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Mark P
Series 63, Series 65
Rolling Hills Estates, CA
Aegis Capital Corp.
Mark Panfil is a financial advisor with Aegis Capital Corp., holding Series 63 and Series 65 licenses and 37 years of industry experience. His prior roles include positions at Morgan Stanley Private Bank, National Association, and Morgan Stanley. He is an investor in a women's gaming cooperative and an underwear company. Aegis Capital Corp. provides investment advisory and financial services to individual and corporate clients, offering a range of solutions including asset management, financial planning, brokerage, and insurance. The firm operates as both an SEC-registered investment adviser and a FINRA member broker-dealer, with a notable focus on non-discretionary advisory relationships.
Joshua S
Rolling Hills Estates, CA
Aegis Capital Corp.
Joshua Sanchez is a financial advisor with Aegis Capital Corp. He holds industry experience totaling one year and has been with Aegis Capital since 2025. Prior to this, he has been involved with Unlimited Management since 2016. Aegis Capital Corp. provides investment advisory and related financial services to a diverse client base including individual and corporate clients. The firm offers a range of services such as asset management, financial planning, brokerage, annuities, insurance, and occasional investment banking, with advisory relationships that can be either discretionary or non-discretionary.
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