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Thomas D

CFP®, CFA®, Series 63, Series 65

New York, NY

A.G.P. / Alliance Global Partners

Thomas Dowling is a CFP® and CFA® with 31 years of industry experience. He has worked at A.G.P. / Alliance Global Partners since 2021 and has held prior roles at Aegis Capital Corp and FSC Securities Corp. Outside of his advisory work, he is president of Mark Up Equity Ventures, Inc., an accounting services business. A.G.P. / Alliance Global Partners provides advisory and brokerage services to individuals, trusts, corporations, and other entities, offering portfolio management, financial planning, and capital markets services. The firm emphasizes international investing through its EPC Advisors Group and combines top-down macro themes with bottom-up security selection in its strategies.

Options & derivatives strategies Private / alternative investments Equity compensation tax strategy Founder/Business Owner Executive
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Thomas M

Series 63

New York, NY

A.G.P. / Alliance Global Partners

Thomas Mazzara Jr. is a financial advisor with A.G.P. / Alliance Global Partners in New York, NY, holding a Series 63 designation and bringing 40 years of industry experience. He has been with Royal Alliance since 2007. In addition to his advisory role, he serves as a statutory agent for multiple insurance companies, involved in group life and group health insurance sales. A.G.P. / Alliance Global Partners provides advisory and brokerage services to individuals, trusts, corporations, and retirement-plan sponsors, offering portfolio management, financial planning, and capital markets services. The firm emphasizes international investing through its EPC Advisors Group division and maintains active brokerage and product-distribution activities alongside traditional advisory services.

Options & derivatives strategies Private / alternative investments Equity compensation tax strategy Founder/Business Owner Executive
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Daniel G

Series 66

New York, NY

A.G.P. / Alliance Global Partners

Daniel Goldschmidt is a financial advisor at A.G.P. / Alliance Global Partners in New York, NY, holding a Series 66 designation with 20 years of industry experience. Prior to joining A.G.P. in 2021, he worked at Aegis Capital Corp for six years. A.G.P. / Alliance Global Partners provides advisory and brokerage services to individuals, trusts, corporations, pooled vehicles, and plan sponsors, offering portfolio management, financial planning, retirement-plan consulting, and capital markets services. The firm emphasizes international investing through its EPC Advisors Group division and engages in active brokerage and product-distribution activities beyond standard advisory services.

Options & derivatives strategies Private / alternative investments Equity compensation tax strategy Founder/Business Owner Executive
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Michael M

Series 63, Series 65

New York, NY

A.G.P. / Alliance Global Partners

Michael Mondiello Jr. is a financial advisor at A.G.P. / Alliance Global Partners with 32 years of industry experience. He holds Series 63 and Series 65 designations and previously worked at Cantella & Co., Inc. from 2015 to 2022. He serves as a board member of the North Shore Child and Family Guidance Center. A.G.P. / Alliance Global Partners provides advisory and brokerage services to individuals, trusts, corporations, pooled vehicles, and plan sponsors, offering portfolio management, financial planning, retirement-plan consulting, and capital markets services. The firm emphasizes international investing through its EPC Advisors Group and offers a range of investment strategies including separately managed accounts and third-party manager programs.

Options & derivatives strategies Private / alternative investments Equity compensation tax strategy Founder/Business Owner Executive
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Nick S

Series 63, Series 65, Series 66

New York, NY

A.G.P. / Alliance Global Partners

Nick Son is a financial advisor with A.G.P. / Alliance Global Partners, holding Series 63, 65, and 66 licenses and bringing 40 years of industry experience. His prior roles include positions at B. Riley Wealth Advisors, National Asset Management, and Aegis Capital Corp. Outside of advisory work, he provides fixed insurance products as an insurance agent. A.G.P. / Alliance Global Partners offers advisory and brokerage services to individuals, trusts, corporations, and other entities, providing portfolio management, financial planning, retirement-plan consulting, and capital markets services. The firm emphasizes international investing through its EPC Advisors Group and engages in active brokerage and product distribution beyond standard advisory offerings.

Options & derivatives strategies Private / alternative investments Equity compensation tax strategy Founder/Business Owner Executive
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Samuel S

Series 63, Series 65

New York, NY

A.G.P. / Alliance Global Partners

Samuel Scheller is a financial advisor with A.G.P. / Alliance Global Partners in New York, NY, holding Series 63 and Series 65 licenses and bringing 30 years of industry experience. He joined A.G.P. in 2019 after six years at Aegis Capital Corp. A.G.P. / Alliance Global Partners offers advisory and brokerage services to individuals, trusts, corporations, pooled vehicles, and plan sponsors. The firm emphasizes international investing through its EPC Advisors Group and provides a range of portfolio management and financial planning services alongside brokerage and capital markets capabilities.

Options & derivatives strategies Private / alternative investments Equity compensation tax strategy Founder/Business Owner Executive
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Ronald O

Series 63

New York, NY

A.G.P. / Alliance Global Partners

Ronald Orr is a financial advisor at A.G.P. / Alliance Global Partners in New York, NY, with 33 years of industry experience. He holds a Series 63 designation and previously worked at Oppenheimer & Co and Aegis Capital Corp. A.G.P. / Alliance Global Partners is an SEC-registered investment adviser and FINRA-member broker-dealer serving individuals, trusts, corporations, and retirement plans. The firm employs an open-architecture investment approach with a focus on international investing and offers portfolio management, financial planning, brokerage, capital markets, and investment banking services.

Options & derivatives strategies Private / alternative investments Equity compensation tax strategy Founder/Business Owner Executive
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Confrence G

Series 63, Series 65

New York, NY

A.G.P. / Alliance Global Partners

Confrence Gbaje is a financial advisor with A.G.P. / Alliance Global Partners in New York, NY. He holds Series 63 and Series 65 licenses and has 31 years of industry experience. Since 2010, he has worked at Aegis Capital Corp. A.G.P. / Alliance Global Partners provides advisory and brokerage services to individuals, trusts, corporations, pooled vehicles, and plan sponsors. The firm offers portfolio management, financial planning, retirement-plan consulting, and capital markets services, with a focus on international investing through its EPC Advisors Group division.

Options & derivatives strategies Private / alternative investments Equity compensation tax strategy Founder/Business Owner Executive
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Rodney I

CFP®, Series 63, Series 65

New York, NY

A.G.P. / Alliance Global Partners

Rodney Ibrahim is a CFP®-certified financial advisor with 24 years of industry experience. He has worked at A.G.P. / Alliance Global Partners since 2021 and previously spent six years at Aegis Capital Corp. He holds Series 63 and Series 65 licenses and is based in New York, NY. A.G.P. / Alliance Global Partners offers advisory and brokerage services to individuals, trusts, corporations, and retirement-plan sponsors, providing portfolio management, financial planning, and capital markets services. The firm emphasizes international investing through its EPC Advisors Group division and combines top-down macro themes with bottom-up security selection in its strategies.

Options & derivatives strategies Private / alternative investments Equity compensation tax strategy Founder/Business Owner Executive
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Christopher T

Series 63, Series 65

New York, NY

A.G.P. / Alliance Global Partners

Christopher Toro is a financial advisor with A.G.P. / Alliance Global Partners, holding Series 63 and Series 65 licenses and bringing 28 years of industry experience. He previously worked at Joseph Gunnar & Co., LLC for 11 years before joining Alliance Global Partners in 2025. A.G.P. / Alliance Global Partners offers advisory and brokerage services to individuals, trusts, corporations, pooled vehicles, and plan sponsors, providing portfolio management, financial planning, retirement-plan consulting, and capital markets services. The firm is known for its emphasis on international investing through its EPC Advisors Group and its active brokerage and product-distribution activities beyond standard advisory services.

Options & derivatives strategies Private / alternative investments Equity compensation tax strategy Founder/Business Owner Executive
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Dustin V

Series 63, Series 65

New York, NY

A.G.P. / Alliance Global Partners

Dustin Vancott is a financial advisor at A.G.P. / Alliance Global Partners in New York, NY, with 33 years of industry experience. He holds Series 63 and Series 65 credentials and has previously worked at Aegis Capital Corp and Fahnestock & Co. Inc. A.G.P. / Alliance Global Partners provides advisory and brokerage services to individuals, trusts, corporations, and other clients, offering portfolio management, financial planning, retirement-plan consulting, and capital markets services. The firm emphasizes international investing through its EPC Advisors Group division and engages in active brokerage and product-distribution activities alongside standard advisory services.

Options & derivatives strategies Private / alternative investments Equity compensation tax strategy Founder/Business Owner Executive
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Prashant M

Series 63, Series 65

New York, NY

A.G.P. / Alliance Global Partners

Prashant Mody is a financial advisor at A.G.P. / Alliance Global Partners in New York, NY, holding Series 63 and Series 65 licenses with 26 years of industry experience. He previously worked at Aegis Capital Corp. for ten years before joining A.G.P. in 2021. A.G.P. / Alliance Global Partners provides advisory and brokerage services to individuals, trusts, corporations, and other entities, offering portfolio management, financial planning, retirement-plan consulting, and capital markets services. The firm emphasizes international investing through its EPC Advisors Group division and engages in active brokerage and product-distribution activities beyond standard advisory services.

Options & derivatives strategies Private / alternative investments Equity compensation tax strategy Founder/Business Owner Executive
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