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Sam T

CFP®, Series 63, Series 65, AIF®

Castle Rock, CO

Fidelis Wealth Advisors

Sam began his wealth management career in 2000. He was previously a partner in a registered investment advisory firm in Denver, acting as its Director of Financial Planning, Chief Financial Officer, and OSJ. Sam completed his CERTIFIED FINANCIAL PLANNER™ designation from the CFP® Board of Standards in early 2006. He holds insurance licenses in the State of Colorado for life, accident, property, casualty, and health. He’s also a member of the Financial Planning Association (FPA) and very active in his local chapter. Sam’s been featured on the local Channel 9 news affiliate segment, Moneyline 9 and currently serves his community providing pro bono financial advice to families in distress. He has a unique ability to relate to his clients, help them feel comfortable with difficult topics, and offer advice to meet their individual and family needs. His exceptional talent to see the big picture helps direct specific pieces of the planning puzzle to meet the overall needs of each client. PERSONAL Sam graduated from the University of Phoenix with a major in Finance. He enjoys spending time with his seven children. They participate in many sports activities, and Sam coaches several of his kids’ basketball teams. Sam resides in Castle Rock, Colorado.

Wealth management Business ownership considerations Business exit / sale strategy Retirement plans for business owners (SEP, solo 401k) Charitable giving tax strategies Dentist Attorney Retired Founder/Business Owner Executive Established Professionals Approaching retirement Retired Mid-Career Professionals Divorced

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Dwight P

CFP®, Series 63, Series 65

Canton, IL

LaSalle St. Investment Advisors, L.L.C.

Dwight Pigg Jr. is a CFP® with 27 years of industry experience, currently serving at LaSalle St. Investment Advisors, L.L.C. since 2013. He also holds a leadership role as President of the Trust and Retail Department at Ipava State Bank. Outside of his advisory work, he is involved in managing agricultural and commercial real estate through Red Brick Capital, LLC. LaSalle St. Investment Advisors serves individuals, trusts, pension plans, corporations, and charitable organizations with fee-based financial planning and portfolio management. The firm employs both discretionary and non-discretionary strategies using a range of investment vehicles and is notable for its predominance of non-discretionary assets and arrangements with third-party managers and wrap-fee platforms.

Active portfolio management Options & derivatives strategies Executive Founder/Business Owner
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Rusty M

Series 66

Canton, IL

Edward Jones

Rusty Melhouse is a financial advisor at Edward Jones in Canton, Illinois, holding a Series 66 designation with 18 years of industry experience. He has been with Edward Jones since 2007. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients with approximately $1.01 trillion in assets under management. The firm offers a range of discretionary and non-discretionary investment strategies, including separately managed accounts and affiliated mutual funds, and operates under a fiduciary standard.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Christopher P

Series 63, Series 65

Canton, IL

Thrivent Investment Management

Christopher Piper is a financial advisor with Thrivent Investment Management in Canton, Illinois. He holds Series 63 and Series 65 registrations and has two years of industry experience. Prior to joining Thrivent, he spent several years with Canton 66. Outside of his advisory role, Piper serves as a member of the Elder Board at Canton Evangelical Church, where he participates in planning and community activities. Thrivent Investment Management provides Dedicated Planning Services to individuals, families, businesses, and nonprofit clients through its network of financial advisors. The firm offers goal-based, holistic analyses and supports combining planning with managed-account programs while maintaining separation between these services.

Business ownership considerations
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Sarah K

Series 66

Canton, IL

LPL Financial

Sarah Keefer is a financial advisor with LPL Financial in Canton, Illinois, holding a Series 66 license and 16 years of industry experience. She has been with LPL Financial since 2014 and previously worked at the Bank of Farmington from 2013 to 2019. LPL Financial provides advisory and brokerage services to a diverse client base, including individual investors, retirement plan sponsors, institutions, charities, and high-net-worth households. The firm offers a range of investment solutions supported by an in-house research team and a large network of investment adviser representatives.

Wealth management Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) Tax-loss harvesting Founder/Business Owner Retired
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Gregory G

Series 66

Canton, IL

Edward Jones

Gregory Glomb is a financial advisor at Edward Jones with 12 years of industry experience. He holds the Series 66 designation and has been with Edward Jones since 2013. Based in Canton, IL, he provides advisory services through a large network affiliated with one of the industry’s leading firms. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm manages approximately $1.01 trillion in assets under management and offers a range of investment strategies, including discretionary and non-discretionary wrap fee programs, separately managed accounts, and affiliated mutual funds.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Jason S

Series 66

Table Grove, IL

OSAIC

Jason Smith is a financial advisor with Osaic Wealth, Inc., holding a Series 66 designation and 12 years of industry experience. He previously worked at Woodbury Financial Services, Inc. for 11 years and has been involved with several affiliated entities, including owning Legacy Private Wealth Advisors, which provides payroll and employee benefits for registered representatives. OSAIC Wealth, Inc. is an SEC-registered investment adviser and FINRA member broker-dealer that serves a diverse client base including individuals, pension plans, corporations, and nonprofits. The firm offers advisory and brokerage services through a large network of financial advisers and employs a comprehensive investment process incorporating risk tolerance, asset allocation, and portfolio optimization tools.

Annuities Founder/Business Owner Executive Retired
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Tyler L

Series 66

Canton, IL

Edward Jones

Tyler Ludlum is a financial advisor at Edward Jones with eight years of industry experience. He holds a Series 66 designation and has been with Edward Jones since 2016. Prior to that, he worked at Carlrob Venture Group, AutoZone, Southern Illinois University Edwardsville, and Carrollton Properties. Outside of his advisory role, Ludlum serves as treasurer for the Canton Elks Lodge #626 and is an assistant football coach for the Canton Union School District #66. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm offers a range of advisory programs and investment strategies, supported by a nationwide network of more than 23,700 financial advisors and 15,000 branch offices.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Terry A

Series 63, Series 65

Cuba, IL

Equitable Advisors

Terry Anderson is a financial advisor at Equitable Advisors with 54 years of industry experience. He holds Series 63 and Series 65 credentials and has been with Equitable Advisors since 1999, having previously worked at Axa Advisors. Equitable Advisors serves individual investors, retirement plan sponsors and participants, corporations, and charitable organizations by providing financial planning, retirement-plan support, and access to asset management through LPL programs and a broad range of third-party asset managers. The firm uses a hybrid referral and implementation model that combines advisory and brokerage channels to tailor services based on clients’ goals, risk tolerance, and time horizon.

Retirement income strategy Social Security optimization Founder/Business Owner Retired Executive Approaching retirement Baby Boomers (Born 1946-1964)
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