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Samuel S

Series 63, Series 66

White Bear, MN

Greenup Wealth

Sam Schuette is a seasoned wealth advisor with over two decades of experience helping individuals and families plan for financial security and life milestones. As Vice President and Wealth Advisor at GreenUp Wealth Management, Sam works with clients to develop financial strategies tailored to their goals — including retirement planning, investment guidance, and overall wealth management.  Before joining GreenUp, Sam spent more than a decade at Scottrade, Inc., where he built strong client relationships and led teams of investment professionals. He also served in financial advisory and wealth planning roles at several other firms, bringing a depth of practical experience across markets, financial planning disciplines, and client service.  Sam holds a Bachelor of Science in Agriculture & Food Business Management with a focus in Finance from the University of Minnesota. Outside of work, he enjoys time with his family, outdoor activities, and community engagement.

Wealth management General retirement planning Income planning General tax planning General estate planning guidance Retired Executive Founder/Business Owner Self-Employed Consultant Approaching retirement Retired Established Professionals Gen X (Born 1965-1980) Baby Boomers (Born 1946-1964)

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Jeremy T

CFP®, Series 63, Series 65

Sioux Falls, SD

Tallgrass Wealth Management, Inc.

Jeremy Tims is a CFP® professional with 25 years of experience in the financial industry. He is the owner of Tallgrass Wealth Management, Inc. and has held roles at Silver Oak Securities, Inc., Purshe Kaplan Sterling Investments, and Sutterfield Financial Group. Outside of his advisory work, he manages a hunting dog stud service and serves as a director for the Tenfold Foundation, which focuses on charitable giving. He is also a board member of First Savings Bank and participates in local educational endowment fund committees. Tallgrass Wealth Management provides pension and employee benefit plan consulting and standalone financial planning, focusing on plan-level advice rather than discretionary account custody. The firm uses fundamental analysis, modern portfolio theory, and quantitative methods to guide investment recommendations and does not take custody of client assets, billing clients on a fee-for-service basis.

Annuities
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Pradeep J

Series 63, Series 66

Sioux Falls, SD

Intelligent Investments

Pradeep Jayaraman is the principal of Intelligent Investments in Sioux Falls, SD, with 17 years of industry experience. He holds the Series 63 and Series 66 designations and has worked in various legal roles since 2017, currently serving as an attorney at Glinert Jay. In addition to his advisory work, he is a licensed insurance agent involved in evaluating and recommending life and health insurance policies. Intelligent Investments provides non-discretionary portfolio management and financial planning services to individuals, trusts, estates, and business entities. The firm employs a range of investment strategies and analytical methods, including fundamental and technical analysis, while maintaining custody through Charles Schwab.

Options & derivatives strategies Active portfolio management
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Donald O

Series 63, Series 65

Sioux Falls, SD

Resolve Capital Management LLC

Donald Olson is a financial advisor at Resolve Capital Management LLC with 28 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Resolve Capital Management since 2010. The firm provides advisory services to individuals, including high-net-worth clients, as well as pension and profit-sharing plans, trusts, estates, charitable organizations, and other business entities. Resolve Capital Management emphasizes diversified asset allocation across multiple asset classes and investment styles, managing most accounts on a discretionary basis and integrating financial planning into managed accounts without a separate charge in many cases.

Equity compensation tax strategy Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.)
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Richelle H

Series 66

Sioux Falls, SD

Impact Wealth Management

Richelle Hofer is a financial advisor at Impact Wealth Management with 17 years of industry experience. She holds a Series 66 designation and has worked at several firms, including Graber & Associates and Raymond James Financial Services Advisors. Impact Wealth Management serves individual and high-net-worth clients with investment management and comprehensive financial planning services. The firm employs a largely passive, Modern Portfolio Theory–based approach and offers socially conscious investment options, educational seminars, and a special needs financial planning service.

Retirement income strategy Business ownership considerations College savings (529s, UTMA, etc.) Values-based investing
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Kyle C

CFA®

Sioux Falls, SD

Prairie View Wealth Partners LLC

Kyle Cipperley is a CFA charterholder and financial advisor at Prairie View Wealth Partners LLC with over 17 years of experience, including a long tenure at The First National Bank in Sioux Falls. He has been with Prairie View Wealth Partners since 2026. Prairie View Wealth Partners provides wealth management services to individuals, high-net-worth clients, institutions, trusts, and estates, combining discretionary investment management with comprehensive financial planning and consulting. The firm employs a long-term, fundamental analysis approach using primarily low-cost diversified mutual funds and ETFs while allowing flexibility for individual stocks, bonds, or legacy holdings.

Wealth management General tax planning
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E F

CFA®, Series 63

Sioux Falls, SD

Lauer Capital Management Ltd

E Fromelt is a CFA® charterholder with 16 years of industry experience, currently serving as the sole advisor at Lauer Capital Management Ltd since 2008. Located in Sioux Falls, SD, he holds a Series 63 registration and has focused his career at this firm. Lauer Capital Management Ltd. provides discretionary portfolio management to individuals, high-net-worth clients, trusts, estates, charitable institutions, foundations, endowments, corporations, and other business entities. The firm emphasizes an asset/liability framework that aligns portfolio risk with clients’ future cash-flow needs, prioritizing risk management and consistent, absolute returns through generally conservative allocations and low turnover.

Wealth management
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Alan M

Series 63, Series 65

Sioux Falls, SD

Resolve Capital Management LLC

Alan Miller is a financial advisor at Resolve Capital Management LLC with 27 years of industry experience. He holds the Series 63 and Series 65 designations and has been with Resolve Capital Management since 2010. Resolve Capital Management provides advisory services to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and other business entities. The firm emphasizes diversified asset allocation across multiple asset classes and investment styles, typically managing accounts on a discretionary basis through the Fidelity Institutional Wealth Services platform.

Equity compensation tax strategy Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.)
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Dylan K

Series 63, Series 65

Sioux Falls, SD

Make Way Wealth Management

Dylan Kvaale is a financial advisor at Make Way Wealth Management with 17 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at several firms, including Principal Life Insurance Company and Wealth Watch Advisors. Outside of his advisory role, he coaches 8th grade boys basketball in Sioux Falls. Make Way Wealth Management serves individuals, corporations, charities, and pension or profit-sharing plans, providing comprehensive financial planning, consulting, and discretionary portfolio management. The firm combines strategic diversification and proprietary model portfolios with technical and cyclical analysis, and offers qualified clients access to customized private equity and hedge-fund portfolios through Crystal Capital Partners.

Private / alternative investments
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Travis K

Series 65

Colorado Springs, CO

Make Way Wealth Management

Travis Kvaale is a financial advisor at Make Way Wealth Management in Colorado Springs, CO, holding a Series 65 credential with four years of industry experience. His work history includes roles at American Bank & Trust and the State of South Dakota Legislative Audit. Make Way Wealth Management serves individuals, corporations, charities, and pension or profit-sharing plans, providing comprehensive financial planning, consulting, and discretionary portfolio management. The firm combines strategic diversification and proprietary model portfolios with technical and cyclical analysis, offering institutional-style access to alternative-asset portfolios for qualified clients.

Private / alternative investments
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Paula B

PFS™

Sioux Falls, SD

Prairie View Wealth Partners LLC

Paula Bindert is a financial advisor at Prairie View Wealth Partners LLC in Sioux Falls, SD, holding the Personal Financial Specialist (PFS™) designation. The firm provides wealth management services to individuals, high-net-worth clients, institutions, trusts, and estates, combining discretionary investment management with comprehensive financial planning and consulting. Prairie View employs a long-term, fundamental analysis-driven investment approach, primarily using low-cost diversified mutual funds and ETFs while retaining flexibility to use individual securities or legacy holdings as appropriate.

Wealth management General tax planning
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Richard L

CFA®, Series 63, Series 65

Sioux Falls, SD

Lauer Capital Management Ltd

Richard Lauer is the sole advisor at Lauer Capital Management Ltd., a firm he founded in 1994. He holds the CFA® designation along with Series 63 and Series 65 licenses and has 23 years of industry experience. Lauer Capital Management Ltd. provides discretionary portfolio management to individuals, trusts, estates, charitable institutions, foundations, endowments, corporations, and other business entities. The firm’s investment approach links portfolio risk to clients’ future cash-flow needs, emphasizing risk management, avoidance of principal loss, and consistent absolute returns through generally conservative allocations and low turnover.

Wealth management
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Ryan W

Series 65

Sioux Falls, SD

Alternative Investment Advisors, LLC

Ryan Wilhelm is a financial advisor at Alternative Investment Advisors, LLC in Sioux Falls, SD, holding a Series 65 credential. He has been with the firm since 2025 and has prior experience as a broker associate at The Experience Real Estate since 2017. Outside of financial advising, Wilhelm serves as an assistant coach for the Jefferson High School track and field team. Alternative Investment Advisors, LLC provides portfolio management, financial planning, and employee benefit advisory services to individuals, trusts, and institutional clients. The firm employs a team-based approach and customizes client portfolios primarily using ETFs and options, supported by a combination of fundamental, quantitative, qualitative, and technical analysis.

Active portfolio management Options & derivatives strategies Tax-loss harvesting
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Ashley T

Series 65

Sioux Falls, SD

Compass Financial Group, INC

Ashley Tucker is a financial advisor at Compass Financial Group, INC, holding a Series 65 designation with four years of industry experience. She previously worked at First Premier Bank from 2015 to 2017 before joining Compass Financial Group in 2017. Outside of her advisory role, she is a licensed independent agent selling life and health insurance in South Dakota. Compass Financial Group provides portfolio management and financial planning services to individuals, trusts, estates, and business entities. The firm manages approximately $1.225 billion in assets for about 2,675 clients through a team of seven advisors, offering individualized discretionary portfolios that include various investment strategies and periodic reviews.

Active portfolio management Options & derivatives strategies Retirement income strategy
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Myranda T

Series 65

Sioux Falls, SD

Aspen Private Advisors, LLC

Myranda Thoen is a financial advisor at Aspen Private Advisors, LLC with a Series 65 designation and one year of industry experience. Her prior work includes roles in construction, environmental services, banking, retail, and nonprofit sectors. Aspen Private Advisors serves individuals, trusts, pension and profit sharing plans, and business entities with financial planning, retirement plan consulting, and discretionary asset management. The firm employs a long-term, balanced asset allocation strategy and offers wrapped accounts that may include alternative assets and derivatives.

Real estate investing Founder/Business Owner
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Jesse H

CFP®, ChFC®, Series 66

Sioux Falls, SD

Compass Financial Group, INC

Jesse Haller is a CFP® and ChFC® at Compass Financial Group, INC with 17 years of industry experience. He has worked with Compass Financial Group since 2011. In addition to his advisory role, he is a licensed independent agent selling life and health insurance in South Dakota. Compass Financial Group provides comprehensive portfolio management and financial planning to individuals, trusts, estates, and business entities. The firm serves approximately 2,675 clients with a team of seven advisors and manages about $1.225 billion in assets through individualized, discretionary portfolios.

Active portfolio management Options & derivatives strategies Retirement income strategy
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Patrick M

Series 63, Series 65

Sioux Falls, SD

RIA Advisory Group, LLC

Patrick Mccabe is a financial advisor with RIA Advisory Group, LLC, holding Series 63 and Series 65 credentials and 10 years of industry experience. His prior roles include positions at Visionpoint Advisory Group, LPL Financial LLC, Princor Financial Services Corporation, and Principal Life Insurance Company. He also works as a benefit analyst for Resolve Physician Agency, assisting physicians in understanding employer benefit offerings. RIA Advisory Group, LLC is a multi-team registered investment adviser serving individuals, trusts, estates, corporations, and other entities. The firm employs a mix of equities, fixed income, mutual funds, ETFs, REITs, insurance products, and private placements, managing accounts typically on a discretionary basis with a combination of charting, fundamental, and technical analysis.

Annuities
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Houstyn H

CFP®, Series 65

Sioux Falls, SD

RIA Advisory Group, LLC

Houstyn Heinz is a CFP® and holds a Series 65 license with two years of industry experience. He is currently with RIA Advisory Group, LLC and is also employed as a Certified Public Accountant at a regional CPA firm in South Dakota, where he prepares and reviews tax returns, financial statements, and performs other accounting functions. His prior experience includes roles at ELO CPA's & Advisors and Schwan Financial Group. RIA Advisory Group, LLC is a multi-team registered investment adviser serving individuals, trusts, estates, corporations, and other entities. The firm employs a combination of charting, fundamental and technical analysis with both long- and short-term trading strategies, managing a diverse mix of asset types on a discretionary basis.

Annuities
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Todd D

Series 63, Series 65, Series 66

Sioux Falls, SD

Aspen Private Advisors, LLC

Todd Dathe is a financial advisor with Aspen Private Advisors, LLC, holding Series 63, 65, and 66 licenses and bringing 25 years of industry experience. Prior to joining Aspen in 2018, he worked at LPL Financial LLC and Level Four Advisory Services. Outside of his advisory role, he is involved in aircraft ownership and rental through an LLC that owns a Cirrus SR22T airplane and provides business consulting services via Aspen Consulting, LLC. Aspen Private Advisors serves individuals, trusts, pension and profit-sharing plans, and business entities, offering financial planning, retirement plan consulting, and discretionary asset management. The firm employs a long-term, balanced, and disciplined asset allocation approach tailored to client objectives, with portfolios that may include mutual funds, ETFs, cash equivalents, and, in some cases, alternative assets and derivatives.

Real estate investing Founder/Business Owner
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Dana R

Series 63, Series 65

Sioux Falls, SD

RIA Advisory Group, LLC

Dana Rausch is a financial advisor with RIA Advisory Group, LLC, holding Series 63 and Series 65 licenses and 16 years of industry experience. Prior to joining RIA Advisory Group in 2020, Dana worked at VisionPoint Advisory Group, LPL Financial, Principal Financial, and Princor Financial Services Corporation. Outside of advisory work, Dana is involved in benefit education for physicians through Resolve Physician Agency and holds interests in family farmland via a family holding LLC. RIA Advisory Group, LLC is a multi-team registered investment adviser serving individuals, trusts, estates, corporations, and other entities. The firm manages a diversified portfolio including equities, fixed income, mutual funds, ETFs, REITs, insurance products, and private placements, typically providing discretionary investment management based on documented client objectives and risk profiles.

Annuities
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Keaton F

Series 63, Series 65

Sioux Falls, SD

RIA Advisory Group, LLC

Keaton Falk is a financial advisor with RIA Advisory Group, LLC, holding Series 63 and Series 65 licenses and three years of industry experience. His prior roles include positions at Ameritas Investment Company, LLC, Ameritas Insurance Company, and Ameritas Advisory Services, LLC. He also assists medical professionals in negotiating employment contracts through his work with Resolve. RIA Advisory Group, LLC is a multi-team registered investment adviser serving individuals, trusts, estates, and corporations. The firm employs a mix of equities, fixed income, mutual funds, ETFs, REITs, insurance products, and private placements, managing most accounts on a discretionary basis with both long- and short-term trading strategies.

Annuities
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