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Rock M

Series 63, Series 65

Las Vegas, NV

Equitable Advisors

Rock Mirich is a financial advisor with Equitable Advisors in Las Vegas, NV, holding Series 63 and Series 65 licenses and having 36 years of industry experience. His prior employment includes roles at Allstate Financial Advisors and Investment Centers of America, among others. Outside of his advisory work, he is the single member of MY GUY, LLC. Equitable Advisors serves a broad client base, including individuals, pension plans, corporations, and charitable organizations, offering financial planning, retirement consulting, and asset management programs. The firm utilizes a combination of proprietary and third-party advisory models, delivering services through Investment Adviser Representatives and emphasizing fiduciary responsibilities.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance Founder/Business Owner Retired Executive Approaching retirement Sandwich Generation
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Nicholas V

Series 66

Las Vegas, NV

Equitable Advisors

Nicholas Vierra is a financial advisor with Equitable Advisors in Las Vegas, NV, holding a Series 66 designation and five years of industry experience. His prior roles include positions at Morgan Stanley, Fidelity Investments, and Total Quality Logistics. Equitable Advisors serves a diverse client base including individuals, pension plans, corporations, and charitable organizations, providing financial planning, retirement consulting, and various asset-management programs. The firm’s approach involves assessing client risk tolerance and matching them to advisory models, often implemented through third-party asset managers and LPL-sponsored programs.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance Founder/Business Owner Retired Executive Approaching retirement Sandwich Generation
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Darren D

Series 63, Series 65, Series 66

Las Vegas, NV

Equitable Advisors

Darren Daye is a financial advisor with Equitable Advisors, holding Series 63, 65, and 66 licenses and 24 years of industry experience. His prior roles include positions at B. Riley Wealth Management, National Securities Corporation, Select Planning Group, and Securian Financial Services. He also serves as power of attorney for his son. Equitable Advisors provides financial planning, retirement plan consulting, and asset management services to individuals, pension and profit-sharing plans, corporations, and charitable organizations. The firm utilizes various advisory models implemented through third-party managers and offers a range of investment options including mutual funds, ETFs, and alternative investments.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance Founder/Business Owner Retired Executive Approaching retirement Sandwich Generation
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