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Jonathan S

CFP®, Series 66

San Francisco, CA

Ashton Thomas Securities, LLC

Jonathan Smith is a financial advisor at Ashton Thomas Securities, LLC with 25 years of industry experience. He holds the CFP® designation and a Series 66 license. Prior to joining Ashton Thomas in 2025, he worked at Wells Fargo Clearing and Wells Fargo Advisors for a combined 14 years. Ashton Thomas Securities is a registered investment adviser and broker-dealer serving individuals, business entities, trusts, estates, and charitable organizations. The firm manages approximately $1.86 billion for over 2,200 clients through a team of 18 advisors and offers multiple investment program structures including wrap and non-wrap offerings, managed ETFs, and separately managed accounts.

Options & derivatives strategies Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Wealth management
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Gregory W

Series 66

San Francisco, CA

Ashton Thomas Securities, LLC

Gregory Weiss is a financial advisor with Ashton Thomas Securities, LLC and holds a Series 66 designation. He has 23 years of industry experience, including prior roles at Wells Fargo Advisors and Wells Fargo Clearing. Outside of his advisory work, he owns a vineyard through Alan Astor LLC. Ashton Thomas Securities is a registered investment adviser and broker-dealer serving individuals, business entities, trusts, estates, and charitable organizations. The firm offers a range of investment management and financial planning services, managing approximately $1.86 billion for over 2,200 clients through a team of 18 advisors across six offices.

Options & derivatives strategies Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Wealth management
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Mark C

Series 63, Series 65

San Francisco, CA

Ashton Thomas Securities, LLC

Mark Cavalier is a financial advisor with Ashton Thomas Securities, LLC, holding Series 63 and Series 65 credentials and bringing 44 years of industry experience. He has worked previously at Wells Fargo Advisors and Wells Fargo Clearing for a combined 14 years. Outside of his advisory role, he co-owns Cavalier Equestrians LLC, a business involved in acquiring, training, and selling performance horses. Ashton Thomas Securities is a registered investment adviser and broker-dealer that provides investment management, financial planning, and retirement plan consulting to individuals, business entities, trusts, estates, and charitable organizations. The firm manages approximately $1.86 billion for over 2,200 clients through a team of 18 advisors across six offices and offers a variety of program structures, including wrap and non-wrap offerings, managed ETFs, and separately managed accounts.

Options & derivatives strategies Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Wealth management
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