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Thomas S

Series 66

Manitowoc, WI

Cetera

Thomas Schug is a financial advisor at Cetera with nine years of industry experience. He holds a Series 66 designation and has worked at Cetera and Cetera Wealth Services, LLC since 2021. Schug is also the owner and president of Schug Financial LLC, where he offers financial services and oversees a tax service business providing tax preparation, payroll, and bookkeeping services. Additionally, he is a licensed independent insurance agent and serves as a Wisconsin notary. Cetera Investment Advisers LLC is an SEC-registered firm that supports a large nationwide network of independent advisors serving individuals, retirement plans, corporate, charitable, and institutional clients. The firm provides a range of portfolio management and financial planning services through a multi-manager platform offering model portfolios, third-party managers, and customized strategies.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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