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Eric S

Series 63

Yonkers, NY

Cetera

Eric Siegeltuch is a financial advisor at Cetera with 33 years of industry experience. He holds the Series 63 designation and has been with Cetera and Cetera Financial Specialists LLC since 2013. Outside of financial advising, he is the owner of Eric Siegeltuch Fine Arts, an art sales and consulting business. Cetera Investment Advisers LLC is an SEC-registered firm serving individual clients, employer-sponsored retirement plans, corporate and charitable clients, and institutional accounts. The firm offers a range of portfolio management and consulting services through a large network of independent advisors and provides access to multiple investment strategies and program structures.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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Keith S

Series 63, Series 65

Yonkers, NY

Cetera

Keith Small is a financial advisor with Cetera who holds Series 63 and Series 65 licenses and has 27 years of industry experience. He has been associated with Cetera and its affiliates since 2009 and is also the managing partner of Kluge Financial Group, LLC. In addition to his advisory work, he holds a role as an enrolled agent providing accounting and tax preparation services. Cetera Investment Advisers LLC is an SEC-registered firm serving a broad range of clients including individuals, retirement plans, corporate and charitable clients, and institutions. The firm offers diversified portfolio management and planning services through a multi-manager platform with access to affiliated and unaffiliated third-party managers.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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