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Tom T

Series 63, Series 66

Huntington Beach, CA

Cetera

Tom Teraoka is a financial advisor at Cetera with 29 years of industry experience. He holds Series 63 and Series 66 licenses and has worked at firms including Avantax Investment Services and 1st Global Advisors. Teraoka is also the owner of Teraoka Wealth Management, LLC, and leads a CPA firm, Teraoka & Company. He has been involved with LE TIP International, serving as past president and continuing on its board. Cetera Investment Advisers LLC serves a broad client base including individuals, employer-sponsored retirement plans, and institutional accounts. The firm offers a multi-manager platform with various portfolio management and financial planning services, supporting both discretionary and non-discretionary account structures.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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Kenneth T

Series 66

Huntington Beach, CA

Cetera

Kenneth Tanaka is a financial advisor at Cetera with 35 years of industry experience and holds the Series 66 designation. He has worked previously with Avantax Investment Services and 1 St Global Advisors Inc., among other firms. Tanaka serves as a board member of the Huntington Beach Lions Foundation, a nonprofit organization. Cetera Investment Advisers LLC is an SEC-registered firm serving individual, retirement plan, corporate, charitable, and institutional clients. It offers a multi-manager platform with discretionary and non-discretionary portfolio management, financial planning, and access to third-party managers, managing over $256 billion in assets through a network of more than 10,000 advisors.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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