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Thomas D

CFP®, CFA®, Series 63, Series 65

New York, NY

A.G.P. / Alliance Global Partners

Thomas Dowling is a CFP® and CFA® with 31 years of industry experience, currently serving at A.G.P. / Alliance Global Partners since 2021. His prior experience includes roles at Aegis Capital Corp., FSC Securities Corp., and Gunnallen Financial, Inc. In addition to his advisory work, he is president of Mark Up Equity Ventures, Inc., a company providing accounting services. A.G.P. / Alliance Global Partners is a dually registered SEC investment adviser and FINRA-member broker-dealer serving individual clients, retirement plans, and pooled/institutional vehicles through a multi-team platform. The firm emphasizes international investing and offers a range of portfolio management and financial planning services, including discretionary and non-discretionary strategies.

Active portfolio management Options & derivatives strategies Private / alternative investments Founder/Business Owner Executive
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Thomas M

Series 63

New York, NY

A.G.P. / Alliance Global Partners

Thomas Mazzara Jr. is a financial advisor with A.G.P. / Alliance Global Partners, holding a Series 63 license and bringing 41 years of industry experience. He has worked at Royal Alliance since 2007. Outside of his advisory role, he serves as a statutory agent for multiple insurance companies in group life and health insurance sales. A.G.P. / Alliance Global Partners is a dually registered SEC investment adviser and FINRA-member broker-dealer serving individual clients, retirement plans, and pooled/institutional vehicles. The firm offers a range of portfolio management and financial planning services, with a notable emphasis on international investing and distinctive active broker-dealer operations.

Active portfolio management Options & derivatives strategies Private / alternative investments Founder/Business Owner Executive
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Daniel G

Series 66

New York, NY

A.G.P. / Alliance Global Partners

Daniel Goldschmidt is a financial advisor at A.G.P. / Alliance Global Partners in New York, NY, holding a Series 66 designation with 20 years of industry experience. His career includes positions at Merrill and Aegis Capital Corp before joining his current firm in 2021. A.G.P. / Alliance Global Partners is a dually registered SEC investment adviser and FINRA-member broker-dealer serving individual clients, retirement plans, and institutional vehicles through a multi-team platform. The firm combines discretionary and non-discretionary portfolio management with financial and estate planning, emphasizing international investing and offering a range of model portfolios, separately managed accounts, and brokerage products.

Active portfolio management Options & derivatives strategies Private / alternative investments Founder/Business Owner Executive
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Michael M

Series 63, Series 65

New York, NY

A.G.P. / Alliance Global Partners

Michael Mondiello Jr. is a financial advisor at A.G.P. / Alliance Global Partners with 32 years of industry experience. He holds Series 63 and Series 65 credentials and has previously worked at Cantella & Co., Inc. and Joseph Gunnar & Co. LLC. Mondiello serves as a board member of the North Shore Child and Family Guidance Center. A.G.P. / Alliance Global Partners is a dually registered SEC investment adviser and FINRA-member broker-dealer serving individual clients, retirement plans, and institutional vehicles through a multi-team platform. The firm offers a range of portfolio management, financial and estate planning, and brokerage services, with a notable emphasis on international investing and management of pooled vehicles.

Active portfolio management Options & derivatives strategies Private / alternative investments Founder/Business Owner Executive
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Nick S

Series 63, Series 65, Series 66

New York, NY

A.G.P. / Alliance Global Partners

Nick Son is a financial advisor with A.G.P. / Alliance Global Partners in New York, NY, holding Series 63, 65, and 66 registrations and 41 years of industry experience. His prior roles include positions at B. Riley Wealth Advisors, National Asset Management, and Aegis Capital Corp. He is also involved in insurance product sales through B. Riley Wealth Insurance Corp. A.G.P. / Alliance Global Partners is a dually registered SEC investment adviser and FINRA-member broker-dealer serving individual clients, retirement plans, and institutional vehicles through a multi-team platform. The firm offers a range of portfolio management and financial planning services, with an emphasis on international investing and a combination of discretionary and non-discretionary solutions.

Active portfolio management Options & derivatives strategies Private / alternative investments Founder/Business Owner Executive
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Samuel S

Series 63, Series 65

New York, NY

A.G.P. / Alliance Global Partners

Samuel Scheller is a financial advisor at A.G.P. / Alliance Global Partners in New York, NY, holding Series 63 and Series 65 licenses with 31 years of industry experience. He joined A.G.P. in 2019 after six years with Aegis Capital Corp. A.G.P. / Alliance Global Partners is a dually registered SEC investment adviser and FINRA-member broker-dealer that serves individual clients, retirement plans, and pooled/institutional vehicles through a multi-team platform. The firm’s investment approach includes discretionary and non-discretionary portfolio management with a focus on international investing, model portfolios, and separately managed accounts.

Active portfolio management Options & derivatives strategies Private / alternative investments Founder/Business Owner Executive
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Ronald O

Series 63

New York, NY

A.G.P. / Alliance Global Partners

Ronald Orr is a financial advisor at A.G.P. / Alliance Global Partners with 33 years of industry experience. He previously worked at Oppenheimer & Co for 13 years and Aegis Capital Corp for 2 years. He holds a Series 63 designation and is based in New York, NY. A.G.P. / Alliance Global Partners is a dually registered SEC investment adviser and FINRA‑member broker‑dealer serving individual clients, retirement plans, and pooled/institutional vehicles through a multi‑team platform. The firm emphasizes international investing and offers a range of portfolio management services including discretionary and non‑discretionary strategies, model portfolios, and third-party sub‑advisory arrangements.

Active portfolio management Options & derivatives strategies Private / alternative investments Founder/Business Owner Executive
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Confrence G

Series 63, Series 65

New York, NY

A.G.P. / Alliance Global Partners

Confrence Gbaje is a financial advisor at A.G.P. / Alliance Global Partners with Series 63 and Series 65 licenses and 32 years of industry experience. He has been with Aegis Capital Corp. since 2010. A.G.P. / Alliance Global Partners is a dually registered SEC investment adviser and FINRA-member broker-dealer that serves individual clients, retirement plans, and pooled/institutional vehicles through a multi-team platform. The firm offers a range of portfolio management and financial planning services, emphasizing international investing and managing pooled-vehicle accounts alongside active broker-dealer operations.

Active portfolio management Options & derivatives strategies Private / alternative investments Founder/Business Owner Executive
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Rodney I

CFP®, Series 63, Series 65

New York, NY

A.G.P. / Alliance Global Partners

Rodney Ibrahim is a CFP® with 25 years of industry experience, currently serving as a financial advisor at A.G.P. / Alliance Global Partners since 2021. His prior experience includes roles at Aegis Capital Corp, Maxim Financial Advisors LLC, and Ladenburg Thalmann Asset Management Inc., among others. A.G.P. / Alliance Global Partners is a dually registered SEC investment adviser and FINRA-member broker-dealer that serves individual clients, retirement plans, and pooled/institutional vehicles through a multi-team platform. The firm offers a variety of portfolio management and planning services, emphasizing international investing and model portfolios, along with distinctive broker-dealer operations and management of pooled investment vehicles.

Active portfolio management Options & derivatives strategies Private / alternative investments Founder/Business Owner Executive
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Christopher T

Series 63, Series 65

New York, NY

A.G.P. / Alliance Global Partners

Christopher Toro is a financial advisor at A.G.P. / Alliance Global Partners in New York, NY, holding Series 63 and Series 65 licenses with 29 years of industry experience. His previous roles include positions at Joseph Gunnar & Co., LLC and B. Riley Wealth Advisors, Inc. A.G.P. / Alliance Global Partners is an SEC-registered investment adviser and FINRA-member broker-dealer serving individual clients, retirement plans, and institutional vehicles through a multi-team platform. The firm offers a range of portfolio management and financial planning services, with a notable emphasis on international investing and management of pooled vehicles.

Active portfolio management Options & derivatives strategies Private / alternative investments Founder/Business Owner Executive
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Dustin V

Series 63, Series 65

New York, NY

A.G.P. / Alliance Global Partners

Dustin Vancott is a financial advisor with A.G.P. / Alliance Global Partners in New York, NY. He holds Series 63 and Series 65 credentials and has 33 years of industry experience. His prior roles include positions at Aegis Capital Corp and Fahnestock & Co. Inc. A.G.P. / Alliance Global Partners is a dually registered SEC investment adviser and FINRA‑member broker‑dealer serving individual clients, retirement plans, and institutional vehicles through a multi‑team platform. The firm offers a range of portfolio management and financial planning services, with a focus on international investing and a combination of discretionary and non‑discretionary strategies.

Active portfolio management Options & derivatives strategies Private / alternative investments Founder/Business Owner Executive
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Prashant M

Series 63, Series 65

New York, NY

A.G.P. / Alliance Global Partners

Prashant Mody is a financial advisor at A.G.P. / Alliance Global Partners in New York, NY, holding Series 63 and Series 65 licenses with 26 years of industry experience. He previously worked at Aegis Capital Corp. for 10 years before joining A.G.P. in 2021. A.G.P. / Alliance Global Partners is a dually registered SEC investment adviser and FINRA-member broker-dealer serving individual clients, retirement plans, and pooled/institutional vehicles through a multi-team platform. The firm offers a range of portfolio management and financial planning services, with a notable emphasis on international investing and various investment strategies implemented through model portfolios and separately managed accounts.

Active portfolio management Options & derivatives strategies Private / alternative investments Founder/Business Owner Executive
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