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Sam T

CFP®, Series 63, Series 65, AIF®

Castle Rock, CO

Fidelis Wealth Advisors

Sam began his wealth management career in 2000. He was previously a partner in a registered investment advisory firm in Denver, acting as its Director of Financial Planning, Chief Financial Officer, and OSJ. Sam completed his CERTIFIED FINANCIAL PLANNER™ designation from the CFP® Board of Standards in early 2006. He holds insurance licenses in the State of Colorado for life, accident, property, casualty, and health. He’s also a member of the Financial Planning Association (FPA) and very active in his local chapter. Sam’s been featured on the local Channel 9 news affiliate segment, Moneyline 9 and currently serves his community providing pro bono financial advice to families in distress. He has a unique ability to relate to his clients, help them feel comfortable with difficult topics, and offer advice to meet their individual and family needs. His exceptional talent to see the big picture helps direct specific pieces of the planning puzzle to meet the overall needs of each client. PERSONAL Sam graduated from the University of Phoenix with a major in Finance. He enjoys spending time with his seven children. They participate in many sports activities, and Sam coaches several of his kids’ basketball teams. Sam resides in Castle Rock, Colorado.

Wealth management Business ownership considerations Business exit / sale strategy Retirement plans for business owners (SEP, solo 401k) Charitable giving tax strategies Dentist Attorney Retired Founder/Business Owner Executive Established Professionals Approaching retirement Retired Mid-Career Professionals Divorced

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William S

Series 63, Series 65

Ely, MN

Private Advisor Group, LLC

William Snuggerud is a financial advisor with Private Advisor Group, LLC, holding Series 63 and Series 65 licenses and bringing 26 years of industry experience. He has worked at Private Advisor Group since 2022 and has been affiliated with Investors Financial Group and LPL Financial since 2016. Private Advisor Group, LLC is an SEC-registered advisory firm managing over $41 billion across more than 135,000 client relationships. The firm serves individuals, trusts, estates, charitable organizations, and corporate and retirement plan clients, offering portfolio management, financial planning, retirement plan consulting, and access to third-party asset management programs.

Retired Founder/Business Owner
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Alexander S

Series 63, Series 66

Ely, MN

Thrivent Investment Management

Alexander Stark is a financial advisor with Thrivent Investment Management in Ely, MN, holding Series 63 and Series 66 designations and having seven years of industry experience. He has been with Thrivent since 2018 and previously worked in retail positions at Kay Jeweler's and Men's Wearhouse. Thrivent Investment Management provides Dedicated Planning Services to individuals, families, businesses, and nonprofits, offering goal-based analyses and written recommendations across a broad range of planning topics. The firm allows clients to combine planning with managed accounts under a consolidated billing option while keeping these services separate.

Business ownership considerations
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Daniel P

Series 63, Series 65

Ely, MN

LPL Financial

Daniel Peterson is a financial advisor with LPL Financial, holding Series 63 and Series 65 licenses and bringing 27 years of industry experience. He has been with Linsco/Private Ledger Corp., now part of LPL Financial, since 2006. Outside of his advisory role, he is involved with Peterson Wealth Advisors LLC, a business entity maintained for tax and investment purposes. LPL Financial provides advisory and brokerage services to a diverse client base, including individual investors, retirement plan sponsors, institutions, and high-net-worth households. The firm offers a wide range of investment solutions supported by an in-house research team and a large network of investment adviser representatives.

Wealth management Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) Tax-loss harvesting Founder/Business Owner Retired
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Jeffrey S

Series 63, Series 65

Ely, MN

Edward Jones

Jeffrey Sundell Jr. is a financial advisor at Edward Jones with 35 years of industry experience and holds Series 63 and Series 65 licenses. He has been with Edward Jones since 2001. Outside of his advisory work, Sundell serves as Chairman of the Board for the Ely Area Community Foundation. Edward Jones is a full-service wealth management firm serving individual and institutional clients with a wide range of investment strategies and advisory services, managing approximately $1.01 trillion in assets and supported by a network of over 23,700 financial advisors nationwide.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Laura L

Series 66

Ely, MN

LPL Financial

Laura Lamppa is a financial advisor with LPL Financial, holding a Series 66 designation and bringing 10 years of industry experience. She has worked at LPL Financial since 2017 and previously was with Investment Centers of America from 2015 to 2017. She is also affiliated with Frandsen Bank & Trust, where she has been involved since 2005. LPL Financial provides advisory and brokerage services to a diverse client base including individual investors, retirement plan sponsors, institutions, and high-net-worth households. The firm offers a range of investment solutions supported by an in-house Research team and a broad network of investment adviser representatives.

Wealth management Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) Tax-loss harvesting Founder/Business Owner Retired
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Joseph W

Series 66

Ely, MN

Thrivent Investment Management

Joseph Weise is a Series 66-licensed financial advisor with five years of industry experience, currently with Thrivent Investment Management. His prior roles include positions at the USA Forest Services and the Twin Cities YMCA. He has spent his entire financial advisory career at Thrivent Financial and its investment management division since 2020. Thrivent Investment Management offers Dedicated Planning Services to individuals, families, businesses, and nonprofit clients, focusing on comprehensive goal-based analyses across various planning topics. The firm separates its planning services from portfolio management and does not serve institutional clients with portfolio management or adviser selection.

Business ownership considerations
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Keith S

Series 66

Ely, MN

Thrivent Investment Management

Keith Stark is a Series 66-licensed financial advisor with 16 years of industry experience, currently affiliated with Thrivent Investment Management in Ely, MN. He has worked with Thrivent Financial for Lutherans and Thrivent Investment Management since 2009. Thrivent Investment Management provides Dedicated Planning Services to individuals, families, businesses, and nonprofit clients through a network of financial advisors. The firm offers holistic, goal-based financial planning on a range of topics without discretionary trading authority, allowing clients to combine planning with managed-account services under a consolidated billing option called “WealthPlan.”

Business ownership considerations
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Nathan S

Series 66

Ely, MN

Thrivent Investment Management

Nathan Stark is a Series 66-credentialed financial advisor with Thrivent Investment Management in Ely, MN, where he has worked since 2020. He has five years of industry experience and prior to his advisory role, spent ten years as a student. Thrivent Investment Management provides Dedicated Planning Services to individuals, families, businesses, and nonprofit clients through a network of Financial Advisors, offering comprehensive planning across various topics without implementation. The firm’s approach includes holistic goal-based analyses and the option to combine planning with managed-account services under a consolidated billing system.

Business ownership considerations
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Scott H

Series 63, Series 65

Ely, MN

UBS Financial Services

Scott Hilpert is a financial advisor with UBS Financial Services in Ely, MN, holding Series 63 and Series 65 licenses and 20 years of industry experience. He has been with UBS since 2012. Outside of his advisory role, Hilpert supports outdoor activities through Takedown Outdoors LLC, providing instruction and event support related to outdoor sports. UBS Financial Services serves individual, corporate, and institutional clients through a range of brokerage and advisory offerings, including fee-based financial planning and portfolio management, using proprietary research and model-based asset allocations to tailor client strategies. The firm combines institutional trading capabilities with wealth management services and offers a broad platform that includes custody, underwriting, and securities-backed lending.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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