Sanjay Shah is a CFP® with 14 years of industry experience, currently affiliated with Cambridge Investment Research Advisors in Cary, NC. He has worked at Cambridge Investment Research Advisors and Cambridge Investment Research Inc since 2014 and has been associated with Bank of America, N.A. since 2012. Shah is also an independent insurance agent serving various insurance companies. Cambridge Investment Research Advisors is a large SEC-registered firm serving a diverse client base, including individuals, pension and profit-sharing plans, charitable organizations, and retirement-plan sponsors. The firm offers financial planning, investment management, and retirement plan advisory through a wide network of independent financial professionals, utilizing multiple custody platforms and a range of discretionary and non-discretionary investment strategies.

James Wallace III is a financial advisor with Cambridge Investment Research Advisors in Cary, NC, holding the CFP® designation and Series 66 license. He has 19 years of industry experience, previously working at Lincoln Financial Securities Corporation and Securities America. In addition to his advisory role, he operates as an independent insurance agent. Cambridge Investment Research Advisors serves a broad client base including individuals, retirement plans, and charitable organizations, providing financial planning, investment management, and retirement advisory services through a network of independent professionals using a range of portfolio management and advisory platforms.