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Brendan B
Series 63, Series 65
New York, NY
Aegis Capital Corp.
Brendan Bogart is a financial advisor at Aegis Capital Corp. with 33 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Aegis Capital Corp. since 2010. Outside of his advisory role, he is involved in private investment entities including MEL Capital and serves as principal of Bogart Value Partners. Aegis Capital Corp. provides investment advisory and brokerage services to individual investors, retirement and benefit plans, trusts, estates, and corporate clients. The firm offers a range of discretionary and non-discretionary account options and access to managed account programs through RBC and AXOS platforms.
Guy C
Series 63, Series 65, Series 66
New York, NY
Aegis Capital Corp.
Guy Clemente is a financial advisor with Aegis Capital Corp., holding Series 63, Series 65, and Series 66 licenses and bringing 41 years of industry experience. He previously worked for Andrew Garrett, Inc. for 16 years before joining Aegis in 2023. Clemente is also the managing member of Clemente Capital Management LLC, an investment-related entity established for tax and investment purposes. Aegis Capital Corp. serves individual investors, retirement and benefit plans, trusts, estates, and corporate clients, offering investment advisory and brokerage services, financial planning, and access to managed account programs through platforms like RBC and AXOS. The firm provides both discretionary and non-discretionary account options and supports trade execution, clearing, custody, and reporting services.
Gabriella V
Series 63, Series 66
New York, NY
Aegis Capital Corp.
Gabriella Visconti is a financial advisor at Aegis Capital Corp. based in New York, NY. She holds Series 63 and Series 66 licenses and has been with Aegis Capital Corp. since 2025. Gabriella's experience in the industry is currently under one year. Aegis Capital Corp. provides investment advisory and related financial services to both individual and corporate clients, offering asset management, financial planning, brokerage, annuities, insurance, and occasional investment banking services. The firm operates as both an SEC-registered investment adviser and a FINRA-member broker-dealer, with a focus on primarily non-discretionary advisory relationships.
David P
Series 63, Series 65
New York, NY
Aegis Capital Corp.
David Perez is a financial advisor at Aegis Capital Corp. with 23 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Aegis Capital Corp. during two periods totaling 12 years, as well as at Joseph Gunnar & Co., LLC for three years. Aegis Capital Corp. serves individual investors, retirement and benefit plans, trusts, estates, and corporate clients by providing investment advisory and brokerage services, financial planning, and access to managed account programs through RBC and AXOS platforms. The firm offers both discretionary and non-discretionary account options and emphasizes a client-directed approach to portfolio management.
Matthew G
Series 63, Series 65
New York, NY
Aegis Capital Corp.
Matthew Gaer is a financial advisor at Aegis Capital Corp. in New York, NY, holding Series 63 and Series 65 licenses with 25 years of industry experience. His prior roles include positions at Oppenheimer and Ameriprise. Outside of advisory work, he is involved with ACC Agency, Inc., a general insurance agency. Aegis Capital Corp. serves individual and corporate clients with a range of services including asset management, financial planning, brokerage, annuities, and insurance. The firm combines SEC investment adviser and FINRA broker-dealer registrations to deliver both discretionary and non-discretionary advisory solutions, often utilizing multiple sponsored programs and third-party platforms.
Nicholas T
Series 63, Series 65
New York, NY
Aegis Capital Corp.
Nicholas Trifiro is a financial advisor with Aegis Capital Corp. in New York, NY, holding Series 63 and Series 65 registrations and bringing 30 years of industry experience. His prior experience includes long tenures at Investacorp Advisory Services and Securities America Advisors. Outside of his advisory role, he serves as an independent trustee for family protection trusts, managing investments and distributions. Aegis Capital Corp. provides investment advisory and related financial services to individual and corporate clients, offering a range of solutions including asset management, financial planning, brokerage, and insurance. The firm operates with a combination of discretionary and non-discretionary advisory relationships and is notable for its active broker-dealer operations alongside its investment advisory services.
Michael K
Series 63, Series 66
New York, NY
Aegis Capital Corp.
Michael Kissi is a financial advisor with Aegis Capital Corp. in New York, NY, holding Series 63 and Series 66 licenses and bringing 16 years of industry experience. His prior work includes roles at RBC Capital Markets, Morgan Stanley Private Bank, and Oppenheimer. Aegis Capital Corp. provides investment advisory and related financial services to a diverse client base including individual and corporate clients, offering asset management, financial planning, brokerage, and occasional investment banking services. The firm operates both as an SEC-registered investment adviser and a FINRA member broker-dealer, with a notable focus on non-discretionary advisory accounts and active broker-dealer operations.
James W
Series 63, Series 65
New York, NY
Aegis Capital Corp.
James Wright is a financial advisor at Aegis Capital Corp. with 38 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at American Portfolios Financial Services, Inc. from 2015 to 2021. Outside of his advisory role, he is an investor in a technology services company, Bbot Inc. Aegis Capital Corp. serves individual investors, retirement and benefit plans, trusts, estates, and corporate clients, offering investment advisory and brokerage services, financial planning, and access to managed account programs through RBC and AXOS platforms. The firm provides both discretionary and non-discretionary account options and emphasizes individual, corporate, and retirement plan business.
Steven C
Series 63, Series 65, Series 66
New York, NY
Aegis Capital Corp.
Steven Castrello is a financial advisor at Aegis Capital Corp. with 22 years of industry experience. He holds Series 63, Series 65, and Series 66 licenses and has previously worked at Osaic, Ameriprise Financial Services LLC, Royal Alliance Associates, and Jhfn Sii. Outside of his advisory role, he is involved with ACC Agency Inc., an insurance general agency. Aegis Capital Corp. serves individual investors, retirement and benefit plans, trusts, estates, and corporate clients, providing investment advisory and brokerage services, financial planning, and managed account programs through platforms such as RBC and AXOS. The firm offers both discretionary and non-discretionary account options and supports a range of client objectives across multiple program offerings.
Rocco L
Series 63, Series 66
New York, NY
Aegis Capital Corp.
Rocco Lafaro is a financial advisor at Aegis Capital Corp. with 17 years of industry experience. He holds Series 63 and Series 66 licenses and has been with Aegis Capital since 2011. Aegis Capital Corp. serves individual investors, retirement and benefit plans, trusts, estates, and corporate clients by providing investment advisory and brokerage services, financial planning, and access to managed account programs through RBC and AXOS platforms. The firm offers both discretionary and non-discretionary account options and provides trade execution, clearing, custody, and reporting services.
Gerald S
Series 63
New York, NY
Aegis Capital Corp.
Gerald Seigel is a financial advisor with Aegis Capital Corp. in Sarasota, FL, holding a Series 63 designation and bringing 56 years of industry experience. He has been with Aegis Capital Corp. since 2015. Aegis Capital Corp. serves individual investors, retirement and benefit plans, trusts, estates, and corporate clients by offering investment advisory and brokerage services, financial planning, and access to managed account programs through RBC and AXOS platforms. The firm provides both discretionary and non-discretionary account options and handles trade execution, clearing, custody, and reporting services.
Dilnaman S
CFA®, Series 63
New York, NY
Aegis Capital Corp.
Dilnaman Sachdeva is a CFA® charterholder with eight years of industry experience. He has worked at Aegis Capital Corp. since 2020 and previously held positions at MD Global Partners and Duke University’s Fuqua School of Business. Sachdeva is based in New York, NY. Aegis Capital Corp. provides investment advisory and related financial services to individual and corporate clients, offering asset management, financial planning, brokerage, annuities, insurance, and occasional investment banking services. The firm operates as both an SEC-registered investment adviser and a FINRA member broker-dealer, serving clients through various sponsored programs and third-party platforms.
Joshua F
Series 63, Series 66
New York, NY
Aegis Capital Corp.
Joshua Feldman is a financial advisor with Aegis Capital Corp. in New York, NY, holding Series 63 and Series 66 licenses and bringing 25 years of industry experience. His prior firms include LPL Financial, First Midwest Securities, and Merrill. He is also involved as a producer and agent for an insurance general agency. Aegis Capital Corp. provides investment advisory and related financial services to both individual and corporate clients, offering a range of solutions including asset management, financial planning, brokerage, annuities, insurance, and occasional investment banking. The firm operates as both an SEC-registered investment adviser and a FINRA-member broker-dealer, with a notable focus on non-discretionary client portfolios.
Robert E
New York, NY
Aegis Capital Corp.
Robert Eide is a financial advisor with Aegis Capital Corp. in New York, NY, holding over 44 years of industry experience. He has been with Aegis since 1981. Outside of his advisory role, he serves as an independent outside director and committee member for Nathans Famous Inc., a food service company, and is also a practicing attorney representing financial service clients through his own firm. Aegis Capital Corp. provides investment advisory and brokerage services to individual investors, retirement and benefit plans, trusts, estates, and corporate clients. The firm offers both discretionary and non-discretionary account options, access to managed account programs, and comprehensive trade execution, clearing, custody, and reporting services.
Colin C
Series 63, Series 66
New York, NY
Aegis Capital Corp.
Colin Carter is a financial advisor at Aegis Capital Corp. with eight years of industry experience. He holds Series 63 and Series 66 credentials and previously worked at Morgan Stanley, Equitable, and AXA Advisors. Aegis Capital Corp. offers investment advisory and related financial services to individual and corporate clients, providing asset management, financial planning, brokerage, annuities, insurance, and occasional investment banking services. The firm operates as both an SEC-registered investment adviser and FINRA member broker-dealer, delivering advisory services through various sponsored programs and third-party platforms.
Matthew M
Series 63, Series 65
New York, NY
Aegis Capital Corp.
Matthew Miller is a financial advisor at Aegis Capital Corp. in Portland, OR, with 45 years of industry experience. He holds Series 63 and Series 65 credentials and has been with Aegis since 2015. Outside of advisory work, he is the managing member of Broadway Group LLC, a business involved with office expenses. Aegis Capital Corp. serves individual investors, retirement and benefit plans, trusts, estates, and corporate clients, providing investment advisory and brokerage services along with financial planning and managed account programs through RBC and AXOS platforms. The firm offers both discretionary and non-discretionary account options and supports trade execution, clearing, custody, and reporting services.
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