Tracy Dickinson is a financial advisor at Blue Jean Financial LLC with a Series 65 designation. She has been with Blue Jean Financial and its predecessor since 2021 and previously worked at Noonday Collections for eight years. Blue Jean Financial LLC provides discretionary investment management and financial planning to individuals, trusts, estates, nonprofits, and businesses. The firm’s team of seven manages about $95 million across approximately 284 client relationships, using customized portfolios with a long-term orientation supported by both fundamental and technical analysis.

Nathan Tomkiewicz is a CFP®-certified financial advisor with eight years of industry experience. He is the sole advisor at Tomkiewicz Wealth Management, LLC, which he founded in 2025. Prior to establishing his firm, he worked at Berkshire Money Management, Inc. and Berkshire Management, Inc. for a combined nine years, and has a background in education. Tomkiewicz Wealth Management is a fee-only registered investment adviser that manages pooled and institutional assets while also serving individuals, pension plans, charitable organizations, and businesses. The firm employs a blend of fundamental and technical analysis within a Modern Portfolio Theory framework, using both passive and active investment vehicles to tailor asset allocation to client goals, with a long-term investment approach and discretionary management.

Justin Kim is a financial advisor at Ludus Capital, LLC in Albany, NY, holding a Series 65 designation with one year of industry experience. Prior to founding Ludus Capital, he worked at Locust Wood Capital and has an academic background from NYU Stern School of Business. Ludus Capital provides discretionary investment management to individual and select institutional clients, employing a value-oriented, opportunistic equity strategy with a focused, long-term approach. The firm manages concentrated portfolios across a broad range of domestic and international instruments and serves a diverse client base including qualified individuals, trusts, charities, other advisers, and corporate entities.

Lina Zhu is a financial advisor at Mia Lee Financial in Albany, NY, holding a Series 65 designation with one year of industry experience. Her prior work includes positions at Grant Thornton LLP and Kroll. She is also an accountant, which is noted as part of her professional activities. Mia Lee Financial is an independent firm serving individual and high-net-worth clients with portfolio management focused on equities, fixed income, and ETFs. The firm integrates fundamental analysis, modern portfolio theory, and quantitative methods within a long-term trading approach and provides both discretionary and non-discretionary account management.

I am financial consultant/advisor who has been in the financial services industry for the last 8+ years and a business owner specialist for the past 5 years. I've gained experience in several different industries over of the years, however most of my experience has been with construction & tech companies. Inside of your business we offer CFO services, business consulting and/or valuation services for a monthly retainer or a flat fee. Outside of your business we offer investment advice, tax strategy, real estate investing, asset protection strategy, insurance review, estate planning & more for an hourly fee, monthly retainer, flat fee or AUM fee. In one example, we were able to help one of our clients go from $1.74million of annual revenue to $10.003million in 1 year. More importantly, we were able to strategically use the profits of the business to buy $3mill worth of investment real estate in 1 year. In addition, by structuring the real estate purchases strategically and implementing a tax strategy, we were able to save the client an additional $200k+ in taxes for that tax year.

James Marshall is the sole advisor at JM Advisors, LLC, an independent firm based in Albany, NY. He holds Series 63 and Series 65 credentials and has 13 years of industry experience, having founded JM Advisors in 2011. JM Advisors provides fee-only financial planning and investment advisory services to individuals, trusts, and estates, focusing on areas such as cash management, risk management, education funding, retirement planning, estate and charitable giving, tax planning, and capital needs planning. The firm offers written investment recommendations and supplemental reporting while clients retain control over trade execution, operating on a retainer basis without discretionary portfolio management or percentage-of-AUM fees.

Jared Paul is a CFP® professional with 14 years of industry experience, currently serving as the sole advisor at Capable Wealth, LLC in Albany, NY. Prior to founding Capable Wealth in 2017, he worked at Columbia Management Investment Distributors, Inc. from 2012 to 2017. Outside of his advisory role, he is a partner in DeepSea Consulting, LLC, a consulting business focused on Web3 technology implementation strategies. Capable Wealth provides financial planning, investment management, and educational seminars primarily to individuals, business owners, and high-net-worth clients, with a specialized focus on orthopedic surgeons. The firm emphasizes comprehensive planning, strategic asset allocation, tax efficiency, and a combination of passive and active investment strategies tailored to client objectives.

Seong Jae Yoon is a financial advisor at Strikeout Capital LLC with three years of industry experience. He previously worked at Parnassus Investments and Guggenheim Securities, LLC. Yoon holds Series 63 and Series 65 licenses. Strikeout Capital provides discretionary portfolio management primarily to individuals, trusts, estates, and other entities. The firm employs a fundamental, research-intensive investment approach focused on long-term capital preservation and compounding, maintaining a concentrated portfolio across domestic and international equities and fixed income.

Joseph Ribis is a financial advisor at Sibir Investment Advisors with 21 years of industry experience. He holds Series 63 and Series 66 licenses and previously worked at Independent Financial Partners and LPL Financial LLC. Ribis has been with Sibir Investment Advisors since 2019. Sibir Investment Advisors is an independent, sole practitioner firm that provides discretionary portfolio management and financial planning primarily to individual and high-net-worth clients. The firm employs a combination of charting and fundamental analysis with a focus on long-term trading, using a wide range of investment vehicles and offering third-party adviser selection and implementation services.

Carl Kempf is a CFP® professional and Series 63 license holder with one year of experience in financial advisory services. He is the principal of Carissima Capital LLC and has a background that includes legal practice as a solo attorney since 2019, as well as prior roles with the County of Rensselaer and The Research Foundation for SUNY. Kempf maintains an active solo law practice alongside his advisory work. Carissima Capital LLC serves individuals, trusts, estates, charitable organizations, family foundations, family offices, corporations, and other entities by providing investment advisory, financial planning, co-advisory services, and evaluation of unaffiliated private funds. The firm’s approach involves top-down macroeconomic analysis to guide asset allocation and constructs client-specific portfolios with ongoing monitoring, often including discretionary management. It integrates financial planning with legal and tax coordination, and uniquely offers separate legal services when requested.

Sang Wong is a CFA charterholder with Series 63 and Series 65 licenses and has four years of industry experience. He has been with Mercury Financial Advisors since 2011. Mercury Financial Advisors is an independent, fee-only firm based in Albany, NY, serving individuals, families, and small business owners with comprehensive financial planning and investment advice. The firm emphasizes disciplined asset allocation, tax planning, and uses fixed retainers rather than asset-based fees.

Joseph Polsinelli is a financial advisor at Nottingham Wealth Partners, Inc. with 30 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at firms including LPL Financial, OneGroup Wealth Partners, and Cetera Investment Advisers. He is also an owner of Empire State Asset Management LLC and serves as a trustee for a family member’s irrevocable trust. Nottingham Wealth Partners, Inc. provides fee-based discretionary investment management, financial planning, and retirement plan advisory services to individuals, trusts, estates, businesses, charitable organizations, and retirement plans. The firm manages approximately $65.6 million in discretionary assets and constructs customized, primarily long-term portfolios using low-cost mutual funds, ETFs, individual stocks, and bonds.

Timothy Graney is a CFP® professional with 34 years of experience in the financial services industry. He has been with Graney & King, LLC and LPL Financial LLC since 1998. Graney & King serves individuals, including high-net-worth clients, trusts, and employer-sponsored retirement plans, providing discretionary asset management, financial planning, and retirement plan consulting. The firm employs asset-allocation and model-based strategies using mutual funds, ETFs, individual stocks, and bonds, with portfolio construction grounded in fundamental analysis and modern portfolio theory principles.

Michael Ryan is a CFP® professional with 33 years of industry experience. He has worked at Raymond James Financial Services Advisors, Inc. and has been with Marathon Mission, Inc. since 2003. Marathon Mission, Inc. offers discretionary portfolio management, pension consulting, and financial planning services to individual and high-net-worth clients, as well as pension and profit-sharing plans. The firm applies a combination of fundamental, technical, and modern portfolio theory in its investment approach and manages approximately $154.7 million across its client base.

Helen Carroll is a Certified Financial Planner® with 11 years of industry experience, currently serving at Mussett Wealth Management, LLC since 2014. She holds Series 63 and Series 65 licenses and is based in Rensselaer, NY. Mussett Wealth Management provides personalized financial planning and investment management to individuals, charitable organizations, and businesses, with a focus on strategic asset allocation through a core-and-satellite approach that combines actively- and passively-managed funds. The firm also offers institutional retirement-plan services and comprehensive advisory support.

Edward King is a CFP® professional with 33 years of industry experience. He has been with Graney & King, LLC since 1998 and is also associated with LPL Financial LLC. In addition to his advisory role, he offers long-term care insurance as a non-investment related service. Graney & King serves individuals, trusts, and employer-sponsored retirement plans by providing discretionary asset management, financial planning, and retirement plan consulting. The firm employs asset-allocation and model-based strategies utilizing mutual funds, ETFs, stocks, and bonds, managing approximately $418 million in client assets.

Olivia Mussett is a CFP®-certified financial advisor with seven years of industry experience. She has been with Mussett Wealth Management, LLC since 2011, where she is one of two advisors at the firm. Mussett Wealth Management provides personalized financial planning and investment management services to individuals, charitable organizations, and businesses, including consulting and advisory services for pension and profit sharing plans. The firm employs a strategic asset allocation approach combining actively- and passively-managed funds, focusing on global diversification and discretionary account management.

Joseph Ventura is a financial advisor with Eden Advisory Services, LLC in Albany, NY, holding Series 63, 65, and 66 licenses and eight years of industry experience. He has worked at Creative Financial Designs Inc and CFD Investments Inc since 2013. Outside of advising, he is involved with Ashley's Farm Stand and works as an independent insurance agent. Eden Advisory Services provides discretionary and non-discretionary portfolio management and financial planning to individuals, high-net-worth individuals, and charitable organizations. The firm uses fundamental, technical, and quantitative analysis along with modern portfolio theory in a long-term trading approach and engages a third-party adviser for portfolio assistance.

Kathleen Godfrey is the sole owner of Godfrey Financial Associates, Inc. in Glenmont, NY, where she has worked since 1995. She holds Series 63 and Series 65 licenses and has seven years of industry experience. Her firm serves individuals, including high-net-worth clients, as well as corporations and business entities, providing discretionary portfolio management and financial planning services. The firm uses a national custodian platform and offers customized portfolios that include exchange-listed securities, mutual funds, ETFs, and fixed income, with both long- and short-term strategies.

Richard Finelli is a financial advisor at Graney & King, LLC with 19 years of industry experience. He holds Series 63 and Series 65 licenses and has operated his own CPA practice since 1987. His career also includes long-term roles at LPL Financial, LLC and Linsco/Private Ledger Corp. Graney & King serves individuals, including high-net-worth clients, trusts, and employer-sponsored retirement plans, providing discretionary asset management, financial planning, and retirement plan consulting. The firm uses asset-allocation and model-based strategies, incorporating mutual funds, ETFs, stocks, and bonds, with portfolio construction based on fundamental analysis and modern portfolio theory.