David Lam is a financial advisor at Aegis Capital Corp. holding Series 65 and Series 63 credentials, with seven years of industry experience. His prior work includes roles at Ameriprise, Morgan Stanley, and Fisher Investments. Aegis Capital Corp. offers investment advisory and related financial services to both individual and corporate clients, providing asset management, financial planning, brokerage, annuities, insurance, and occasional investment banking services. The firm operates as both an SEC-registered investment adviser and a FINRA-member broker-dealer, delivering advisory services through multiple programs and platforms.

Sam Su is a CFP® with 25 years of industry experience, currently serving at Aegis Capital Corp. He previously worked at UBS Financial Services for 15 years, followed by roles at Morgan Stanley and Ameriprise. Aegis Capital Corp. offers investment advisory and financial services to individual and corporate clients, combining asset management, financial planning, brokerage, and insurance solutions. The firm serves a diverse client base with both discretionary and non-discretionary advisory relationships and is notable for its active broker-dealer operations.