Alan De Flumere is the sole advisor at Covenant Financial Planning and Resource Management, Inc. in Memphis, TN, holding a Series 65 designation with 13 years of experience in financial advisory services. Prior to founding his firm in 2013, he worked at FedEx for 31 years. Covenant Financial Planning and Resource Management, Inc. provides financial planning and discretionary portfolio management, primarily using pooled investment vehicles such as mutual funds, index funds, and ETFs. The firm focuses on asset allocation, periodic rebalancing, and tactical adjustments, serving clients through both ongoing investment management and standalone financial planning engagements.

Michael Parks is a financial advisor at Kickpoint Financial, LLC with 15 years of industry experience. He holds Series 63 and Series 65 credentials and has worked at several insurance and management firms prior to joining Kickpoint Financial in 2018. Parks also spends part of his time engaged in insurance sales outside of his advisory role. Kickpoint Financial provides wealth management and financial planning services to individuals, high-net-worth clients, trusts, estates, and small businesses. The firm employs a primarily long-term investment approach using ETF-based portfolios, supplemented by fundamental and technical analyses, and offers discretionary portfolio management tailored to client needs.

Michael Pelts is a financial advisor with Harwood Investment Group LLC in Memphis, TN, holding a Series 63 designation and 21 years of industry experience. He has been with Harwood Investment Group since 1998. In addition to his advisory role, Pelts is a partner in IPS Group, which provides portfolio performance reporting and evaluation services, and in Lubin Property Management. Harwood Investment Group is an independent registered investment adviser that manages discretionary portfolios primarily for individuals, trusts, and estates. The firm employs a combination of fundamental and technical analysis across various strategies, focusing on a concentrated client base of wealthier individuals and entities.

Bruce Stein is a financial advisor at BAS Capital with 25 years of industry experience. He holds Series 63 and Series 65 licenses and has been with BAS Capital since 2009. BAS Capital is an independent investment advisory firm serving individuals, pension and profit-sharing plans, trusts, estates, and business entities. The firm offers discretionary management of stock and bond portfolios along with pension consulting and ad hoc investment advice, employing a range of strategies from long-term holdings to short-term trading tailored to client objectives and risk tolerance.

Matthew Fox is a financial advisor at Ithaca Wealth Management with six years of industry experience. He holds a Series 65 credential and has previously worked at Tompkins Financial Advisors and Dynamic Advisor Solutions. Outside of advising, Fox serves as an adjunct professor teaching equity and fixed income analysis at Ithaca College School of Business and contributes articles to Insider Inc. Ithaca Wealth Management serves individuals, small businesses, and institutional clients, including nonprofits, endowments, and foundations. The firm offers discretionary portfolio management and financial planning, focusing on ETFs and equity securities with strategic and tactical asset allocation using firm-developed model portfolios.

Robert Cooke Sr. is a financial advisor with Broxton Capital Advisors and Hudson Cooper Asset Management, Inc., holding Series 63 and Series 65 licenses and possessing 25 years of industry experience. He has been with Broxton Capital Advisors since 2010 and Hudson Cooper since 2011. Outside of his advisory roles, he is involved with Doozy Cards, LLC, a non-investment business. Broxton Capital Advisors serves individuals, corporations, trusts, independent managers, other advisors, and institutions, offering portfolio management through direct advisory and co-advisory arrangements. The firm employs a blend of fundamental and technical analysis combined with proprietary models across a range of asset classes and strategies, and is noted for its transparency in presenting composite performance results.

Cecil Godman is a financial advisor at Mercury Investment Group with 17 years of industry experience. He holds the Series 66 designation and has been with Mercury Investment Group since 2013. The firm provides discretionary portfolio management to a diverse client base, including individuals, trusts, charitable organizations, and institutional clients. Mercury Investment Group employs a thematic, quantitatively informed investment process focused on U.S. large-cap equities with an emphasis on tax efficiency and low turnover.

Robert Lloyd is a financial advisor at Rpata, LLC in Memphis, TN, holding Series 63 and Series 65 licenses with 11 years of industry experience. He has been with Revolution Partners, LLC since 2013. Rpata provides investment management, financial planning, and pension consulting to individuals, high-net-worth clients, and employer-sponsored retirement plans. The firm uses a goals-based approach focused on diversification, incorporating independent money managers and data aggregation technology, and offers ERISA 3(38) fiduciary services and a wrap fee program.

Paul Fowler is a financial advisor with RPATA, LLC in Memphis, TN, holding Series 63 and Series 65 licenses and bringing 21 years of industry experience. He has been with Revolution Partners, LLC since 2013. RPATA provides investment management, financial planning, and pension consulting to individuals, high-net-worth clients, and employer-sponsored retirement plans, managing approximately $67.6 million for a small client base supported by a three-advisor team. The firm employs a goals-based investment process with a focus on diversification and incorporates data-aggregation technology to include assets held away in portfolio recommendations.

Edward Goodman is a financial advisor at Mercury Investment Group with five years of industry experience. He holds a Series 65 designation and has worked at GHE, LLC and Broadway Consulting, as well as City Gear earlier in his career. Mercury Investment Group provides discretionary portfolio management to a range of individual and institutional clients, focusing on thematic and quantitatively informed investment strategies centered on U.S. large-cap equities. The firm employs a like-weighted, tax-efficient approach with supplemental use of ETFs, closed-end bond funds, municipal securities, and covered-call options.

Frank Goodman III is a financial advisor with Mercury Investment Group in Memphis, TN, holding a Series 63 designation and 21 years of industry experience. He has been associated with GHE, LLC since 2002. Mercury Investment Group provides discretionary portfolio management to a diverse client base, including individuals, trusts, estates, charitable organizations, governmental entities, corporations, and pension and profit-sharing plans. The firm employs a thematic, quantitatively informed investment process focused on U.S. large-cap equities with an emphasis on tax efficiency and low turnover, and it offers services such as sub-advisory roles and model portfolios to other financial institutions.

Christopher Flis is a CFP® with nine years of experience in financial advising, currently serving as the sole advisor at Resilient Asset Management in Memphis, TN. He previously served 20 years in the United States Navy before founding his firm in 2016. Outside of advising, he is a shareholder in a restaurant franchise business. Resilient Asset Management provides comprehensive financial planning and portfolio management services to individuals, small businesses, foundations, and charitable organizations, including tailored advice for active and retired military personnel. The firm uses a fundamental “discount from value” investment approach and offers periodic educational workshops on personal finance and investing.

Hayden Wilson is a financial advisor at Revolution Partners, LLC with a Series 65 credential and experience beginning in 2024. Prior to joining Revolution Partners, he worked at Ramsey Solutions and held positions in other industries including retail and coffee. Revolution Partners serves a diverse client base including individuals, pension and profit-sharing plans, trusts, and charitable organizations. The firm employs a goals-based, diversification-focused investment approach and integrates held-away assets through data aggregation to provide a consolidated portfolio view.

Lauren Douglas Carpenter is a financial advisor at RPATA, LLC with 10 years of industry experience. She holds Series 65 and Series 66 licenses and has worked at Revolution Partners, LLC since 2018 and previously at Cannon Financial Institute from 2014 to 2018. RPATA provides investment management, financial planning, and pension consulting to individuals, high-net-worth clients, and employer-sponsored retirement plans. The firm employs a goals-based process focused on diversification and uses data-aggregation technology to incorporate held-away assets into portfolio recommendations.

Robert Schreiber is a financial advisor at Capital Markets IQ, LLC in Memphis, TN, holding Series 63 and Series 65 licenses with 22 years of industry experience. He has been with Capital Markets IQ since 2013. Capital Markets IQ provides investment advisory and related services to individuals, small businesses, plan sponsors, and certain international clients. The firm employs a combination of fundamental and technical analysis along with proprietary strategies, offering wealth management, financial planning, and support for alternative investments.

Robert Burns is a financial advisor at Alden Capital with 16 years of industry experience. He holds Series 63 and Series 66 licenses and has worked at firms including Stephens Inc. and Mortgage Industry Advisors Corporation. Burns is based in Memphis, TN. Alden Capital Management is a multi-advisor firm managing approximately $1.44 billion, offering discretionary and non-discretionary portfolio management to individuals, high-net-worth clients, retirement plans, pooled investment vehicles, and other registered investment advisers. The firm combines proprietary strategies, third-party managers, and model portfolios through its Alden COVE platform and provides sub-advisory services, fee-only financial planning, and retirement plan design and fiduciary support for small and mid-sized employers and nonprofit entities.

Craig Wiener is a financial advisor with Alden Investment Group in Memphis, TN, holding Series 63 and Series 65 licenses and bringing 40 years of industry experience. He has previously worked at Realta Investment Advisors, Inc. and Wunderlich Securities, Inc. Alden Investment Advisors serves a diverse client base including high-net-worth individuals, retirement plans, non-profits, and other advisors, offering discretionary and non-discretionary portfolio management alongside fee-only financial planning. The firm’s approach features customized asset allocations that integrate proprietary strategies with third-party managers through its Alden COVE platform, which supports unified managed accounts and held-away account integration.

James Rorie Jr. is a financial advisor with B. Riley Wealth Advisors, Inc. in Memphis, TN, holding a Series 66 designation and 22 years of industry experience. He has worked at B. Riley Wealth Management since 2018 and previously held roles at Duncan Williams, Inc., Cetera Investment Services, and Regions Bank. B. Riley Wealth Advisors, Inc. is an SEC-registered advisory firm managing approximately $7.03 billion in client assets through 274 advisors. The firm serves individuals, high-net-worth clients, charitable organizations, corporations, and retirement plans, offering a broad range of advisory programs, financial planning, and retirement solutions.

John Zoccola is a financial advisor at B. Riley Wealth Advisors, Inc. in Memphis, TN, holding a Series 63 designation and bringing 25 years of industry experience. His career includes long-term roles at First Tennessee Brokerage Inc and FTB Advisors, Inc., before joining B. Riley Wealth Management in 2019. B. Riley Wealth Advisors, Inc. is an SEC-registered firm managing approximately $7.03 billion in client assets through about 274 advisors. The firm serves individuals, high-net-worth clients, charitable organizations, corporations, and retirement plans with a range of advisory programs, financial planning, and retirement solutions, utilizing multiple program structures and both proprietary and third-party asset allocation models.

Joseph Crane is a financial advisor at B. Riley Wealth Advisors, Inc. with 17 years of industry experience. He has held roles at B. Riley Wealth Management since 2017 and previously worked at Raymond James & Associates from 2013 to 2017. Crane holds Series 63 and Series 65 licenses. B. Riley Wealth Advisors, Inc. is an SEC-registered firm managing approximately $7.03 billion in client assets across 274 advisors. The firm provides a broad range of advisory services to individuals, high-net-worth clients, charitable organizations, corporations, and retirement plans through various program structures and both discretionary and non-discretionary management approaches.