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Broc S
Series 66
Sioux Falls, SD
Commonwealth Financial Network
Broc Schaefbauer is a financial advisor with Commonwealth Financial Network, holding a Series 66 designation and bringing one year of industry experience. His background includes roles at Legacy Wealth Group, LLC, Arizona State University, University of Wisconsin La Crosse, and O'Gorman High School. He is also involved in fixed insurance sales. Commonwealth Financial Network is a dual-registered broker/dealer and SEC-registered investment adviser serving a national network of approximately 2,900 affiliated advisors and hundreds of thousands of clients. The firm offers a broad adviser-support platform with discretionary and nondiscretionary managed-account programs, access to third-party managers, and comprehensive custody and clearing services.
Keith S
CFP®, Series 63, Series 65
Sioux Falls, SD
Commonwealth Financial Network
Keith Schaefbauer is a financial advisor at Commonwealth Financial Network with 32 years of industry experience. He holds the CFP® designation as well as Series 63 and Series 65 licenses. Prior to joining Commonwealth in 2015, he worked at LPL Financial from 2007 to 2015 and Waddell & Reed from 1997 to 2007. Schaefbauer is a 50% owner of Legacy Wealth Group, Inc. and Legacy Insurance Group, LLC. Commonwealth Financial Network is a dual-registered broker/dealer and SEC-registered investment adviser serving a national network of approximately 2,900 advisors and managing over $210 billion in client assets. The firm provides a comprehensive adviser-support platform that includes managed-account programs, access to third-party managers, retirement and plan consulting, and custody and clearing services.
Connor S
Series 66
Sioux Falls, SD
Commonwealth Financial Network
Connor Schaefbauer is a financial advisor with Commonwealth Financial Network, holding a Series 66 designation and one year of industry experience. His prior work history includes roles at Legacy Wealth Group, 3M, Wells Fargo, and Gemini Medical. Commonwealth Financial Network is a dual-registered broker/dealer and SEC-registered investment adviser serving a national network of approximately 2,900 affiliated advisors and hundreds of thousands of individual and institutional clients. The firm provides a broad adviser-support platform, including managed-account programs, access to third-party asset managers, retirement and plan consulting, and custody/clearing services.
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