETFs, supplemented by third-party asset manager recommendations and continuous portfolio supervision.

Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Stanley K

Series 63, Series 65

Crowley, LA

Kovack Advisors, inc.

Stanley Keyes is a financial advisor at Kovack Advisors, Inc. with 42 years of industry experience. He holds Series 63 and Series 65 designations and has been with Kovack Securities and Kovack Advisors since 2009. Outside of his advisory work, he is a lay missionary involved in speaking engagements at church. Kovack Advisors, Inc. is an SEC-registered enterprise investment adviser serving a broad range of clients, including individuals, corporations, pension and profit-sharing plans, and banking institutions. The firm emphasizes diversified asset-class exposure primarily through mutual funds and ETFs and offers discretionary and non-discretionary asset management, third-party manager recommendations, and financial planning services.

Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Kimberly G

Series 63, Series 65

Iota, LA

TLG Advisors, INC.

Kimberly Galbraith is a financial advisor at TLG Advisors, Inc. with 24 years of industry experience. She holds Series 63 and Series 65 credentials. Her prior roles include positions at Epic Wealth Management, Raymond James Financial Services, and PFS Investments. Outside of advising, she owns Lazy Bee Farms, an agricultural business producing bee products. TLG Advisors, Inc. is an SEC-registered investment adviser managing approximately $2.0 billion in discretionary assets. The firm serves individuals, retirement plans, trusts, estates, charitable organizations, businesses, and institutional investors through a combination of portfolio management, financial and estate planning, and ERISA fiduciary services, employing a research approach based on fundamental analysis and Modern Portfolio Theory.

Wealth management Passive / index investing Active portfolio management General estate planning guidance Business ownership considerations Founder/Business Owner Retired
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Ali L

Series 66

Rayne, LA

Edward Jones

Ali Lucas is a financial advisor at Edward Jones in Rayne, Louisiana, holding a Series 66 designation with nine years of industry experience. Prior to joining Edward Jones in 2016, Lucas served on the Acadia Parish School Board for one year. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients, offering a range of advisory programs and investment solutions backed by a nationwide network of more than 23,700 financial advisors.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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John D

Series 63, Series 65

Crowley, LA

LPL Financial

John Dore is a financial advisor with LPL Financial based in Crowley, Louisiana, holding Series 63 and Series 65 licenses and bringing 27 years of industry experience. He has worked with Altus Wealth Management since 2012 and was previously affiliated with Geneos Wealth Management. Outside of advisory work, he is involved in a family agricultural partnership managing 600 acres of farmland and operates a retail online business consulting firm. LPL Financial serves a diverse client base including individual investors, retirement plan sponsors, institutions, and high-net-worth households. The firm offers a wide range of advisory and brokerage services supported by in-house research, with flexible investment solutions tailored to client needs.

Wealth management Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) Tax-loss harvesting Founder/Business Owner Retired
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Lehman A

Series 66

Crowley, LA

Cetera

Lehman Abshire is a financial advisor with Cetera, holding a Series 66 designation and 19 years of industry experience. His career includes roles at Avantax Investment Services, Avantax Advisory Services, and 1st Global Advisors, among others. Outside of advising, he is involved in several business ventures including serving as president of a residential generator sales company, vice president of an auto and residential glass service, and owner of a CPA practice. Cetera Investment Advisers serves a diverse client base including individuals, high-net-worth clients, institutions, and retirement plans through a large network of independent advisors. The firm offers a range of portfolio management and fiduciary services, combining advisor-managed accounts, model portfolios, and third-party solutions with access to retirement and trust capabilities uncommon among firms of its size.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Charitable giving & philanthropy Founder/Business Owner Executive Retired HENRY (High Earners, Not Rich Yet) Approaching retirement
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Joseph S

CFP®, Series 66

Crowley, LA

Edward Jones

Joseph Signorelli III is a CFP®-designated financial advisor with Edward Jones, where he has worked since 2009. He has 24 years of industry experience. Outside of his advisory role, he owns and manages a movie exhibition business in Crowley, LA. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm offers a range of advisory programs and investment solutions supported by a large network of financial advisors and branch offices nationwide.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Scott L

Series 66

Crowley, LA

Edward Jones

Scott Lowry is a financial advisor with Edward Jones in Crowley, LA, holding a Series 66 designation and 17 years of industry experience. He has been with Edward Jones since 2009. Outside of his advisory role, he is the owner of VGT Holdings, LLC, a real estate business. Edward Jones is a full-service wealth management firm serving individual and institutional clients, including high-net-worth households and corporate entities. The firm manages over $1 trillion in assets through a broad network of advisors and offers a range of discretionary and non-discretionary investment solutions under a fiduciary standard.

Retirement income strategy Retirement plans for business owners (SEP, solo 401k) Business ownership considerations Business exit / sale strategy General estate planning guidance Founder/Business Owner
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Jason D

ChFC®, Series 66

Maurice, LA

Edward Jones

Jason Duhon is a financial advisor at Edward Jones with 10 years of industry experience. He holds the ChFC® and Series 66 designations and has been with Edward Jones since 2015. Outside of advising, he is a one-quarter owner of farmland leased for sugarcane farming in Earath, Louisiana. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients, including households of varying net worth, pension plans, corporate clients, and charitable organizations. The firm manages approximately $1.01 trillion in assets and offers a range of advisory programs, investment strategies, and affiliated financial products through its extensive nationwide network.

Retirement income strategy General retirement planning Retirement plans for business owners (SEP, solo 401k) Business succession planning General estate planning guidance Retired Founder/Business Owner Executive
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Carol K

Series 63, Series 66

Crowley, LA

LPL Financial

Carol Kinder is a financial advisor with LPL Financial, holding Series 63 and Series 66 licenses and bringing 29 years of industry experience. She has worked at LPL Financial since 2021 and previously spent over a decade with First Allied Advisory Services and First Allied Securities. LPL Financial provides advisory and brokerage services to a diverse client base including individual investors, retirement plan sponsors, institutions, and high-net-worth households. The firm offers a wide range of financial planning and investment management solutions supported by an in-house research team and a large network of investment adviser representatives.

Wealth management Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) Tax-loss harvesting Founder/Business Owner Retired
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Russell G

Series 66

Rayne, LA

Edward Jones

Russell Gunter is a financial advisor at Edward Jones with Series 66 credentials and two years of industry experience. Prior to his current role, he worked in healthcare and physical therapy-related positions, including nearly two decades at Gunter Physical Therapy LLC. Edward Jones is a full-service wealth management firm serving individual and institutional clients, offering a wide range of investment strategies and advisory services supported by a large network of financial advisors and branch offices.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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