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William H
Series 63, Series 65
Houston, TX
Arax Advisory Partners
William Hurt is a financial advisor with Arax Advisory Partners in Houston, TX, holding Series 63 and Series 65 licenses and bringing 26 years of industry experience. His prior roles include positions at U.S. Capital Wealth Advisors, LLC and USCA Securities LLC. Arax Advisory Partners is a multi-team SEC-registered wealth manager overseeing approximately $26.5 billion in regulatory assets. The firm serves individuals, high-net-worth clients, family offices, institutions, and retirement plans using a combination of internal portfolio management, third-party models, and tailored asset allocation strategies.
Gil B
Series 66
Houston, TX
Arax Advisory Partners
Gil Beer is a financial advisor with Arax Advisory Partners, holding the Series 66 designation and bringing 20 years of industry experience. His prior roles include five years at U.S. Capital Wealth Advisors, LLC, and ongoing involvement since 2011 with USCA Securities LLC and USCA RIA LLC. He is also a managing member and 50% owner of GBJB LLC, an investment-related family LLC. Arax Advisory Partners is an SEC-registered multi-team wealth manager with over 200 advisors overseeing approximately $26.5 billion in regulatory assets. The firm serves individuals, high-net-worth clients, family offices, institutions, and retirement plans, offering a range of services including portfolio management, financial planning, and retirement plan consulting, utilizing a combination of internal and external investment management strategies.
Julieta S
Series 66
Houston, TX
Arax Advisory Partners
Julieta Sandoval is a financial advisor at Arax Advisory Partners with 26 years of experience in the industry. She holds a Series 66 designation and has previously worked at U.S. Capital Wealth Advisors, LLC, U.S. Capital Advisors LLC, and related entities. Arax Advisory Partners is an SEC-registered, multi-team wealth manager overseeing approximately $26.5 billion in regulatory assets. The firm serves individuals, high-net-worth clients, family offices, institutions, and retirement plans, offering comprehensive financial planning and portfolio management through a combination of internal and third-party resources.
Ryan R
Series 66
Houston, TX
Arax Advisory Partners
Ryan Ringuet is a financial advisor at Arax Advisory Partners with 21 years of industry experience. He holds the Series 66 designation and has worked at U.S. Capital Wealth Advisors, LLC and USCA Securities LLC in various advisory roles. Arax Advisory Partners is a multi-team wealth manager overseeing approximately $26.5 billion in assets, serving individuals, high-net-worth clients, family offices, institutions, and retirement plans. The firm employs a combination of internal portfolio management, third-party models, and tailored asset allocation, and is noted for its use of performance-based fee arrangements and carried-interest structures for qualified investors and private funds.
Nicholas E
CFP®, Series 66
Houston, TX
Arax Advisory Partners
Nicholas Erwin is a CFP® and Series 66 credentialed advisor with 22 years of industry experience. He currently works at Arax Advisory Partners and has previous experience at U.S. Capital Wealth Advisors and USCA Securities LLC. Arax Advisory Partners is an SEC-registered, multi-team wealth manager overseeing approximately $26.5 billion in assets. The firm serves individuals, high-net-worth clients, family offices, institutions, and retirement plans through a combination of internal portfolio management, third-party model allocations, and customized strategies.
Davis R
Series 66
Houston, TX
Arax Advisory Partners
Davis Rushing is a financial advisor at Arax Advisory Partners with 20 years of industry experience. He holds a Series 66 designation and has previously worked at U.S. Capital Wealth Advisors and USCA Securities. Outside of advising, he serves on the board of directors for Generation Park Management District and is involved in acting and modeling through his own productions and agencies in Houston. Arax Advisory Partners is a multi-team wealth manager serving individuals, high-net-worth clients, family offices, institutions, and retirement plans. The firm combines internal and external portfolio management with tailored asset allocation and offers a variety of advisory services, including financial planning and retirement plan consulting.
Edward R
Series 63, Series 65, Series 66
Houston, TX
Arax Advisory Partners
Edward Randall IV is a financial advisor at Arax Advisory Partners with 27 years of industry experience. He holds Series 63, 65, and 66 licenses and has worked at U.S. Capital Wealth Advisors and related affiliates since 2010. Outside of advising, he serves on the board of Dynamic Health Strategies, a healthcare organization. Arax Advisory Partners is an SEC-registered, multi-team wealth manager overseeing approximately $26.5 billion in assets and serving individuals, high-net-worth clients, family offices, institutions, and retirement plans. The firm employs a combination of internal management, third-party models, and tailored asset allocation to meet client objectives and utilizes performance-based fee arrangements and carried interest structures for certain qualified investors and private funds.
Lavada W
Series 66
Houston, TX
Arax Advisory Partners
Lavada Waters is a financial advisor with Arax Advisory Partners in Houston, TX, holding a Series 66 designation and 23 years of industry experience. Prior to joining Arax Advisory Partners in 2026, she worked at several firms including Purshe Kaplan Sterling Investments and Merrill. Arax Advisory Partners is a multi-team wealth manager serving individuals, high-net-worth clients, family offices, institutions, and retirement plans. The firm utilizes a combination of internal portfolio management, third-party models, and tailored asset allocation to meet client objectives while offering a range of advisory and consulting services.
Shay S
Series 66
Houston, TX
Arax Advisory Partners
Shay Scruggs is a financial advisor with Arax Advisory Partners in Houston, TX, holding a Series 66 designation and 26 years of industry experience. His prior roles include positions at U.S. Capital Wealth, LLC, Rockefeller Financial LLC, and UBS Financial Services. Arax Advisory Partners is a multi-team wealth manager overseeing approximately $26.5 billion in regulatory assets and serves a diverse client base including individuals, high-net-worth clients, family offices, institutions, and retirement plans. The firm employs a combination of internal portfolio management, third-party models, and tailored asset-allocation strategies, with notable use of performance-based fee arrangements and carried-interest structures for qualified investors and private funds.
Kim Ha N
CFP®, Series 63, Series 65
Houston, TX
Arax Advisory Partners
Kim Ha Nguyen is a CFP® professional with 26 years of industry experience. She is currently with Arax Advisory Partners and has held prior roles at U.S. Capital Wealth Advisors, LLC, and USCA Securities LLC. Outside of advisory work, she serves as co-trustee of a family trust focused on estate planning. Arax Advisory Partners is an SEC-registered, multi-team wealth manager overseeing approximately $26.5 billion in assets and serving individuals, high-net-worth clients, family offices, institutions, and retirement plans. The firm employs a combination of internal portfolio management, third-party models, and tailored asset allocation, with notable use of performance-based fee arrangements and carried interest structures for qualified investors.
Larissa P
Series 63, Series 65
Houston, TX
Arax Advisory Partners
Larissa Poindexter is a financial advisor with Arax Advisory Partners in Houston, TX, holding Series 63 and Series 65 licenses and bringing 41 years of industry experience. Her career includes 16 years at Oppenheimer and more recent roles at U.S. Capital Wealth Advisors and USCA Securities. Arax Advisory Partners is an SEC-registered, multi-team wealth manager overseeing approximately $26.5 billion in assets through a team of over 200 advisors. The firm serves individuals, high-net-worth clients, family offices, institutions, and retirement plans, employing a combination of internal portfolio management, third-party models, and tailored asset allocation to meet client objectives.
Joshua L
Series 66
Houston, TX
Arax Advisory Partners
Joshua Lavergne is an advisor at Arax Advisory Partners in Houston, TX, holding a Series 66 designation. He has one year of industry experience, including prior roles at US Capital Wealth Advisors and USCA Securities LLC, as well as positions outside the financial sector at firms such as Phillips 66 and Wood Mackenzie. Arax Advisory Partners is a multi-team SEC-registered wealth management firm overseeing approximately $26.5 billion in assets across more than 200 advisors. The firm serves individuals, high-net-worth clients, family offices, institutions, and retirement plans, offering a range of services including financial planning, portfolio management, retirement plan consulting, and advisory services for private funds.
Mary Margaret B
Series 63, Series 65
Houston, TX
Arax Advisory Partners
Mary Margaret Bauman is a financial advisor at Arax Advisory Partners in Houston, TX, holding Series 63 and Series 65 licenses with two years of industry experience. Her prior roles include positions at USCA Securities LLC and U.S. Capital Advisors LLC. Arax Advisory Partners is a multi-team wealth manager overseeing approximately $26.5 billion in assets, serving individuals, high-net-worth clients, family offices, institutions, and retirement plans. The firm employs a mix of internal portfolio management, third-party models, and tailored asset allocation strategies, and it offers various advisory services including financial planning and retirement plan consulting.
David K
Series 63, Series 65
Houston, TX
Arax Advisory Partners
David King is a financial advisor with Arax Advisory Partners in Houston, TX, holding Series 63 and Series 65 licenses and possessing 32 years of industry experience. His prior roles include positions at UBS Financial Services and U.S. Capital Wealth Advisors, LLC. He serves on the board of directors for Badger Midstream Energy LP, dedicating time to governance and financial oversight. Arax Advisory Partners is a multi-team SEC-registered wealth manager overseeing approximately $26.5 billion in assets. The firm serves individuals, high-net-worth clients, family offices, institutions, and retirement plans through a combination of internal portfolio management, external manager relationships, and tailored asset allocation strategies.
Yona R
Series 66
Houston, TX
Arax Advisory Partners
Yona Reaux is a financial advisor at Arax Advisory Partners with 19 years of industry experience. She holds a Series 66 designation and has previously worked at RBC Capital Markets Corporation and U.S. Capital Wealth Advisors, LLC. Outside of her advisory work, she owns YoRo Capital LLC, a company involved in vehicle and property rentals. Arax Advisory Partners is a multi-team wealth manager overseeing approximately $26.5 billion in regulatory assets and serving a broad client base including individuals, family offices, institutions, and retirement plans. The firm employs a combination of internal portfolio management and external manager relationships, with notable use of performance-based fee arrangements and carried interest structures for qualified investors and private funds.
Idania R
Series 66
Houston, TX
Arax Advisory Partners
Idania Reyes is a financial advisor at Arax Advisory Partners with 22 years of industry experience. She holds a Series 66 designation and has previously worked with U.S. Capital Wealth Advisors and USCA Securities. Outside of her advisory role, she serves as secretary for a Spanish restaurant group, contributing to website updates. Arax Advisory Partners is an SEC-registered, multi-team wealth manager overseeing approximately $26.5 billion in assets. The firm serves individuals, high-net-worth clients, family offices, institutions, and retirement plans, employing a combination of internal portfolio management, third-party models, and tailored asset allocation to meet client objectives.
Thomas C
CFP®, Series 66
Houston, TX
Arax Advisory Partners
Thomas Carman is a CFP® professional based in Houston, TX, with 14 years of industry experience. He is currently affiliated with Arax Advisory Partners and has prior experience at U.S. Capital Wealth Advisors, LLC and USCA Securities LLC. Arax Advisory Partners is a multi-team SEC-registered wealth manager overseeing approximately $26.5 billion in assets. The firm serves individuals, high-net-worth clients, family offices, institutions, and retirement plans using a combination of internal portfolio management, third-party models, and tailored asset allocation strategies.
Gregory L
Series 63, Series 65
Houston, TX
Arax Advisory Partners
Gregory Lavergne is a financial advisor with Arax Advisory Partners in Houston, TX, holding Series 63 and Series 65 licenses and bringing 36 years of industry experience. His career includes tenures at UBS Financial Services and U.S. Capital Wealth Advisors, LLC. Arax Advisory Partners is a multi-team wealth management firm overseeing approximately $26.5 billion in assets and serving individuals, high-net-worth clients, family offices, institutions, and retirement plans. The firm employs a combination of internal portfolio management, third-party models, and tailored asset allocation, along with performance-based fee arrangements and carried interest structures for certain investors and private funds.
Stephen T
Series 63
Houston, TX
Arax Advisory Partners
Stephen Tolbert is a financial advisor at Arax Advisory Partners in Houston, TX, with 35 years of industry experience. He holds a Series 63 designation and has worked previously at UBS Financial Services Inc, U.S. Capital Wealth Advisors LLC, and USCA Securities LLC. Arax Advisory Partners is a multi-team wealth manager overseeing approximately $26.5 billion in assets, serving individuals, high-net-worth clients, family offices, institutions, and retirement plans. The firm combines internal portfolio management with third-party models and tailored asset allocation, offering financial planning, portfolio management, and retirement plan consulting services.
Brian C
Series 66
Houston, TX
Arax Advisory Partners
Brian Ching is a financial advisor at Arax Advisory Partners with seven years of industry experience. He holds a Series 66 designation and has worked previously at U.S. Capital Wealth Advisors, LLC. Outside of finance, Ching is involved in several non-investment ventures in Houston, including serving as an ambassador for the Major League Soccer team Houston Dynamo, and owning and managing multiple restaurant and bar operations. Arax Advisory Partners is a multi-team wealth manager overseeing approximately $26.5 billion in regulatory assets through over 200 advisors. The firm serves individuals, high-net-worth clients, family offices, institutions, and retirement plans, offering financial planning, portfolio management, and retirement plan consulting, and employs a combination of internal portfolio management, third-party models, and external manager relationships.
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