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Frank M
Series 63, Series 65
Hauppauge, NY
Cetera
Frank Mezzanotte Jr. is a financial advisor with Cetera, holding Series 63 and Series 65 licenses and possessing 28 years of industry experience. He previously worked at LPL Financial for 13 years before joining Cetera in 2025. He is also the owner of FDM Equities, engaged in personal trading activities. Cetera Investment Advisers LLC is an SEC-registered adviser that serves individual clients, retirement plans, corporate and charitable clients, and institutional accounts through a nationwide network of independent advisors. The firm offers a variety of portfolio management and financial planning services, operating a multi-manager platform that includes affiliated and third-party investment options.
John S
Series 63
Hauppauge, NY
Cetera
John Surace is a financial advisor with Cetera, holding the Series 63 credential and bringing 27 years of industry experience. He has worked at several firms including AXA Advisors, Equitable Advisors, and Avantax Insurance Services. Surace is also president of S&P Associates of LI, Inc., where he offers investment management and comprehensive financial planning services. Cetera Investment Advisers LLC is an SEC-registered firm serving a broad clientele including individuals, retirement plans, corporate and charitable clients, and institutions. The firm provides diverse portfolio management, financial planning, and consulting services through a nationwide network of over 10,000 advisors.
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