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Sadaf R
Series 65, Series 63
San Jose, CA
Cetera
Sadaf Rashidi Nezami is a financial advisor with Cetera, holding Series 65 and Series 63 credentials and two years of industry experience. She has worked at several firms including Ameriprise, LPL Financial, and Meriwest Wealth Advisors. Outside of her advisory role, she is a co-founder and administrative support of Seashell Inc, a retail window covering business operating as Budget Blinds. Cetera Investment Advisers LLC is an SEC-registered firm that serves a broad range of clients, including individuals, retirement plans, corporate and charitable entities, and institutional accounts. The firm offers a variety of portfolio management and financial planning services through a multi-manager platform with over 10,000 advisors and more than $256 billion in assets under management.
Mildred P
Series 66, Series 63
San Jose, CA
Cetera
Mildred Patubo is a financial advisor with Cetera, holding Series 66 and Series 63 licenses and 28 years of industry experience. Her prior experience includes roles at CitiGroup, Wells Fargo, Merrill, and various other financial firms. She has been affiliated with Cetera and related entities since 2022. Cetera Investment Advisers LLC is an SEC-registered firm that serves individuals, retirement plans, corporate and charitable clients, and institutional accounts through a nationwide network of independent advisors. The firm offers a range of portfolio management and financial planning services, utilizing multiple program structures and a multi-manager platform that includes both affiliated and third-party investment strategies.
Keith F
Series 63, Series 66
San Jose, CA
Cetera
Keith France is a financial advisor with Cetera in San Jose, CA, holding Series 63 and Series 66 credentials and bringing 26 years of industry experience. He has worked at Cetera since 2019 and previously held roles at BMO Harris Financial Advisors and M&I Financial Advisors. Cetera Investment Advisers LLC is a nationwide SEC-registered firm serving individual, employer-sponsored retirement, corporate, charitable, and institutional clients. The firm offers various portfolio management and financial planning services through a multi-manager platform with discretionary and non-discretionary program options.
Omar M
Series 63, Series 66
San Jose, CA
Cetera
Omar Maslic is a financial advisor at Cetera with 19 years of industry experience. He holds Series 63 and Series 66 designations and has worked at firms including PNC Investments and BBVA Securities Inc. prior to his current role. Cetera Investment Advisers LLC is an SEC-registered firm serving a broad client base that includes individuals, retirement plans, corporate and charitable clients, and institutional accounts. The firm offers a range of portfolio management and financial planning services through a multi-manager platform with access to both affiliated and third-party investment strategies.
Andrew Hung N
Series 63, Series 66
San Jose, CA
Cetera
Andrew Hung Nguyen is a financial advisor with Cetera, holding Series 63 and Series 66 licenses and bringing 22 years of industry experience. He has been with Cetera and its affiliated entities since 2013, working in the San Jose, CA area. Cetera Investment Advisers LLC is an SEC-registered firm that serves a diverse client base including individuals, employer-sponsored retirement plans, corporate and charitable clients, and institutional accounts. The firm offers a range of portfolio management and financial planning services through a large network of independent advisors and utilizes a multi-manager platform with various program options and custodial relationships.
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