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Roman Y

Series 63, Series 66

New York, NY

Flagstar Securities, Inc.

Roman Yakubov is a financial advisor with Flagstar Securities, Inc. in New York, NY, holding Series 63 and Series 66 licenses and bringing 19 years of industry experience. His prior roles include positions at Citigroup, TD Ameritrade, and Scottrade. Outside of his advisory work, he volunteers as an EMT with the Morganville First Aid and Rescue Squad. Flagstar Securities, Inc. provides investment advisory and portfolio management services to a diverse client base including individuals, retirement plans, trusts, and charitable organizations. The firm manages discretionary accounts using a range of investment vehicles and employs a platform for due diligence and manager selection.

Wealth management Retirement plans for business owners (SEP, solo 401k) Active portfolio management Options & derivatives strategies
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Alexander Z

Series 66

New York, NY

Flagstar Securities, Inc.

Alexander Zias is a financial advisor at Flagstar Securities, Inc. in New York, NY, with six years of industry experience. He holds the Series 66 designation and has worked previously at Merrill and Signature Securities, as well as at Rutgers University. Flagstar Securities, Inc. provides investment advisory and portfolio management services to individuals, retirement plans, trusts, estates, charitable organizations, corporations, and insurance companies. The firm manages roughly $784 million in discretionary assets using a mix of mutual funds, ETFs, alternative investments, and third-party managers, and offers wealth management, a Managed Account Program, and retirement plan consulting.

Wealth management Retirement plans for business owners (SEP, solo 401k) Active portfolio management Options & derivatives strategies
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Matthew H

Series 66

New York, NY

Flagstar Securities, Inc.

Matthew Healey is a financial advisor at Flagstar Securities, Inc. with three years of industry experience. He holds the Series 66 designation and has worked at several firms including Signature Securities Group Corp. and Cronin and Cronin PLLC. Flagstar Securities, Inc. provides investment advisory and portfolio management services to a diverse clientele including high-net-worth individuals, retirement plans, trusts, estates, charitable organizations, corporations, and insurance companies. The firm manages approximately $784 million in discretionary assets and employs a multi-manager approach utilizing mutual funds, ETFs, alternative investments, and third-party managers.

Wealth management Retirement plans for business owners (SEP, solo 401k) Active portfolio management Options & derivatives strategies
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Selene Z

CFP®, Series 66

New York, NY

Flagstar Securities, Inc.

Selene Zhao is a CFP® with six years of industry experience, currently serving at Flagstar Securities, Inc. in New York, NY. She has held prior roles at Raymond James & Associates, Jefferies LLC, Lenox Wealth Advisors, Morgan Stanley, and CITIC Securities. Flagstar Securities, Inc. provides investment advisory and portfolio management services to a diverse client base, including high-net-worth individuals, retirement plans, trusts, estates, charitable organizations, corporations, and insurance companies. The firm manages discretionary accounts using a mix of mutual funds, ETFs, alternative investments, and third-party managers, with approximately $784 million in discretionary assets under management as of December 31, 2025.

Wealth management Retirement plans for business owners (SEP, solo 401k) Active portfolio management Options & derivatives strategies
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Salim N

Series 63, Series 65

New York, NY

Flagstar Securities, Inc.

Salim Nazkani is a financial advisor at Flagstar Securities, Inc. in New York, NY, holding the Series 63 and Series 65 designations with 39 years of industry experience. He previously worked at Signature Securities Group Corp./Signature Bank for 22 years and has been with Flagstar-affiliated firms since 2023. Nazkani also serves as Group Director Investments and Senior Vice President at New York Community Bancorp. Flagstar Securities, Inc. provides investment advisory and portfolio management services to individuals, retirement plans, trusts, estates, charitable organizations, corporations, and insurance companies. The firm manages accounts on a discretionary basis with a focus on diversified asset allocation and employs third-party managers, overseeing roughly $784 million in discretionary assets as of December 31, 2025.

Wealth management Retirement plans for business owners (SEP, solo 401k) Active portfolio management Options & derivatives strategies
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Anna S

Series 66

New York, NY

Flagstar Securities, Inc.

Anna Seckular is a financial advisor with Flagstar Securities, Inc. in New York, NY, holding a Series 66 designation and 26 years of industry experience. She previously worked at Citigroup Global Markets for 18 years and spent time with Mercer Advisors before joining Flagstar. Flagstar Securities, Inc. provides investment advisory and portfolio management services to a diverse client base including high-net-worth individuals, retirement plans, trusts, and organizations. The firm manages assets on a discretionary basis using documented strategies and allocates among mutual funds, ETFs, alternative investments, and third-party managers.

Wealth management Retirement plans for business owners (SEP, solo 401k) Active portfolio management Options & derivatives strategies
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Brian S

Series 63, Series 65, Series 66

New York, NY

Flagstar Securities, Inc.

Brian Schwartz is a financial advisor with Flagstar Securities, Inc. in New York, NY, holding Series 63, 65, and 66 credentials and 26 years of industry experience. His prior roles include positions at Signature Securities Group Corp. and HSBC, among others. He also serves as Group Director Investments and Senior Vice President at New York Community Bancorp. Flagstar Securities provides investment advisory and portfolio management services to individuals, retirement plans, trusts, charitable organizations, and corporations. The firm manages roughly $784 million in discretionary assets and offers wealth management, a Managed Account Program, and retirement plan consulting, using a discretionary approach with documented Investment Policy Statements and diversified allocations including third-party managers.

Wealth management Retirement plans for business owners (SEP, solo 401k) Active portfolio management Options & derivatives strategies
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Carly D

Series 66

New York, NY

Flagstar Securities, Inc.

Carly Doshi is a Series 66-licensed financial advisor with three years of industry experience. She is currently with Flagstar Securities, Inc. and serves as Head of Family Advisory and Trust, Executive Vice President at Flagstar Bank, N.A. Doshi is also a chair-board member of the Society of Trust and Estate Practitioners. Flagstar Securities, Inc. provides investment advisory and portfolio management services to individual clients, retirement plans, trusts, estates, charitable organizations, corporations, and insurance companies. The firm manages approximately $784 million in discretionary assets and employs a strategy of allocating among mutual funds, ETFs, alternative investments, and third-party managers.

Wealth management Retirement plans for business owners (SEP, solo 401k) Active portfolio management Options & derivatives strategies
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William P

Series 63, Series 65

New York, NY

Flagstar Securities, Inc.

William Phelan is a financial advisor with Flagstar Securities, Inc. in New York, NY, holding Series 63 and Series 65 designations and over 31 years of industry experience. He previously worked at Signature Securities Group Corp./Signature Bank for 14 years before joining Flagstar Advisors and later Flagstar Securities. Outside of finance, he is the president and sole owner of WGPhelan Fine Art Photography LLC, a business focused on retailing his own photographs. Flagstar Securities, Inc. provides investment advisory and portfolio management services to individuals, retirement plans, trusts, estates, charitable organizations, corporations, and insurance companies. The firm manages approximately $784 million in discretionary assets, using a range of mutual funds, ETFs, alternative investments, and third-party managers, and operates as a wholly owned non-bank subsidiary of Flagstar Bank.

Wealth management Retirement plans for business owners (SEP, solo 401k) Active portfolio management Options & derivatives strategies
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Brian M

Series 66

New York, NY

Flagstar Securities, Inc.

Brian Mcglynn is a financial advisor with Flagstar Securities, Inc. in New York, NY, holding a Series 66 designation and 23 years of industry experience. He has worked at Flagstar and its related entities since 2023, and previously spent nearly a decade at Signature Securities Group Corp./Signature Bank. In addition to his advisory role, Mcglynn serves as a Vice President and Compliance Officer/AMLCO at Flagstar Advisors, Inc. Flagstar Securities, Inc. provides investment advisory and portfolio management services to individuals, retirement plans, trusts, estates, charitable organizations, corporations, and insurance companies. The firm manages approximately $784 million in discretionary assets, employing a range of investment vehicles and third-party managers with an emphasis on documented investment policies and ongoing monitoring.

Wealth management Retirement plans for business owners (SEP, solo 401k) Active portfolio management Options & derivatives strategies
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Mark P

Series 63, Series 65

New York, NY

Flagstar Securities, Inc.

Mark Pittsey is a financial advisor at Flagstar Securities, Inc. in New York, NY, with 33 years of industry experience. He holds Series 63 and Series 65 designations. Prior to joining Flagstar, he worked at HSBC Private Bank and HSBC Securities (USA) Inc. and currently serves as Head of Private Banking & Wealth Management at Flagstar Bank, N.A. Flagstar Securities, Inc. provides investment advisory and portfolio management services to individual clients, retirement plans, trusts, charitable organizations, corporations, and insurance companies. The firm manages accounts on a discretionary basis, employing a range of investment strategies and third-party managers, and reported approximately $784 million in discretionary assets under management as of December 31, 2025.

Wealth management Retirement plans for business owners (SEP, solo 401k) Active portfolio management Options & derivatives strategies
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Essa A

Series 66

New York, NY

Flagstar Securities, Inc.

Essa Athar is a financial advisor at Flagstar Securities, Inc. with four years of industry experience. He holds the Series 66 credential and has worked at multiple firms, including Merrill and Citigroup, along with roles at Flagstar’s affiliated entities. His background also includes academic positions at Columbia University. Flagstar Securities, Inc. provides investment advisory and portfolio management services to a diverse client base, including high-net-worth individuals, retirement plans, and charitable organizations. The firm employs a discretionary management approach, utilizing a mix of mutual funds, ETFs, alternative investments, and third-party managers, and reported approximately $784 million in discretionary assets under management as of December 31, 2025.

Wealth management Retirement plans for business owners (SEP, solo 401k) Active portfolio management Options & derivatives strategies
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Robert V

Series 63, Series 65

New York, NY

Flagstar Securities, Inc.

Robert Vessecchia is a financial advisor with Flagstar Securities, Inc. in New York, NY, holding Series 63 and Series 65 credentials and bringing 36 years of industry experience. He has worked at Flagstar and its related entities since 2023 and previously spent 22 years at Signature Securities Group Corp./Signature Bank. He also holds the title of Group Director Investments - Senior Vice President at New York Community Bancorp. Flagstar Securities, Inc. provides investment advisory and portfolio management services to individual clients, retirement plans, trusts, estates, charitable organizations, corporations, and insurance companies. The firm manages approximately $784 million in discretionary assets and uses a disciplined approach involving Investment Policy Statements, third-party managers, and Envestnet PMC for due diligence.

Wealth management Retirement plans for business owners (SEP, solo 401k) Active portfolio management Options & derivatives strategies
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Alexander L

Series 63, Series 65

New York, NY

Flagstar Securities, Inc.

Alexander Leon is a financial advisor with Flagstar Securities, Inc. in New York, NY, holding Series 63 and Series 65 credentials and bringing 31 years of industry experience. His prior roles include positions at Signature Securities and HSBC Bank USA, N.A. He also serves as Group Director Investments and Senior Vice President at New York Community Bancorp. Flagstar Securities, Inc. provides investment advisory and portfolio management services to individual clients, retirement plans, trusts, estates, charitable organizations, corporations, and insurance companies. The firm manages approximately $784 million in discretionary assets, employing a discretionary investment approach that includes mutual funds, ETFs, alternative investments, and third-party managers, supported by Envestnet PMC for due diligence and manager selection.

Wealth management Retirement plans for business owners (SEP, solo 401k) Active portfolio management Options & derivatives strategies
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Stephen F

Series 63, Series 66

New York, NY

Flagstar Securities, Inc.

Stephen Farinacci is a financial advisor with Flagstar Securities, Inc. in New York, NY, holding Series 63 and Series 66 registrations with 32 years of industry experience. Prior to joining Flagstar, he worked at Signature Securities Group Corp. and HSBC Bank USA. He also serves as Group Director Investments and Senior Vice President at New York Community Bancorp. Flagstar Securities, Inc. provides investment advisory and portfolio management services to individuals, retirement plans, trusts, charitable organizations, corporations, and insurance companies. The firm manages approximately $784 million in discretionary assets, employing a range of investment strategies that include allocations to mutual funds, ETFs, alternative investments, and third-party managers.

Wealth management Retirement plans for business owners (SEP, solo 401k) Active portfolio management Options & derivatives strategies
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Elise O

Series 63, Series 66

New York, NY

Flagstar Securities, Inc.

Elise Ornstein is a financial advisor at Flagstar Securities, Inc. in New York, NY, holding Series 63 and Series 66 licenses with 26 years of industry experience. Her prior work includes nearly a decade at Metlife Investors Distribution Company and METLIFE Securities Inc. Flagstar Securities, Inc. provides investment advisory and portfolio management services to individual clients, retirement plans, trusts, estates, charitable organizations, corporations, and insurance companies. The firm manages discretionary accounts using documented Investment Policy Statements and allocates assets among mutual funds, ETFs, alternative investments, and third-party managers, with approximately $784 million in discretionary assets under management as of December 31, 2025.

Wealth management Retirement plans for business owners (SEP, solo 401k) Active portfolio management Options & derivatives strategies
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Richard P

Series 63, Series 65, Series 66

New York, NY

Flagstar Securities, Inc.

Richard Petrosky is a financial advisor at Flagstar Securities, Inc. in New York, NY, holding Series 63, Series 65, and Series 66 licenses with 31 years of industry experience. He has previously worked at various HSBC entities for over a decade and currently serves as Regional Market Executive and Executive Vice President at Flagstar Bank, N.A. Flagstar Securities, Inc. provides investment advisory and portfolio management services to individuals, retirement plans, trusts, estates, charitable organizations, corporations, and insurance companies. The firm manages discretionary accounts using a range of investment vehicles and third-party managers, with approximately $784 million in assets under management as of December 31, 2025.

Wealth management Retirement plans for business owners (SEP, solo 401k) Active portfolio management Options & derivatives strategies
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Anthony F

Series 63, Series 66

New York, NY

Flagstar Securities, Inc.

Anthony Ficorilli is a financial advisor with Flagstar Securities, Inc. in New York, NY, holding Series 63 and Series 66 licenses and possessing 31 years of industry experience. He previously worked at Signature Securities Group Corp./Signature Bank for 16 years before joining Flagstar Advisors in 2023 and transitioning to Flagstar Securities in 2026. Flagstar Securities, Inc. provides investment advisory and portfolio management services to individuals, retirement plans, trusts, charitable organizations, corporations, and insurance companies. The firm manages accounts primarily on a discretionary basis, utilizing a variety of investment vehicles and third-party managers, and reported approximately $784 million in discretionary assets under management as of December 31, 2025.

Wealth management Retirement plans for business owners (SEP, solo 401k) Active portfolio management Options & derivatives strategies
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Peter B

Series 66

New York, NY

Flagstar Securities, Inc.

Peter Bruno is a financial advisor with Flagstar Securities, Inc. in New York, NY, holding a Series 66 designation and five years of industry experience. His previous roles include positions at Signature Securities, Charles Schwab & Co., Inc., TD Ameritrade, and Equitable, LLC. Flagstar Securities, Inc. provides investment advisory and portfolio management services to a diverse client base, including high-net-worth individuals, retirement plans, trusts, and charitable organizations. The firm manages roughly $784 million in discretionary assets and employs a strategy of diversified allocations across mutual funds, ETFs, alternative investments, and third-party managers.

Wealth management Retirement plans for business owners (SEP, solo 401k) Active portfolio management Options & derivatives strategies
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Douglas G

CFP®, Series 63, Series 65

New York, NY

Flagstar Securities, Inc.

Douglas Geraghty is a CFP® with 13 years of industry experience, currently serving at Flagstar Securities, Inc. He has held roles at several firms including LPL Financial, Vanderbilt Securities, and ARK Global. He is based in New York, NY. Flagstar Securities, Inc. provides investment advisory and portfolio management services to a diverse client base including individuals, retirement plans, trusts, and institutions. The firm manages assets on a discretionary basis, utilizing a range of investment vehicles and third-party managers, and reported approximately $784 million in discretionary assets under management as of the end of 2025.

Wealth management Retirement plans for business owners (SEP, solo 401k) Active portfolio management Options & derivatives strategies
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Tracy R

Series 63, Series 66

New York, NY

Flagstar Securities, Inc.

Tracy Reynolds is a financial advisor at Flagstar Securities, Inc. with 18 years of industry experience. She holds Series 63 and Series 66 licenses and previously worked at HSBC Securities (USA) Inc. for 14 years. Outside of her advisory role, she is a vice president of Croft Properties, LLC, an LLC established for real estate investing, though her involvement is minimal. Flagstar Securities, Inc. provides investment advisory and portfolio management services to individual clients, retirement plans, trusts, estates, charitable organizations, corporations, and insurance companies. The firm manages accounts primarily on a discretionary basis, employing a range of investment strategies that include allocations to mutual funds, ETFs, alternative investments, and third-party managers.

Wealth management Retirement plans for business owners (SEP, solo 401k) Active portfolio management Options & derivatives strategies
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