Brett Emsick is a financial advisor with Charles Schwab in Omaha, NE, holding Series 63 and Series 66 licenses and with 18 years of industry experience. He worked at TD Ameritrade from 2007 to 2023 before joining Charles Schwab. Outside of his advisory role, he owns and manages a rental property. Charles Schwab & Co., Inc. serves primarily high- and ultra-high-net-worth individuals through its Schwab Wealth Advisory wrap fee program and affiliated managed-account and financial planning services. The firm offers a combination of non-discretionary and discretionary investment management with multi-asset model portfolios and integrates brokerage, custody, and advisory services at scale.

Kody Dougan is a financial advisor at Charles Schwab with nine years of industry experience. He holds Series 63 and Series 66 designations. His work history includes roles at Charles Schwab Bank, SSB, Charles Schwab and Co., Inc., TD Ameritrade, and Lozier. Charles Schwab serves a large client base, primarily high- and ultra-high-net-worth individuals, through its Schwab Wealth Advisory wrap fee program and affiliated managed-account and financial planning services. The firm offers a combination of non-discretionary and discretionary investment options, delivering multi-asset model portfolios supported by centralized supervisory and custody arrangements.

Jeffrey Johnette is a financial advisor at Charles Schwab with 15 years of industry experience. He holds Series 63 and Series 66 designations and has worked at Charles Schwab Bank and Charles Schwab and Co., Inc. since 2022, following an 11-year tenure at TD Ameritrade. Charles Schwab & Co., Inc. serves a large client base primarily composed of high- and ultra-high-net-worth individuals through its Schwab Wealth Advisory wrap fee program and affiliated managed-account and financial planning services. Schwab’s model combines non-discretionary advisory with access to discretionary separately managed accounts, supported by multi-asset model portfolios and centralized operational infrastructure.

Brian Feregrino is a financial advisor at Charles Schwab with 17 years of industry experience. He holds the Series 63 and Series 66 designations and has worked at Charles Schwab Trust Bank since 2023 and Charles Schwab & Co. since 2022. Outside of his advisory role, he is involved in direct sales with Amway and has experience as a rideshare driver for Lyft and Uber. Charles Schwab & Co., Inc. serves primarily high- and ultra-high-net-worth individuals through its Schwab Wealth Advisory wrap fee program, offering both non-discretionary and discretionary investment guidance with multi-asset model portfolios and access to alternative investments. The firm distinguishes itself through scale, an integrated operational structure, and centralized custody and supervisory services.

Lucas Engen is a financial advisor with Charles Schwab, holding Series 63 and Series 66 licenses and nine years of industry experience. He has worked at Charles Schwab & Co., Inc., Charles Schwab Bank, SSB, and TD Ameritrade. Before entering the financial industry, he was employed at Pizza King. Charles Schwab & Co., Inc. serves primarily high- and ultra-high-net-worth individuals through its Schwab Wealth Advisory program, offering both non-discretionary and discretionary investment management services. The firm is notable for its large scale, integrated structure, and a combination of advisory programs that include multi-asset portfolios and alternative investments.

Michael Loy is a financial advisor with Charles Schwab based in Omaha, NE, holding Series 63, 65, and 66 licenses and 10 years of industry experience. His career includes roles at Charles Schwab Bank, TD Ameritrade Investment Management, and TD Ameritrade, as well as prior experience in the logistics and food service industries. Charles Schwab & Co., Inc. serves primarily high- and ultra-high-net-worth individuals through its Schwab Wealth Advisory wrap fee program and affiliated managed-account and financial planning services. The firm combines non-discretionary advisory relationships with access to affiliated discretionary separately managed accounts, employing multi-asset model portfolios and offering alternative investment options through a centralized operational structure.

Anthony Speth is a financial advisor with Charles Schwab & Co., Inc. in Omaha, NE, holding Series 63 and Series 66 licenses and bringing nine years of industry experience. Prior to joining Schwab, he worked at TD Ameritrade for seven years and has long-term involvement with Papillion Tire, where he also volunteers as an unpaid apprentice window fixer with a local window repair service. Charles Schwab & Co., Inc. serves a large client base primarily composed of high- and ultra-high-net-worth individuals, offering a range of advisory, brokerage, custody, and financial planning services through integrated wrap fee programs and managed accounts. The firm combines non-discretionary advisory relationships with access to discretionary managed portfolios and employs multi-asset model portfolios supported by specialized research and alternative investment due diligence.

Connor Devish is a financial advisor with Charles Schwab in Omaha, NE, holding Series 63 and Series 66 licenses and six years of industry experience. His prior roles include positions at TD Ameritrade, Physicians Thrive, and Foresters Financial. Outside of his advisory work, he manages rental property in Omaha. Charles Schwab serves primarily high- and ultra-high-net-worth individuals through its Schwab Wealth Advisory wrap fee program and affiliated managed-account and financial planning services. The firm operates with a large client base using both non-discretionary and discretionary investment approaches, supported by a centralized structure and a broad range of integrated services.

Joshua Bresler is a financial advisor with Charles Schwab in Omaha, NE, holding Series 63 and Series 66 licenses and bringing five years of industry experience. His prior work includes roles at Charles Schwab, TD Ameritrade, Spike, LLC, Robert Half, and several other firms. Charles Schwab & Co., Inc. serves primarily high- and ultra-high-net-worth individuals through its Schwab Wealth Advisory wrap fee program and affiliated managed-account and financial planning services, combining non-discretionary advisory relationships with access to affiliated discretionary separately managed accounts and alternative investment options.

Daniel Staroski is a financial advisor with Charles Schwab & Co., Inc. in Omaha, NE, holding Series 63 and Series 66 licenses and having 10 years of industry experience. His prior experience includes eight years at TD Ameritrade, Inc. and seven years working at Lo Sole Mio. Outside of his advisory role, he is involved in various service positions including working as a server at Gorats Steakhouse, a driver for Uber, and a bartender at The Astro Theater. Charles Schwab & Co., Inc. serves primarily high- and ultra-high-net-worth individuals through its Schwab Wealth Advisory wrap fee program and affiliated managed-account and financial planning services. The firm offers a combination of non-discretionary and discretionary investment guidance supported by multi-asset model portfolios and centralized custody and order-routing arrangements.

Mark Listenberger is a financial advisor with Charles Schwab, holding a Series 66 designation and eight years of industry experience. His prior roles include positions at Securities America Advisors, TD Ameritrade, and FBL Financial Group. Outside of his advisory work, he assists with payroll operations for a family-owned Dairy Queen in Council Bluffs, Iowa. Charles Schwab serves primarily high- and ultra-high-net-worth individuals through its Schwab Wealth Advisory program, offering a combination of non-discretionary and discretionary investment management, financial planning, and brokerage services. The firm distinguishes itself by its scale, integrated structure, and access to multi-asset portfolios and alternative investments.

Daniel Lightner is a financial advisor at Charles Schwab in Omaha, NE, with 14 years of industry experience. He holds Series 63 and Series 65 licenses and has worked with firms including TD Ameritrade Clearing and Brinker Capital Securities. Charles Schwab serves a large client base, primarily high- and ultra-high-net-worth individuals, through its Schwab Wealth Advisory wrap fee program and affiliated managed-account and financial planning services. The firm combines non-discretionary advisory relationships with access to discretionary separately managed accounts and offers a range of multi-asset model portfolios and alternative investment options.

Ryan Schroeder is a Series 66 licensed financial advisor with 18 years of industry experience. He has worked at Charles Schwab since 2022 and previously spent 15 years at TD Ameritrade Inc. He is based in Omaha, NE. Charles Schwab & Co., Inc. serves primarily high- and ultra-high-net-worth individuals through its Schwab Wealth Advisory wrap fee program and affiliated managed-account and financial planning services. The firm combines non-discretionary advisory relationships with access to affiliated discretionary strategies and offers a multi-asset model portfolio approach supported by research and a centralized operational structure.

Andrew Van Surksum is a financial advisor with Charles Schwab in Omaha, NE, holding Series 63 and Series 66 licenses and bringing eight years of industry experience. His prior work includes roles at TD Ameritrade and service in the United States Air Force Reserves. Charles Schwab & Co., Inc. serves a large client base primarily composed of high- and ultra-high-net-worth individuals through its Schwab Wealth Advisory wrap fee program and affiliated managed-account and financial planning services. The firm offers a combination of non-discretionary advice and access to discretionary separately managed accounts, supported by multi-asset model portfolios and a centralized operational structure.

Neely Thomsen is a financial advisor with Charles Schwab in Omaha, NE, holding Series 63 and Series 66 licenses and 27 years of industry experience. Her prior roles include positions at TD Waterhouse Investor Services, Inc. and Ameritrade. She has been with Charles Schwab and its affiliated entities since 2021. Charles Schwab & Co., Inc. serves a large client base primarily composed of high- and ultra-high-net-worth individuals through its Schwab Wealth Advisory wrap fee program and associated managed-account and financial planning services. The firm offers a combination of non-discretionary and discretionary investment management options, leveraging multi-asset model portfolios and centralized operational infrastructure.

Wendy Connealy is a financial advisor at Charles Schwab with nine years of industry experience. She holds Series 63 and Series 66 licenses and has worked at Charles Schwab Trust Bank, Charles Schwab, TD Ameritrade, and PayPal. Charles Schwab & Co., Inc. serves primarily high- and ultra-high-net-worth individuals through its Schwab Wealth Advisory wrap fee program and affiliated managed-account and financial planning services. The firm offers a combination of non-discretionary advisory relationships and access to discretionary separately managed accounts, supported by multi-asset model portfolios and centralized operational infrastructure.

Matthew Pleiss is a financial advisor with Charles Schwab in Omaha, NE, holding Series 63 and Series 66 designations and two years of industry experience. His prior work includes positions at Nelnet and Jerent Enterprises, as well as roles in education and at Champions Run Golf Course. Charles Schwab & Co., Inc. serves primarily high- and ultra-high-net-worth individuals through its Schwab Wealth Advisory wrap fee program and affiliated managed-account and financial planning services. The firm combines non-discretionary advisory relationships with access to affiliated discretionary SMAs, multi-asset model portfolios, and a formal alternative-investment onboarding process.

Matthew Mellema is a financial advisor with Charles Schwab, holding Series 63 and Series 66 licenses and six years of industry experience. His prior work includes roles at TD Ameritrade, Inc., Feltz Wealthplan, and CLS Investments. He is based in Omaha, Nebraska. Charles Schwab & Co., Inc. serves primarily high- and ultra-high-net-worth individuals through its Schwab Wealth Advisory wrap fee program and affiliated managed-account and financial planning services. The firm offers a combination of non-discretionary advisory relationships and access to affiliated discretionary separately managed accounts, supported by centralized custody and operational resources.

Spencer Mock is a financial advisor at Charles Schwab with 8 years of industry experience. He holds Series 63 and Series 66 designations. Prior to joining Charles Schwab & Co., Inc. and Charles Schwab Bank, SSB, he worked at Bank of America, Merrill, T Rowe Price, Berkshire Hathaway Homestate Companies, and Pacific Life Insurance Company. Charles Schwab serves a large client base, primarily high- and ultra-high-net-worth individuals, through its Schwab Wealth Advisory wrap fee program and related managed-account and financial planning services. The firm offers a combination of non-discretionary advice and access to discretionary separately managed accounts, leveraging centralized supervision and a multi-asset strategic asset allocation approach.

Dustin Andersen is a financial advisor with Charles Schwab in Omaha, NE, holding a Series 66 credential and 19 years of industry experience. His prior roles include positions at Cetera Wealth Services, Orion Portfolio Solutions, Brinker Capital, and TD Ameritrade. Andersen also served as a regional supervision manager at CWM, LLC DBA Carson Partners. Charles Schwab & Co., Inc. serves primarily high- and ultra-high-net-worth individuals through its Schwab Wealth Advisory wrap fee program and affiliated managed-account and financial planning services. The firm combines non-discretionary advisory relationships with access to affiliated discretionary separately managed accounts and employs a multi-asset model portfolio approach supported by centralized supervisory and custody operations.