Faith Austin is a financial advisor at 49 Financial with two years of industry experience. She holds a Series 65 designation and previously worked at Baylor University and its Student Athlete Center for Excellence. She is also a licensed insurance agent. 49 Financial serves individual and institutional clients with financial planning, retirement-plan consulting, and investment management, offering tiered fractional family office services and employing a disciplined, long-term diversified investment approach rooted in Modern Portfolio Theory.

Cole Pettis is a financial advisor at 49 Financial with four years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at Oakwood Capital Securities, Purshe Kaplan Sterling Investments, and Wentworth Management Services. Pettis is also involved with the Financial Independence Group as a fixed insurance agent. 49 Financial serves individual and institutional clients, providing financial planning, retirement-plan consulting, and investment management with an emphasis on disciplined, long-term diversified asset allocation. The firm offers tiered fractional family office services and utilizes proprietary and third-party model portfolios monitored by an Investment Committee.

David Farrell is an investment advisor representative with 11 years of industry experience, currently affiliated with 49 Financial in Austin, TX. He has held roles at Oakwood Capital Securities, 49 Wealth Management LLC, Thrivent Advisor Network, Purshe Kaplan Sterling Investments, and AXA Advisors. In addition to his advisory work, he is also licensed as an insurance agent. 49 Financial serves individual and institutional clients, including high-net-worth individuals and retirement plans, offering financial planning, advanced planning, retirement-plan consulting, and both discretionary and non-discretionary investment management. The firm employs a disciplined, long-term diversified asset allocation approach, utilizes proprietary and third-party model portfolios, and provides tiered fractional family office services.

James Henry is a financial advisor with 5 years of industry experience, currently associated with 49 Financial. He holds Series 63 and Series 66 licenses and has previously worked at firms including Oakwood Capital Securities, Purshe Kaplan Sterling Investments, and Thrivent Advisor Network. 49 Financial serves a diverse client base, including individuals, trusts, estates, corporations, and retirement plans, offering financial planning, retirement-plan consulting, and discretionary and non-discretionary investment management. The firm employs a disciplined, long-term diversified asset allocation strategy grounded in Modern Portfolio Theory and supports its advisory process with an investment committee and behavioral coaching.

Brandon Lanz is a financial advisor with 10 years of industry experience, currently affiliated with 49 Financial. He holds a Series 66 designation and has previous experience with firms including Oakwood Capital Securities, Purshe Kaplan Sterling Investments, Thrivent Advisor Network, and Axa Advisors. In addition to his advisory roles, he is involved with 25 Giving, a charitable planning company focused on structuring donor contributions and partnering with nonprofits. 49 Financial serves a diverse client base including individuals, trusts, estates, corporations, and retirement plans, offering a range of financial planning and investment management services. The firm’s investment approach is based on disciplined, long-term diversified asset allocation incorporating fundamental, cyclical, technical, and behavioral analysis.

Collin Plotts is a financial advisor at 49 Financial in Austin, TX, holding Series 63 and Series 66 licenses with six years of industry experience. His prior roles include positions with PKS Investments, Thrivent Advisor Network, and AXA Advisors. Outside of finance, he is the owner of Ranch Water Pool Co., a pool services company. 49 Financial serves individual and institutional clients, providing financial planning, retirement-plan consulting, and investment management. The firm employs a disciplined, long-term investment approach based on diversified asset allocation and manages proprietary model portfolios alongside third-party managers.

Jacob Roos is an investment advisor representative with 5 years of industry experience, currently affiliated with 49 Financial. He has worked at Oakwood Capital Securities, Inc. and Purshe Kaplan Sterling Investments, among others. Outside of his advisory role, he has experience in social media marketing and pressure washing businesses. 49 Financial serves a diverse client base that includes individuals, trusts, estates, corporations, and retirement plans, providing financial planning, retirement-plan consulting, and investment management. The firm emphasizes disciplined, long-term diversified asset allocation and offers tiered fractional family office services alongside access to third-party managers.

Caleb Kuhn is a financial advisor with 2 years of industry experience, currently with 49 Financial in Austin, TX. He holds Series 63 and Series 65 licenses and has worked at several firms, including Oakwood Capital Securities, Purshe Kaplan Sterling Investments, and Laureate Wealth Management. Outside of his advisory roles, he is a licensed insurance agent providing fixed insurance services. 49 Financial serves a diverse client base ranging from individuals to institutions, offering financial planning, retirement-plan consulting, and investment management. The firm employs a disciplined, long-term investment approach based on diversified asset allocation and incorporates a formal fractional family office service for high-net-worth clients.

Conner Haney is a financial advisor with 5 years of industry experience, currently with 49 Financial in Austin, TX. He holds Series 63 and Series 66 licenses and has worked previously at Purshe Kaplan Sterling Investments and Oakwood Capital Securities. Outside of his advisory role, Haney coaches youth soccer teams through HTX Soccer. 49 Financial serves individual and institutional clients by providing financial planning, retirement-plan consulting, and investment management with a focus on long-term diversified asset allocation. The firm also offers fractional family office services and integrates multiple analytical approaches in its investment process.

Louis Aquino is a financial advisor with 49 Financial in Austin, TX, holding Series 63 and Series 65 licenses and four years of industry experience. His prior roles include positions at Oakwood Capital Securities, Purshe Kaplan Sterling Investments, and Northwestern Mutual. He serves as a trustee for an irrevocable life insurance trust involving his family. 49 Financial provides services to individual and institutional clients, including high-net-worth individuals and retirement plans, offering financial planning, advanced planning, retirement-plan consulting, and investment management. The firm utilizes a disciplined, long-term diversified asset allocation approach based on a derivative of Modern Portfolio Theory and operates tiered fractional family office services.

Sydney Ramos is a financial advisor with 49 Financial in Austin, TX, holding a Series 65 credential and beginning their industry career in 2026. Prior to joining 49 Financial, Ramos held various roles including positions at Texas A&M Chemical Engineering and the Texas A&M Office for Youth Engagement. 49 Financial serves a diverse client base including individual and institutional investors, offering financial planning, advanced planning, retirement-plan consulting, and investment management. The firm employs a disciplined, long-term asset allocation approach incorporating fundamental, cyclical, technical, and behavioral analysis, and provides tiered fractional family office services for high-net-worth clients.

William Harvey III is a financial advisor at 49 Financial with one year of industry experience. He holds a Series 65 designation and previously worked at Pinnacle Bank before joining 49 Financial. Harvey also has experience as a fixed insurance agent. 49 Financial serves individual and institutional clients, including high-net-worth individuals, trusts, and corporations, offering financial planning, retirement-plan consulting, investment management, and fractional family office services. The firm emphasizes a disciplined, long-term diversified asset allocation approach based on a combination of fundamental, cyclical, technical, and behavioral analyses.

Bryan Brashear is a Series 65-licensed advisor at 49 Financial with one year of industry experience. Prior to joining 49 Financial in 2025, he attended Southern Methodist University, Franklin University, Concordia Lutheran High School, and The Woodlands High School. 49 Financial serves a diverse client base, including individuals, trusts, estates, corporations, and retirement plans, offering financial planning, retirement-plan consulting, and investment management. The firm employs a disciplined, long-term diversified asset allocation strategy and provides tiered fractional family office services alongside access to third-party managers.

Grant Boren is a financial advisor with 10 years of industry experience, currently affiliated with 49 Financial. He holds the Series 66 designation and has worked at firms including Oakwood Capital Securities, Inc., 49 Wealth Management LLC, Thrivent Advisor Network, LLC, Purshe Kaplan Sterling Investments, Inc., and Axa Advisors, LLC. Outside of advisory services, he is also licensed as a fixed insurance sales agent. 49 Financial serves a diverse client base, including retail and high-net-worth individuals, trusts, estates, corporations, and retirement plans, offering financial planning, retirement plan consulting, and investment management. The firm employs a disciplined, long-term investment approach centered on diversified asset allocation and behavioral coaching, alongside a formal fractional family office service for high-net-worth clients.

Mitchell Johnson is a financial advisor at 49 Financial with eight years of industry experience. He holds the Series 66 designation and has worked at firms including Purshe Kaplan Sterling Investments, Thrivent Advisor Network, and Axa Advisors. His activities include roles as a fixed insurance sales agent and registered representative at multiple affiliated firms. 49 Financial serves individual and institutional clients by providing financial planning, retirement-plan consulting, and investment management through a disciplined, long-term diversified asset allocation approach. The firm offers tiered fractional family office services and utilizes both proprietary and third-party investment models, emphasizing client behavioral coaching and periodic rebalancing.

Cole Kershner is a financial advisor at 49 Financial with a Series 65 designation and two years of industry experience. Prior to joining 49 Financial, he worked at Aquila Commercial and Upmerch, and also served as an assistant water polo coach at Longhorn Aquatics during summers. He is based in Austin, TX. 49 Financial serves a diverse client base including individuals, trusts, estates, corporations, and retirement plans, offering financial planning, retirement-plan consulting, and investment management. The firm employs a disciplined, long-term investment approach grounded in diversified asset allocation and integrates multiple analytical methods with an emphasis on client behavioral coaching.

Sean O'Brien is a financial advisor at 49 Financial with five years of industry experience. He holds Series 63 and Series 65 licenses and has worked at firms including Oakwood Capital Securities and Purshe Kaplan Sterling Investments. Outside of his advisory role, he serves as an insurance agent with the Financial Independence Group and is involved with 25 Giving, a nonprofit consulting organization. 49 Financial serves individual and institutional clients with financial planning, retirement-plan consulting, and investment management, offering tiered fractional family office services and access to third-party managers. The firm uses a long-term, diversified investment approach based on Modern Portfolio Theory, combining multiple forms of analysis and maintaining oversight through an Investment Committee.

Alfred Lopez is a financial advisor at 49 Financial with two years of industry experience. He holds a Series 66 designation and has worked at Oakwood Capital Securities, Inc., Purshe Kaplan Sterling Investment, 49 Wealth Management, Axa, and Austin Stone. Outside of his advisory role, he serves as president of 25 Giving, a charitable planning company, and is a founding board member of the nonprofit RBI Austin. 49 Financial serves a diverse client base including individuals, trusts, estates, corporations, and retirement plans, offering financial planning, retirement consulting, and investment management. The firm employs a disciplined, long-term diversified asset allocation approach combining multiple analytical methods and provides tiered fractional family office services alongside access to third-party managers.

Garrett Newberry is a financial advisor at 49 Financial in Austin, TX, holding Series 63 and Series 65 licenses with four years of industry experience. His prior work includes roles at Oakwood Capital Securities, Purshe Kaplan Sterling Investments, and Thrivent Advisor Network. Outside of his advisory role, he is involved with 25 Giving, a nonprofit referral organization, and participates in Master Networks, a professional networking group. 49 Financial serves a diverse clientele ranging from individual investors to institutions, offering financial planning, retirement-plan consulting, and investment management. The firm emphasizes a disciplined, long-term approach to diversified asset allocation and incorporates behavioral coaching through its investment committee and model portfolio oversight.

Kelli Mastel is a financial advisor at 49 Financial in Austin, TX, holding the Series 65 credential and beginning her career in 2026. Prior to joining 49 Financial, she worked at HOMAKER and Stone Co Climbing and has experience in education and community involvement, including a five-year tenure with the YMCA and operating a coffee business. 49 Financial serves both individual and institutional clients, offering financial planning, retirement-plan consulting, and investment management with a focus on disciplined, long-term diversified asset allocation and behavioral coaching. The firm provides tiered fractional family office services and utilizes proprietary model portfolios alongside third-party managers.