Cathi Swan is a financial advisor at Cetera with four years of industry experience. She holds Series 65 and Series 63 licenses and previously worked at Baird and Sioux City Community Schools. Outside of her advisory role, she serves as the board vice president of North Stars Band, Inc. Cetera Investment Advisers LLC is an SEC-registered firm that supports a nationwide network of independent advisors serving individual, retirement plan, corporate, charitable, and institutional clients. The firm offers a multi-manager platform with a range of portfolio management and financial planning services, managing over $256 billion in assets through various program structures and custodial relationships.

James Forey is a financial advisor with Cetera who holds Series 63 and Series 66 licenses and has 32 years of industry experience. He has been with Cetera Investment Services LLC since 2005 and Security National Bank since 1991. Forey serves as treasurer for a local condo association, managing its financial records. Cetera Investment Advisers LLC is an SEC-registered firm that supports a large network of independent advisors serving individual, retirement plan, corporate, charitable, and institutional clients. The firm offers discretionary and non-discretionary portfolio management, financial planning, and access to third-party money managers through a multi-manager platform with a variety of program options.

Colin Margellos is a financial advisor with Cetera, holding a Series 66 designation and two years of industry experience. He has worked at Cetera and its affiliates since 2022, following prior roles at Iowa State University and Central Bank. Cetera Investment Advisers LLC is an SEC-registered adviser serving a wide range of clients including individuals, retirement plans, corporate, charitable, and institutional accounts. The firm offers portfolio management, financial planning, and access to various third-party money managers through a multi-manager platform with both discretionary and non-discretionary program options.

Brian Johnson is a financial advisor with Cetera who holds Series 63 and Series 66 licenses and has 31 years of industry experience. He has been with Cetera and its affiliates since 2009 and is also associated with Security National Bank. Outside of his advisory role, he sells fixed insurance products through multiple firms and can refer clients to the bank’s trust and wealth management area. Cetera Investment Advisers LLC serves a broad client base including individuals, employer-sponsored retirement plans, corporate, charitable, and institutional clients. The firm offers a range of portfolio management and financial planning services through a multi-manager platform, supporting discretionary and non-discretionary strategies with extensive program options and access to third-party money managers.