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Nickolaos S

Series 66, Series 7

Irvine, CA

Equitable Advisors

Nickolaos Sigas is a financial advisor with Equitable Advisors in Irvine, CA. He holds a Series 66 designation and is affiliated with a firm that employs over 4,600 advisors. Equitable Advisors serves a diverse client base including individuals, high-net-worth clients, retirement plans, corporations, charities, and institutions. The firm offers financial planning, broker-dealer services, insurance distribution, and access to third-party asset management programs, operating through a combination of advisory and brokerage solutions.

Wealth management Annuities Tax-loss harvesting Passive / index investing Active portfolio management Founder/Business Owner Retired Self-Employed Military & Veterans Professional Athlete Approaching retirement Baby Boomers (Born 1946-1964) HENRY (High Earners, Not Rich Yet) Young Professionals Established Professionals
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Esther D

Series 66

Irvine, CA

Equitable Advisors

Esther Dunigan is a financial advisor with Equitable Advisors based in Irvine, CA, holding a Series 66 designation and 11 years of industry experience. She has been with Equitable Advisors since 2015 and previously affiliated with AXA Advisors LLC. Outside of financial advising, she is a co-owner of Dunigan Creative, a photography and art design business. Equitable Advisors serves a diverse client base including individuals, pension and profit-sharing plans, corporations, and charitable organizations. The firm offers financial planning, retirement plan consulting, and asset-management programs through a network of Investment Adviser Representatives, using a variety of third-party asset managers and advisory platforms.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance Founder/Business Owner Retired Executive Approaching retirement Sandwich Generation
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Hamza J

Series 66

Irvine, CA

Equitable Advisors

Hamza Jannane is a financial advisor at Equitable Advisors with two years of industry experience and holds the Series 66 designation. His prior work includes roles at T3 Trading Group LLC and HYJ Top Limo. Outside of his financial advisory work, he has also worked as an Uber driver. Equitable Advisors serves individuals, pension and profit-sharing plans, corporations, charitable organizations, and other institutional clients by providing financial planning, retirement plan consulting, and asset-management programs. The firm offers a variety of advisory programs through its network of representatives, utilizing both proprietary and third-party investment solutions.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance Founder/Business Owner Retired Executive Approaching retirement Sandwich Generation
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Robert D

Series 63, Series 65

Irvine, CA

Equitable Advisors

Robert Duffy is a financial advisor with Equitable Advisors in Irvine, CA, holding Series 63 and Series 65 licenses and 30 years of industry experience. He previously worked at Morgan Stanley DW Inc. from 1997 to 2005 and has been with Equitable Advisors (and formerly Axa Advisors) since 2005. He serves as a co-trustee for his family trust outside of his advisory role. Equitable Advisors provides financial planning, retirement plan consulting, and asset-management services to individuals, pension and profit-sharing plans, corporations, charitable organizations, and other institutional clients. The firm’s approach includes using third-party program sponsors and endorsed TAMPs, offering a range of investment options such as mutual funds, ETFs, separately managed accounts, and select alternative investments.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance Founder/Business Owner Retired Executive Approaching retirement Sandwich Generation
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Yasmin S

Series 66

Irvine, CA

Equitable Advisors

Yasmin Soltani is a financial advisor with Equitable Advisors in Irvine, CA, holding the Series 66 designation and bringing 11 years of industry experience. Her prior roles include positions at The BALDWIN GROUP WEALTH ADVISORS, LLC and Burnham Gibson Wealth Advisors, LLC. Outside of her advisory work, she is a fitness instructor and is involved in a business manufacturing and distributing bags related to her fitness activities. Equitable Advisors serves a diverse client base including individual investors, pension plans, corporations, and charitable organizations, providing financial planning, retirement consulting, and asset management through a network of Investment Adviser Representatives. The firm employs a variety of advisory models and third-party asset managers, offering a broad range of investment options and ERISA fiduciary services.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance Founder/Business Owner Retired Executive Approaching retirement Sandwich Generation
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John P

Series 66

Irvine, CA

Equitable Advisors

John Powell is a financial advisor with Equitable Advisors in Irvine, CA, holding a Series 66 designation and three years of industry experience. Prior to joining Equitable Advisors, he worked at Aflac and has experience in tax preparation as a 1099 employee for an enrolled agent. Equitable Advisors provides financial planning, retirement plan consulting, and asset management services to individuals, pension and profit-sharing plans, corporations, and charitable organizations. The firm delivers its services through a network of advisors and utilizes a combination of firm-offered programs and third-party asset managers.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance Founder/Business Owner Retired Executive Approaching retirement Sandwich Generation
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Kenneth H

Series 63, Series 65

Irvine, CA

Equitable Advisors

Kenneth Henderson is a financial advisor with Equitable Advisors in Irvine, CA, holding Series 63 and Series 65 licenses and having 32 years of industry experience. He has worked at Equitable Advisors since 2003 and previously at Morgan Stanley DW Inc. from 1998 to 2002. Outside of his advisory role, he serves as a commissioner on the Tustin City Community Service Commission and is treasurer and a board member of the Tustin Host Lions Club. Equitable Advisors provides financial planning, retirement plan consulting, and asset-management services to individuals, pension and profit-sharing plans, corporations, and charitable organizations. The firm utilizes a range of advisory programs and third-party asset managers to tailor investment solutions based on client risk tolerance and goals.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance Founder/Business Owner Retired Executive Approaching retirement Sandwich Generation
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John M

Series 63, Series 65

Irvine, CA

Equitable Advisors

John Murayama is a financial advisor at Equitable Advisors in Irvine, CA, holding Series 63 and Series 65 licenses with 11 years of industry experience. He has been with Equitable Advisors since 2015. Outside of his advisory role, he is involved with Pacific Educators, focusing on disability income insurance. Equitable Advisors serves a diverse client base including individuals, pension and profit-sharing plans, corporations, and charitable organizations. The firm offers financial planning, retirement plan consulting, and asset-management programs, utilizing a range of proprietary and third-party advisory solutions.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance Founder/Business Owner Retired Executive Approaching retirement Sandwich Generation
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Daniel V

Series 63, Series 65

Irvine, CA

Equitable Advisors

Daniel Venegas is a financial advisor with Equitable Advisors in Irvine, CA, holding Series 63 and Series 65 licenses and possessing 42 years of industry experience. He has worked with Equitable Advisors since 2000 and was previously associated with Axa Advisors, LLC. Venegas is the sole owner of DCV, Inc., an S-Corporation. Equitable Advisors serves a wide range of clients, including individuals, pension and profit-sharing plans, corporations, and charitable organizations, providing financial planning, retirement plan consulting, and various asset-management programs through a network of Investment Adviser Representatives. The firm utilizes both proprietary and third-party advisory models and offers ERISA fiduciary services without sponsoring its own wrap fee program.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance Founder/Business Owner Retired Executive Approaching retirement Sandwich Generation
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William L

Series 66

Irvine, CA

Equitable Advisors

William Lewallen II is a Series 66-licensed financial advisor with one year of industry experience, currently with Equitable Advisors in Irvine, CA. His prior work includes roles at Varis, SADA, and Microsoft Corporation. He serves as a trustee for the Lewallen Living Trust. Equitable Advisors provides financial planning, retirement plan consulting, and asset-management services to individuals, pension and profit-sharing plans, corporations, charitable organizations, and other institutional clients. The firm employs a range of advisory programs and third-party asset managers to tailor investment solutions to client needs.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance Founder/Business Owner Retired Executive Approaching retirement Sandwich Generation
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Jordan O

Series 66

Irvine, CA

Equitable Advisors

Jordan Oliver is a financial advisor with Equitable Advisors in Irvine, CA, holding a Series 66 designation and seven years of industry experience. Prior to joining Equitable Advisors in 2019, he worked at Axa Advisors and has professional experience outside finance, including a role at Big Canyon Country Club. Equitable Advisors serves a diverse client base including individuals, pension plans, corporations, and charitable organizations, providing financial planning, retirement plan consulting, and asset management programs through a network of Investment Adviser Representatives. The firm emphasizes matching clients to program models or discretionary managers and integrates both proprietary and third-party solutions.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance Founder/Business Owner Retired Executive Approaching retirement Sandwich Generation
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Edin B

Series 66

Irvine, CA

Equitable Advisors

Edin Beqaj is a financial advisor with Equitable Advisors in Irvine, CA. He holds the Series 66 designation and has been with the firm since 2026. Prior to his current role, Edin’s background includes positions at San Diego State University and Chipotle. Equitable Advisors provides financial planning, retirement plan consulting, and asset management services to individuals, pension plans, corporations, and charitable organizations. The firm utilizes a network of Investment Adviser Representatives and a variety of third-party advisory programs to deliver customized investment solutions.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance Founder/Business Owner Retired Executive Approaching retirement Sandwich Generation
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Trevor S

Series 66

Irvine, CA

Equitable Advisors

Trevor Salisbury is a financial advisor at Equitable Advisors in Irvine, CA, holding a Series 66 designation with less than one year of industry experience. His prior work experience includes roles outside the financial industry, such as at Golf Galaxy and Oggis Pizza and Brewery Co. Equitable Advisors serves a diverse client base including individuals, pension and profit-sharing plans, corporations, and charitable organizations. The firm provides financial planning, retirement plan consulting, and asset-management programs through a network of Investment Adviser Representatives and utilizes third-party asset managers and advisory programs.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance Founder/Business Owner Retired Executive Approaching retirement Sandwich Generation
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Ian C

Series 66

Irvine, CA

Equitable Advisors

Ian Chamberlain is a financial advisor with Equitable Advisors, holding a Series 66 designation and five years of industry experience. He has held roles at several firms including KB Home, Hanley Investment Group, and AXA Advisors. Chamberlain serves as a board member for the University of Southern California Marshall Alumni Association Orange County Chapter and is Treasurer for the LeTip Chapter of Costa Mesa. Equitable Advisors provides financial planning, retirement plan consulting, and asset-management services to individuals, pension and profit-sharing plans, corporations, and charitable organizations. The firm utilizes a range of advisory programs and third-party asset managers to deliver tailored investment solutions.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance Founder/Business Owner Retired Executive Approaching retirement Sandwich Generation
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Samantha C

Series 66

Irvine, CA

Equitable Advisors

Samantha Curtin is a Series 66-registered financial advisor with Equitable Advisors in Irvine, CA, where she has worked since 2005. She has 20 years of industry experience and previously worked at Axa Advisors, LLC. Equitable Advisors serves a broad client base, including individuals, pension plans, corporations, and charitable organizations, providing financial planning, retirement consulting, and asset management through a network of Investment Adviser Representatives. The firm offers a variety of advisory programs and emphasizes matching clients to tailored investment models or discretionary managers, utilizing both proprietary and third-party solutions.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance Founder/Business Owner Retired Executive Approaching retirement Sandwich Generation
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Stuart P

Series 63, Series 66

Irvine, CA

Equitable Advisors

Stuart Pollard is a financial advisor with Equitable Advisors in Irvine, CA, holding Series 63 and Series 66 licenses and two years of industry experience. His prior roles include work at Eventide Asset Management and Rimrock Capital Management, as well as coaching lacrosse at St. Margaret's Episcopal School and serving on the board and as a coach for the Scots South Orange County Middle School Lacrosse Club. Equitable Advisors serves a broad range of clients, including individuals, pension plans, corporations, and charitable organizations, offering financial planning, retirement consulting, and asset management through a network of advisors. The firm employs a variety of advisory models and third-party programs, providing access to mutual funds, ETFs, managed accounts, and select alternatives.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance Founder/Business Owner Retired Executive Approaching retirement Sandwich Generation
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Mark R

Series 63, Series 65

Irvine, CA

Equitable Advisors

Mark Rooney is a financial advisor with Equitable Advisors in Irvine, CA, holding Series 63 and Series 65 licenses and bringing 52 years of industry experience. He has been with Equitable Advisors since 1999, including time at AXA Advisors, LLC from 1999 to 2020. Rooney serves as a board member and nomination committee member for The American College and is also involved in community service as a homeowner association board member. Equitable Advisors provides financial planning, retirement plan consulting, and asset management services to individuals, pension and profit-sharing plans, corporations, charitable organizations, and other institutional clients. The firm’s approach involves assessing client risk tolerance and aligning clients with program models or discretionary managers, utilizing third-party asset managers and a range of investment vehicles, including mutual funds, ETFs, and alternative investments.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance Founder/Business Owner Retired Executive Approaching retirement Sandwich Generation
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James B

Series 63, Series 65

Irvine, CA

Equitable Advisors

James Burns is a financial advisor with Equitable Advisors in Irvine, CA, holding Series 63 and Series 65 credentials and bringing 40 years of industry experience. He has been with Equitable Advisors and its predecessor, AXA Advisors, since 1999. Equitable Advisors serves a diverse client base including individuals, pension and profit-sharing plans, corporations, and charitable organizations, offering financial planning, retirement plan consulting, and asset management through a network of Investment Adviser Representatives and third-party asset managers.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance Founder/Business Owner Retired Executive Approaching retirement Sandwich Generation
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Farzin M

Series 63, Series 65

Irvine, CA

Equitable Advisors

Farzin Morena is a financial advisor with Equitable Advisors in Irvine, CA, holding Series 63 and Series 65 licenses and bringing one year of experience. Prior to joining Equitable Advisors, he worked at Tesla Inc and has been involved in real estate through ownership and brokerage at The R&R Realty Company Inc. and related entities. Equitable Advisors provides financial planning, retirement consulting, and asset-management services to individuals, pension and profit-sharing plans, corporations, and charitable organizations. The firm offers a range of investment programs primarily through third-party managers and emphasizes customized client solutions based on risk tolerance and personal information.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance Founder/Business Owner Retired Executive Approaching retirement Sandwich Generation
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Noah R

Series 66

Irvine, CA

Equitable Advisors

Noah Remnek is a financial advisor with Equitable Advisors in Irvine, CA, holding a Series 66 credential and with one year of experience at the firm. His background includes roles outside finance, such as working at Chipotle Mexican Grill since 2022 and previous positions in the restaurant industry and education. Equitable Advisors serves a diverse client base including individuals, pension and profit-sharing plans, corporations, and charitable organizations, providing financial planning and asset management through various advisory programs and third-party managers.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance Founder/Business Owner Retired Executive Approaching retirement Sandwich Generation
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