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Sam T

CFP®, Series 63, Series 65, AIF®

Castle Rock, CO

Fidelis Wealth Advisors

Sam began his wealth management career in 2000. He was previously a partner in a registered investment advisory firm in Denver, acting as its Director of Financial Planning, Chief Financial Officer, and OSJ. Sam completed his CERTIFIED FINANCIAL PLANNER™ designation from the CFP® Board of Standards in early 2006. He holds insurance licenses in the State of Colorado for life, accident, property, casualty, and health. He’s also a member of the Financial Planning Association (FPA) and very active in his local chapter. Sam’s been featured on the local Channel 9 news affiliate segment, Moneyline 9 and currently serves his community providing pro bono financial advice to families in distress. He has a unique ability to relate to his clients, help them feel comfortable with difficult topics, and offer advice to meet their individual and family needs. His exceptional talent to see the big picture helps direct specific pieces of the planning puzzle to meet the overall needs of each client. PERSONAL Sam graduated from the University of Phoenix with a major in Finance. He enjoys spending time with his seven children. They participate in many sports activities, and Sam coaches several of his kids’ basketball teams. Sam resides in Castle Rock, Colorado.

Wealth management Business ownership considerations Business exit / sale strategy Retirement plans for business owners (SEP, solo 401k) Charitable giving tax strategies Dentist Attorney Retired Founder/Business Owner Executive Established Professionals Approaching retirement Retired Mid-Career Professionals Divorced

9 advisors near 80723

Out of 400,000+ nationwide

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Alexander S

Series 66

Fort Morgan, CO

Raymond James Financial

Alexander Strauss is a financial advisor at Raymond James Financial Services Advisors, Inc. with four years of industry experience. He holds a Series 66 designation and has previously worked at American Family Insurance and Colorado State University. Strauss serves as a board member of the Sunrise Optimist Club, where he participates in monthly meetings to review financials and community projects. Raymond James Financial Services Advisors, Inc. serves a diverse client base including individual investors, high-net-worth clients, pension plans, and charitable organizations. The firm offers financial planning and non-discretionary investment consulting through a variety of programs and emphasizes advisory and implementation support rather than delegated management.

General retirement planning Business succession planning Cash flow / budgeting Founder/Business Owner Retired
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Bret P

Series 63, Series 66

Brush, CO

Raymond James Financial

Bret Poland is a financial advisor with Raymond James Financial, holding Series 63 and Series 66 designations and bringing 27 years of industry experience. He has worked with Bank of Colorado Investment Services–RJ since 2017 and has been affiliated with Raymond James Financial and its related entities since 2008. Outside of his advisory role, he serves as a board member for a local hospital foundation. Raymond James Financial Services Advisors, Inc. serves a diverse client base including individual investors, high-net-worth clients, pension plans, and institutional entities. The firm offers financial planning and non-discretionary investment consulting, utilizing asset allocation analysis and firm research to develop tailored financial plans and investment recommendations.

General retirement planning Business succession planning Cash flow / budgeting Founder/Business Owner Retired
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Mark H

Series 63, Series 66

Fort Morgan, CO

Edward Jones

Mark Hough is a financial advisor at Edward Jones with 24 years of industry experience. He has been with Edward Jones since 2001 and holds the Series 63 and Series 66 licenses. Outside of his advisory work, he is co-owner of Bodyfirm Fitness Center in Fort Morgan, Colorado. Edward Jones is a full-service wealth management firm serving individual and institutional clients with a wide range of advisory programs and investment strategies. The firm manages approximately $1.01 trillion in assets and has a extensive nationwide network of financial advisors and branch offices.

Retirement income strategy College savings (529s, UTMA, etc.) General estate planning guidance General retirement planning Retired Founder/Business Owner Executive
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Alissa A

Series 63, Series 65

Fort Morgan, CO

LPL Financial

Alissa Axford is a financial advisor with LPL Financial, holding Series 63 and Series 65 credentials and bringing 18 years of industry experience. She previously worked with ICA Group Wealth Management, LLC, and Investment Centers of America, Inc. In addition to her advisory role, she is involved in servicing existing index annuity contracts and provides life, health, long-term care, and fixed annuity insurance products. LPL Financial offers advisory and brokerage services to a diverse client base, including individual investors, retirement plan sponsors, institutions, and high-net-worth households. The firm supports its advisors with in-house research and a variety of investment solutions, combining large-scale advisory capabilities with insurance and annuity product offerings.

Wealth management Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) Tax-loss harvesting Founder/Business Owner Retired
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John C

Series 66

Brush, CO

Edward Jones

John Cable is a financial advisor at Edward Jones with 18 years of industry experience. He holds a Series 66 designation and has been with Edward Jones since 2007. Outside of his advisory role, he has been involved in community activities, including serving as chairman of the Baptist Foundation of Colorado and as clerk for the First Baptist Church in Otis. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm offers a range of advisory programs and investment strategies, supported by a large nationwide network of financial advisors and branch offices.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Kyle B

Series 66

Fort Morgan, CO

Edward Jones

Kyle Bernhardt is a financial advisor at Edward Jones in Fort Morgan, CO, holding a Series 66 designation with 10 years of industry experience. He has been with Edward Jones since 2015. Edward Jones is a full-service wealth management firm serving more than four million individual and institutional clients, offering a range of advisory programs and investment strategies with approximately $1.01 trillion in assets under management. The firm is known for its extensive network of financial advisors and branch offices, as well as its affiliated investment and lending capabilities.

Retirement income strategy Retirement plans for business owners (SEP, solo 401k) Business ownership considerations Founder/Business Owner
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Marci W

Series 63, Series 66

Brush, CO

LPL Financial

Marci Wickham is a financial advisor with LPL Financial, holding Series 63 and Series 66 licenses and bringing 26 years of industry experience. She has been with LPL Financial since 2008. Outside of her advisory role, she is involved with Wickham Financial Inc., a business entity for tax and investment purposes. LPL Financial serves a diverse client base including individual investors, retirement plan sponsors, banks, charities, and high-net-worth households. The firm offers a wide range of advisory and brokerage services supported by an in-house research team and multiple investment delivery options.

Wealth management Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) Tax-loss harvesting Founder/Business Owner Retired
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Timothy G

CFP®, Series 63

Fort Morgan, CO

Edward Jones

Timothy Guggenmos is a CFP®-designated financial advisor with Edward Jones, where he has worked since 1988, totaling 37 years of industry experience. He is based in Fort Morgan, CO. Outside of his advisory role, he serves as a co-trustee for a family trust managing his mother’s residence. Edward Jones is a full-service wealth management firm serving individual and institutional clients, including high-net-worth households and corporate entities. The firm offers a range of investment advisory programs and maintains a large national network of advisors and branch offices.

Charitable giving & philanthropy Retirement income strategy Wealth management Business ownership considerations General estate planning guidance Founder/Business Owner
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Harrison H

Series 63, Series 66

Fort Morgan, CO

Edward Jones

Harrison Hough is a financial advisor at Edward Jones in Fort Morgan, CO, holding Series 63 and Series 66 credentials with one year of industry experience. His prior work includes roles at Charles Schwab & Co Inc and Dwellings Colorado. Edward Jones is a full-service wealth management firm serving more than four million individual and institutional clients. The firm offers a wide range of advisory programs and investment options, supported by a large network of financial advisors and branch offices nationwide.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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