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Nickolaos S
Verified by Warmer
Series 66, Series 7
Irvine, CA
Equitable Advisors
Nickolaos Sigas is a financial advisor with Equitable Advisors in Irvine, CA. He holds a Series 66 designation and is affiliated with a firm that employs over 4,600 advisors. Equitable Advisors serves a diverse client base including individuals, high-net-worth clients, retirement plans, corporations, charities, and institutions. The firm offers financial planning, broker-dealer services, insurance distribution, and access to third-party asset management programs, operating through a combination of advisory and brokerage solutions.
Esther D
Series 66
Irvine, CA
Equitable Advisors
Esther Dunigan is a Series 66-licensed financial advisor with Equitable Advisors, based in San Clemente, CA, and has 11 years of industry experience. She has worked with Equitable Advisors since 2015 and is also co-owner of Dunigan Creative, a photography and art design business. Equitable Advisors serves individual investors, retirement plan sponsors, corporations, and charitable organizations by providing financial planning, retirement-plan support, and access to asset management through LPL programs and various third-party asset managers. The firm operates a hybrid referral and implementation model, offering both advisory and brokerage/insurance channels to implement client recommendations.
Hamza J
Series 66
Irvine, CA
Equitable Advisors
Hamza Jannane is a financial advisor at Equitable Advisors with two years of industry experience. He holds a Series 66 designation and previously worked at T3 Trading Group LLC and HYJ Top Limo. Outside of his advisory role, Mr. Jannane is also an Uber driver. Equitable Advisors serves a diverse client base including individuals, high-net-worth clients, retirement plans, corporations, charities, and institutions. The firm offers financial planning, broker-dealer services, insurance distribution, and access to third-party asset management programs, operating as both an SEC-registered investment adviser and a broker-dealer.
Robert D
Series 63, Series 65
Irvine, CA
Equitable Advisors
Robert Duffy is a financial advisor with Equitable Advisors in Lake Forest, CA, holding Series 63 and Series 65 licenses and bringing 30 years of industry experience. He has been with Equitable Advisors and its predecessor, AXA Advisors, LLC, since 2005. Outside of his advisory role, he serves as co-trustee for his family trust. Equitable Advisors serves individual investors, retirement plan sponsors, corporations, and charitable organizations by providing financial planning, retirement-plan support, and access to asset management through third-party programs. The firm operates a hybrid referral and implementation model, utilizing multiple third-party asset managers and offering both advisory and brokerage channels to implement client recommendations.
Yasmin S
Series 66
Irvine, CA
Equitable Advisors
Yasmin Soltani is a financial advisor with Equitable Advisors in Irvine, CA, holding a Series 66 designation and 10 years of industry experience. She has worked at Burnham Gibson Wealth Advisors and The BALDWIN GROUP WEALTH ADVISORS, LLC, in addition to her long tenure at Equitable Advisors. Outside of financial advising, she works as a fitness instructor and is a general partner in a business manufacturing and distributing bags related to her fitness activities. Equitable Advisors serves individual investors, retirement plan sponsors, corporations, and charitable organizations by providing financial planning, retirement-plan support, and access to asset management through various third-party asset managers. The firm operates a hybrid advisory and brokerage model with a client intake process that customizes services based on documented goals, risk tolerance, and time horizon.
John P
Series 66
Irvine, CA
Equitable Advisors
John Powell is a financial advisor with Equitable Advisors in Irvine, CA, holding a Series 66 designation and three years of industry experience. Prior to joining Equitable Advisors, he worked at Aflac and has held various roles in academic and service organizations. He also works as a 1099 employee providing tax preparation services for an enrolled agent. Equitable Advisors serves individual, high-net-worth, retirement plan, corporate, charitable, and institutional clients, offering financial planning, broker-dealer services, insurance distribution, and access to third-party asset management programs through a dual-registered investment adviser and broker-dealer model.
Kenneth H
Series 63, Series 65
Irvine, CA
Equitable Advisors
Kenneth Henderson is a financial advisor with Equitable Advisors in Irvine, CA, holding Series 63 and Series 65 licenses and bringing 31 years of industry experience. He has worked with Equitable Advisors since 2003, including its predecessor Axa Advisors, Llc. Outside of his advisory role, Henderson serves as a commissioner on the Tustin City Community Service Commission and is treasurer and a board member of the Tustin Host Lions Club. Equitable Advisors serves individual investors, retirement plan sponsors, corporations, and charitable organizations by providing financial planning, retirement-plan support, and access to asset management through LPL programs and third-party asset managers. The firm operates a hybrid referral and implementation model and offers both advisory and brokerage/insurance channels to implement client recommendations.
Jacob D
Series 66
Irvine, CA
Equitable Advisors
Jacob Drotning is a financial advisor with Equitable Advisors in Irvine, CA. He holds the Series 66 designation and has one year of industry experience. Prior to joining Equitable Advisors, he worked at Sprouts Farmers Market and attended California State University, Fullerton. Equitable Advisors serves a diverse client base, including individuals, high-net-worth clients, retirement plans, corporations, and institutions, offering financial planning, broker-dealer services, insurance distribution, and access to third-party asset management programs. The firm operates as both an SEC-registered investment adviser and a broker-dealer, utilizing LPL-sponsored programs and various third-party managers to deliver advisory and brokerage solutions.
John M
Series 63, Series 65
Irvine, CA
Equitable Advisors
John Murayama is a financial advisor at Equitable Advisors with 10 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Equitable Advisors since 2015. Outside of his advisory role, he is involved with Pacific Educators, focusing on disability income insurance. Equitable Advisors serves individual investors, retirement plan sponsors, corporations, and charitable organizations by providing financial planning, retirement-plan support, and access to asset management through third-party programs. The firm employs a hybrid referral and implementation model, using LPL and various third-party asset managers to tailor advisory solutions.
Daniel V
Series 63, Series 65
Irvine, CA
Equitable Advisors
Daniel Venegas is a financial advisor with Equitable Advisors in Irvine, CA, holding Series 63 and Series 65 licenses and bringing 41 years of industry experience. He has been with Equitable Advisors since 2000 and previously worked with Axa Advisors, LLC. He is the sole owner of DCV, Inc., an S-Corp. Equitable Advisors serves individual investors, retirement plan sponsors and participants, corporations, and charitable organizations by providing financial planning, retirement-plan support, and access to asset management through LPL programs and third-party asset managers. The firm employs a hybrid referral and implementation model, offering both advisory and brokerage/insurance channels to implement client recommendations.
William L
Series 66
Irvine, CA
Equitable Advisors
William Lewallen II is a financial advisor at Equitable Advisors with one year of industry experience. He holds the Series 66 designation and has prior work history including roles at Varis, SADA, and Microsoft Corporation. Outside of his advisory work, he serves as a trustee for The Lewallen Living Trust. Equitable Advisors serves individual investors, retirement plan sponsors, corporations, and charitable organizations by providing financial planning, retirement-plan support, and access to asset management through LPL programs and third-party asset managers. The firm operates a hybrid referral and implementation model, tailoring services based on client goals, risk tolerance, and time horizon.
Jordan O
Series 66
Irvine, CA
Equitable Advisors
Jordan Oliver is a financial advisor at Equitable Advisors with seven years of industry experience. He holds the Series 66 designation and has worked at Equitable Advisors since 2019, following brief roles at Axa Advisors, Big Canyon Country Club, and Cal State University Chico. Equitable Advisors serves a diverse client base including individuals, high-net-worth clients, retirement plans, corporations, charities, and institutions, providing financial planning, broker-dealer services, insurance distribution, and access to third-party asset management programs. The firm operates as both an SEC-registered investment adviser and a broker-dealer, utilizing LPL-sponsored programs and endorsed third-party managers to offer advisory and brokerage solutions.
Edin B
Series 66
Irvine, CA
Equitable Advisors
Edin Beqaj is a financial advisor at Equitable Advisors with a Series 66 designation and one year of industry experience. Prior to entering the financial services field, he attended San Diego State University and has worked in various roles including at Chipotle and Northwood High School. Equitable Advisors serves a diverse clientele including individual, high-net-worth, retirement plan, corporate, charitable, and institutional clients. The firm offers financial planning, broker-dealer services, insurance distribution, and access to third-party asset management programs, relying heavily on LPL-sponsored programs and endorsed TAMPs to deliver advisory and brokerage solutions.
Trevor S
Series 66
Irvine, CA
Equitable Advisors
Trevor Salisbury is a financial advisor with Equitable Advisors in Irvine, CA, holding a Series 66 designation. He has one year of industry experience and previously worked in retail and service roles, including at Golf Galaxy, Oggis Pizza and Brewery Co, and Target. Equitable Advisors serves a broad client base including individual investors, retirement plan sponsors, corporations, and charitable organizations, providing financial planning, retirement-plan support, and access to asset management through various third-party programs and platforms.
Ian C
Series 66
Irvine, CA
Equitable Advisors
Ian Chamberlain is a financial advisor with Equitable Advisors in Lake Forest, CA, holding a Series 66 designation and four years of industry experience. His prior roles include positions at Murow Development Consultants, KB Home, Hanley Investment Group, and AXA Advisors. He serves as a board member for the University of Southern California Marshall Alumni Association Orange County Chapter and is Treasurer for the LeTip Chapter of Costa Mesa. Equitable Advisors provides financial planning, retirement plan support, and access to asset management for individual investors, retirement plan sponsors, corporations, and charitable organizations. The firm operates a hybrid advisory and brokerage model, utilizing third-party asset managers and emphasizing tailored client services through a structured intake and review process.
Samantha C
Series 66
Irvine, CA
Equitable Advisors
Samantha Curtin is a financial advisor with Equitable Advisors in Anaheim Hills, CA, holding a Series 66 designation and 20 years of industry experience. She has worked with Equitable Advisors since 2005 and was previously affiliated with Axa Advisors, LLC for 15 years. Equitable Advisors serves individual investors, retirement plan sponsors, corporations, and charitable organizations by providing financial planning, retirement-plan support, and access to asset management through LPL programs and a range of third-party asset managers. The firm operates a hybrid referral and implementation model, offering both advisory and brokerage/insurance channels tailored to client goals, risk tolerance, and time horizon.
Stuart P
Series 66, Series 63
Irvine, CA
Equitable Advisors
Stuart Pollard is a financial advisor at Equitable Advisors with Series 66 and Series 63 credentials and two years of industry experience. Prior to joining Equitable Advisors, he held roles at Eventide Asset Management and Rimrock Capital Management. Outside of his advisory work, Pollard is involved in youth lacrosse as a coach and board member for the Scots South Orange County Middle School Lacrosse Club and serves as an assistant lacrosse coach at St. Margaret’s Episcopal School. Equitable Advisors serves a wide range of clients, including individuals, high-net-worth, retirement plans, corporate, charitable, and institutional clients, providing financial planning, brokerage services, insurance distribution, and access to third-party asset management programs. The firm operates as both an SEC-registered investment adviser and broker-dealer, leveraging multiple program sponsors and third-party managers to deliver advisory and brokerage solutions.
Mark R
Series 63, Series 65
Irvine, CA
Equitable Advisors
Mark Rooney is a financial advisor with Equitable Advisors in Irvine, CA, holding Series 63 and Series 65 credentials and 52 years of industry experience. He has been with Equitable Advisors and its predecessor AXA Advisors since 1999. Rooney serves as a board member and nomination committee member of The American College Board of Trustees and is active in his local community as a homeowner association board member. Equitable Advisors serves a diverse client base including individuals, high-net-worth clients, retirement plans, corporations, and nonprofits, offering financial planning, broker-dealer services, insurance distribution, and access to third-party asset management programs. The firm operates as both an SEC-registered investment adviser and broker-dealer, utilizing LPL-sponsored programs and other endorsed platforms to deliver advisory and brokerage solutions.
James B
Series 63, Series 65
Irvine, CA
Equitable Advisors
James Burns is a financial advisor with Equitable Advisors in Mission Viejo, CA, holding Series 63 and Series 65 licenses and having 39 years of industry experience. He has worked at Equitable Advisors since 1999 and was previously affiliated with Axa Advisors, LLC. Equitable Advisors serves a broad client base including individual investors, retirement plan sponsors, corporations, and charitable organizations, providing financial planning, retirement-plan support, and access to asset management through LPL programs and third-party managers. The firm employs a hybrid referral and implementation model and offers both advisory and brokerage/insurance services.
Farzin M
Series 63, Series 65
Irvine, CA
Equitable Advisors
Farzin Morena is a financial advisor with Equitable Advisors in Irvine, CA, holding Series 63 and Series 65 licenses. Morena has professional experience at Tesla Inc and owns The R&R Realty Company, where he is a real estate broker. Equitable Advisors serves individual investors, retirement plan sponsors, corporations, and charitable organizations by offering financial planning, retirement plan support, and access to asset management through various third-party programs and platforms. The firm operates a hybrid referral and implementation model, combining advisory and brokerage services to tailor solutions based on client goals and risk tolerance.
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